Last 12 months
Inside the activity.
1 purchase rows · 40 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2023 Filed Jun 20, 2023 20:57 UTC |
Taylor Timothy EvanDirector · VP, Finance & Operations
|
SaleVoting Common Stock | 395,000 | $1.19 | $470,405.50 |
DisclosureSEC source: 0001366868-23-000088 · wk-form4_1687294625.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director · VP, Finance & Operations 10b5-1 filing: Plan reported Ownership: Indirect · By Thermo Investments III, LLC Disclosed balance after: 11,858,649 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2022. F2 · price: The shares were sold in multiple transactions at prices ranging from $1.165 to $1.24 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 05, 2023 Filed Jun 5, 2023 22:46 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 184,054 | $1.15 | $211,662.10 |
DisclosureSEC source: 0001366868-23-000086 · wf-form4_168600520588060.xml · nonDerivative · entry 3 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 6,115,790 Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 22:46 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 250,000 | $1.14 | $285,000.00 |
DisclosureSEC source: 0001366868-23-000086 · wf-form4_168600520588060.xml · nonDerivative · entry 2 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 5,931,736 F2 · shares: The shares were purchased in multiple transactions at prices ranging from $1.12 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 22:46 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 97,338 | $1.10 | $107,071.80 |
DisclosureSEC source: 0001366868-23-000086 · wf-form4_168600520588060.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 5,681,736 F1 · shares: The shares were purchased in multiple transactions at prices ranging from $1.10 to $1.11 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:47 UTC |
Clary RebeccaVP & Chief Financial Officer
|
SaleVoting Common Stock | 100,000 | $1.12 | $112,000.00 |
DisclosureSEC source: 0001366868-23-000084 · wf-form4_168599803119311.xml · nonDerivative · entry 1 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,708,121 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2022. F2 · price: The shares were sold in multiple transactions at prices ranging from $1.10 to $1.15 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2023 Filed May 18, 2023 01:42 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 145,360 | $1.06 | $154,081.60 |
DisclosureSEC source: 0001366868-23-000076 · wf-form4_168437413994877.xml · nonDerivative · entry 2 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 5,584,398 F2 · shares: The shares were purchased in multiple transactions at prices ranging from $1.055 to $1.06 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 15, 2023 Filed May 18, 2023 01:42 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 75,175 | $1.00 | $75,175.00 |
DisclosureSEC source: 0001366868-23-000076 · wf-form4_168437413994877.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 5,439,038 F1 · shares: The shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 11, 2023 Filed May 11, 2023 21:25 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 708,863 | $0.99 | $701,774.37 |
DisclosureSEC source: 0001366868-23-000059 · wf-form4_168384030442038.xml · nonDerivative · entry 3 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 5,363,863 F3 · shares: The shares were purchased in multiple transactions at prices ranging from $0.98 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 10, 2023 Filed May 11, 2023 21:25 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 1,555,000 | $0.99 | $1,539,450.00 |
DisclosureSEC source: 0001366868-23-000059 · wf-form4_168384030442038.xml · nonDerivative · entry 2 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 4,655,000 F2 · shares: The shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:27 UTC |
COWAN KEITH ODirector
|
GrantVoting Common Stock | 50,000 | $1.02 | $51,000.00 |
DisclosureSEC source: 0001366868-23-000069 · wf-form4_168392685801692.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 714,930 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on May 10, 2024. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:28 UTC |
HASLER WILLIAM ADirector
|
GrantVoting Common Stock | 50,000 | $1.02 | $51,000.00 |
DisclosureSEC source: 0001366868-23-000071 · wf-form4_168392689987435.xml · nonDerivative · entry 1 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 861,930 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on May 10, 2024. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:28 UTC |
Taylor Timothy EvanDirector
|
GrantVoting Common Stock | 50,000 | $1.02 | $51,000.00 |
DisclosureSEC source: 0001366868-23-000070 · wf-form4_168392687567873.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,141,012 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on May 10, 2024. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:27 UTC |
Wolff Benjamin GDirector
|
GrantVoting Common Stock | 50,000 | $1.02 | $51,000.00 |
DisclosureSEC source: 0001366868-23-000068 · wf-form4_168392683190915.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 701,132 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on May 10, 2024. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:25 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 3,000,000 | $0.97 | $2,910,000.00 |
DisclosureSEC source: 0001366868-23-000059 · wf-form4_168384030442038.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Thermo Properties II, LLC Disclosed balance after: 3,100,000 F1 · shares: The shares were purchased in multiple transactions at prices ranging from $0.93 to $1.02 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 16, 2023 Filed Mar 23, 2023 19:11 UTC |
Taylor Timothy EvanDirector
|
SaleVoting Common Stock | 395,000 | $1.05 | $414,750.00 |
DisclosureSEC source: 0001366868-23-000039 · wf-form4_167959870462727.xml · nonDerivative · entry 2 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Thermo Investments III, LLC Disclosed balance after: 12,253,649 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2022. F3 · price: The shares were sold in multiple transactions at prices ranging from $1.03 to $1.07 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2023 Filed Mar 23, 2023 19:11 UTC |
Taylor Timothy EvanDirector
|
SaleVoting Common Stock | 395,000 | $1.06 | $418,700.00 |
DisclosureSEC source: 0001366868-23-000039 · wf-form4_167959870462727.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Thermo Investments III, LLC Disclosed balance after: 12,648,649 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2022. F2 · price: The shares were sold in multiple transactions at prices ranging from $1.015 to $1.145 per share. The price reported reflects the volume weighted average price for the transactions. The reporting personundertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:11 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 45,399 | $1.16 | $52,662.84 |
DisclosureSEC source: 0001366868-23-000029 · wf-form4_167832427398806.xml · nonDerivative · entry 2 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,275,256 F2 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on March 6, 2023, to pay required withholding taxes upon the vesting of the Restricted Stock Award reported above. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:11 UTC |
Ponder L Barbee IVGeneral Counsel
|
GrantVoting Common Stock | 135,172 | $1.16 | $156,799.52 |
DisclosureSEC source: 0001366868-23-000029 · wf-form4_167832427398806.xml · nonDerivative · entry 1 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,320,655 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan which vested immediately upon the grant. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:15 UTC |
Clary RebeccaVP & Chief Financial Officer
|
Tax withholdingVoting Common Stock | 35,552 | $1.16 | $41,240.32 |
DisclosureSEC source: 0001366868-23-000033 · wf-form4_167832450665935.xml · nonDerivative · entry 2 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808,121 F2 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on March 6, 2023, to pay required withholding taxes upon the vesting of the Restricted Stock Award reported above. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:15 UTC |
Clary RebeccaVP & Chief Financial Officer
|
GrantVoting Common Stock | 68,966 | $1.16 | $80,000.56 |
DisclosureSEC source: 0001366868-23-000033 · wf-form4_167832450665935.xml · nonDerivative · entry 1 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843,673 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan which vested immediately upon the grant. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:17 UTC |
Kagan David B.Chief Executive Officer
|
Tax withholdingVoting Common Stock | 40,707 | $1.16 | $47,220.12 |
DisclosureSEC source: 0001366868-23-000035 · wf-form4_167832464692184.xml · nonDerivative · entry 2 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,631,075 F2 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on March 6, 2023, to pay required withholding taxes upon the vesting of the Restricted Stock Award reported above. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:17 UTC |
Kagan David B.Chief Executive Officer
|
GrantVoting Common Stock | 103,448 | $1.16 | $119,999.68 |
DisclosureSEC source: 0001366868-23-000035 · wf-form4_167832464692184.xml · nonDerivative · entry 1 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,671,782 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan which vested immediately upon the grant. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:13 UTC |
Taylor Timothy EvanDirector
|
GrantVoting Common Stock | 72,414 | $1.16 | $84,000.24 |
DisclosureSEC source: 0001366868-23-000031 · wf-form4_167832438804943.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,091,012 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan which vested immediately upon the grant. Read SEC document |
| March 06, 2023 Filed Mar 14, 2023 14:41 UTC |
Kagan David B.Chief Executive Officer
|
Tax withholdingVoting Common Stock | 199,463 | $1.16 | $231,377.08 |
DisclosureSEC source: 0001366868-23-000037 · wf-form4_167880487626951.xml · nonDerivative · entry 2 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,931,612 F2 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on March 6, 2023, to pay required withholding taxes upon the vesting of the Restricted Stock Award reported above. Read SEC document |
| March 06, 2023 Filed Mar 14, 2023 14:41 UTC |
Kagan David B.Chief Executive Officer
|
GrantVoting Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001366868-23-000037 · wf-form4_167880487626951.xml · nonDerivative · entry 1 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131,075 F1 · shares: Represents shares of restricted stock awarded in connection with the achievement of certain performance incentives. 250,000 shares were granted on December 6, 2017. 250,000 additional shares were granted on September 4, 2018. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 02:36 UTC |
Clary RebeccaVP & Chief Financial Officer
|
SaleVoting Common Stock | 100,000 | $1.17 | $117,000.00 |
DisclosureSEC source: 0001366868-23-000024 · wf-form4_167781094375764.xml · nonDerivative · entry 1 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,774,707 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2022. F2 · price: The shares were sold in multiple transactions at prices ranging from $1.14 to $1.31 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:06 UTC |
COWAN KEITH ODirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000003 · wf-form4_167296355712378.xml · derivative · entry 2 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:06 UTC |
COWAN KEITH ODirector
|
GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000003 · wf-form4_167296355712378.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,930 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:11 UTC |
HASLER WILLIAM ADirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000006 · wf-form4_167296390343265.xml · derivative · entry 2 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:11 UTC |
HASLER WILLIAM ADirector
|
GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000006 · wf-form4_167296390343265.xml · nonDerivative · entry 1 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,930 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 19:05 UTC |
LOVETT MICHAEL JDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000002 · wf-form4_167296348319663.xml · derivative · entry 2 LOVETT MICHAEL J · CIK 0001279029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 19:05 UTC |
LOVETT MICHAEL JDirector
|
GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000002 · wf-form4_167296348319663.xml · nonDerivative · entry 1 LOVETT MICHAEL J · CIK 0001279029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,929 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:14 UTC |
Monroe James IIIDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000008 · wf-form4_167296407905976.xml · derivative · entry 10 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:14 UTC |
Monroe James IIIDirector · 10% owner
|
GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000008 · wf-form4_167296407905976.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,930 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:13 UTC |
Taylor Timothy EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000007 · wf-form4_167296398630241.xml · derivative · entry 3 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:13 UTC |
Taylor Timothy EvanDirector
|
GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000007 · wf-form4_167296398630241.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018,598 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:09 UTC |
Wolff Benjamin GDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000004 · wf-form4_167296372538296.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:09 UTC |
Wolff Benjamin GDirector
|
GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000004 · wf-form4_167296372538296.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,132 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:10 UTC |
Lynch James FDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001366868-23-000005 · wf-form4_167296383611642.xml · derivative · entry 3 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2033-01-03 F2 · shares: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. F2 · derivative.exercise_date: Award under 2006 Equity Incentive Plan. Award vests and becomes exercisable as to one third on each of January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:10 UTC |
Lynch James FDirector
|
GrantVoting Common Stock | 38,462 | $1.30 | $50,000.60 |
DisclosureSEC source: 0001366868-23-000005 · wf-form4_167296383611642.xml · nonDerivative · entry 1 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,930 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 3, 2024. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 00:34 UTC |
Taylor Timothy EvanDirector
|
SaleVoting Common Stock | 395,000 | $1.65 | $653,646.00 |
DisclosureSEC source: 0001366868-22-000134 · wf-form4_167089167398914.xml · nonDerivative · entry 2 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Investments III, LLC Disclosed balance after: 13,043,649 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2022. F3 · price: The shares were sold in multiple transactions at prices ranging from $1.615 to $1.715 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:36 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 12,139 | $1.61 | $19,543.79 |
DisclosureSEC source: 0001366868-22-000132 · wf-form4_167063613897746.xml · nonDerivative · entry 1 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185,483 F1 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on December 8, 2022, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:32 UTC |
Clary RebeccaVP & Chief Financial Officer
|
Tax withholdingVoting Common Stock | 18,139 | $1.61 | $29,203.79 |
DisclosureSEC source: 0001366868-22-000130 · wf-form4_167063592492443.xml · nonDerivative · entry 1 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,874,707 F1 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on December 8, 2022, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:34 UTC |
Kagan David B.Chief Executive Officer
|
Tax withholdingVoting Common Stock | 15,739 | $1.61 | $25,339.79 |
DisclosureSEC source: 0001366868-22-000131 · wf-form4_167063604542785.xml · nonDerivative · entry 1 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,568,334 F1 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on December 8, 2022, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 00:34 UTC |
Taylor Timothy EvanDirector
|
SaleVoting Common Stock | 395,000 | $1.57 | $621,611.50 |
DisclosureSEC source: 0001366868-22-000134 · wf-form4_167089167398914.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Investments III, LLC Disclosed balance after: 13,438,649 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2022. F2 · price: The shares were sold in multiple transactions at prices ranging from $1.51 to $1.62 per share. The price reported reflects the volume weighted average price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 02:38 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 12,143 | $1.71 | $20,764.53 |
DisclosureSEC source: 0001366868-22-000127 · wf-form4_167055350938662.xml · nonDerivative · entry 3 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,197,622 F3 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on December 7, 2022, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 02:37 UTC |
Kagan David B.Chief Executive Officer
|
Tax withholdingVoting Common Stock | 15,744 | $1.71 | $26,922.24 |
DisclosureSEC source: 0001366868-22-000126 · wf-form4_167055342867451.xml · nonDerivative · entry 3 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,584,073 F3 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on December 7, 2022, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 02:35 UTC |
Clary RebeccaVP & Chief Financial Officer
|
Tax withholdingVoting Common Stock | 18,144 | $1.71 | $31,026.24 |
DisclosureSEC source: 0001366868-22-000125 · wf-form4_167055330918072.xml · nonDerivative · entry 3 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,892,846 F3 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on December 7, 2022, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| December 06, 2022 Filed Dec 9, 2022 02:38 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 12,139 | $1.77 | $21,486.03 |
DisclosureSEC source: 0001366868-22-000127 · wf-form4_167055350938662.xml · nonDerivative · entry 2 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,209,765 F2 · shares: Shares automatically withheld, based on the fair market value of the Common Stock on December 6, 2022, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| December 06, 2022 Filed Dec 9, 2022 02:38 UTC |
Ponder L Barbee IVGeneral Counsel
|
GrantVoting Common Stock | 120,000 | $1.77 | $212,400.00 |
DisclosureSEC source: 0001366868-22-000127 · wf-form4_167055350938662.xml · nonDerivative · entry 1 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221,904 F1 · shares: Award of Restricted Stock under 2006 Equity Incentive Plan. One-third of the awarded shares vested immediately upon grant. One-third vests on the first anniversary of the grant date, and one-third vests on the second anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.