Last 12 months
Inside the activity.
1 purchase rows · 40 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 6, 2020 17:25 UTC |
LOVETT MICHAEL JDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001366868-20-000012 · wf-form4_157834953171658.xml · derivative · entry 2 LOVETT MICHAEL J · CIK 0001279029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2020-01-02 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:25 UTC |
LOVETT MICHAEL JDirector
|
GrantVoting Common Stock | 92,525 | $0.54 | $49,963.50 |
DisclosureSEC source: 0001366868-20-000012 · wf-form4_157834953171658.xml · nonDerivative · entry 1 LOVETT MICHAEL J · CIK 0001279029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,908 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 23:04 UTC |
Lynch James FDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001366868-20-000020 · wf-form4_157835186213290.xml · derivative · entry 2 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2030-01-02 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 23:04 UTC |
Lynch James FDirector
|
GrantVoting Common Stock | 92,525 | $0.54 | $49,963.50 |
DisclosureSEC source: 0001366868-20-000020 · wf-form4_157835186213290.xml · nonDerivative · entry 1 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,908 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:58 UTC |
Taylor Timothy EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001366868-20-000018 · wf-form4_157835149666874.xml · derivative · entry 2 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2030-01-02 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:58 UTC |
Taylor Timothy EvanDirector
|
GrantVoting Common Stock | 92,525 | $0.54 | $49,963.50 |
DisclosureSEC source: 0001366868-20-000018 · wf-form4_157835149666874.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,746 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC |
Wolff Benjamin GDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.54 Strike: $0.54 | $54,000.00 |
DisclosureSEC source: 0001366868-20-000016 · wf-form4_157835025316763.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2030-01-02 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC |
Wolff Benjamin GDirector
|
GrantVoting Common Stock | 92,525 | $0.54 | $49,963.50 |
DisclosureSEC source: 0001366868-20-000016 · wf-form4_157835025316763.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,917 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:31 UTC |
Monroe James IIIDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.54 Strike: $0.54 | $54,000.00 |
DisclosureSEC source: 0001366868-20-000014 · wf-form4_157834988050042.xml · derivative · entry 2 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2030-01-02 F2 · security: Award under 2006 Equity Incentive Plan. F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:31 UTC |
Monroe James IIIDirector · 10% owner
|
GrantVoting Common Stock | 92,525 | $0.54 | $49,963.50 |
DisclosureSEC source: 0001366868-20-000014 · wf-form4_157834988050042.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,908 F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 18:37 UTC |
Monroe James IIIDirector · 10% owner
|
OtherVoting Common Stock | 9,500,000 | $0.38 | $3,610,000.00 |
DisclosureSEC source: 0001366868-20-000004 · wf-form4_157807664260676.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 843,003,133 F1 · shares: On December 31, 2019, Thermo Funding II LLC ("Thermo") exercised warrants to purchase 9,500,000 shares of the Company's Voting Common Stock at an exercise price of $0.38 per share. These warrants were a portion of the warrants to purchase 59,537,578 shares of the Company's Voting Common Stock issued to Thermo in connection with the Second Lien Term Loan Facility the Company entered into with Thermo and certain other lenders on November 26, 2019. The Second Lien Loan Term Loan Facility and certain related transactions are described more fully in the Company's Current Report on Form 8-K filed with the Commission on November 27, 2019. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 15:14 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 9,727 | $0.50 | $4,863.50 |
DisclosureSEC source: 0001366868-19-000100 · wf-form4_157737326420561.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 833,503,133 Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 20:37 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 570,000 | $0.49 | $279,300.00 |
DisclosureSEC source: 0001366868-19-000098 · wf-form4_157713343081817.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 833,493,406 Read SEC document |
| December 19, 2019 Filed Dec 19, 2019 23:46 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 1,500,000 | $0.45 | $675,000.00 |
DisclosureSEC source: 0001366868-19-000096 · wf-form4_157679917216571.xml · nonDerivative · entry 3 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 832,923,406 Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 23:46 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 750,000 | $0.43 | $322,500.00 |
DisclosureSEC source: 0001366868-19-000096 · wf-form4_157679917216571.xml · nonDerivative · entry 2 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 831,423,406 Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 23:46 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 108,048 | $0.41 | $44,299.68 |
DisclosureSEC source: 0001366868-19-000096 · wf-form4_157679917216571.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 830,673,406 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 22:32 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 5,000 | $0.38 | $1,900.00 |
DisclosureSEC source: 0001366868-19-000094 · wf-form4_157662191369250.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,392 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 22:26 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 281,000 | $0.39 | $109,590.00 |
DisclosureSEC source: 0001366868-19-000092 · wf-form4_157662154689817.xml · nonDerivative · entry 2 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 830,565,358 Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 20:37 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 5,000 | $0.39 | $1,950.00 |
DisclosureSEC source: 0001366868-19-000090 · wf-form4_157652860806507.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,392 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 22:26 UTC |
Monroe James IIIDirector · 10% owner
|
PurchaseVoting Common Stock | 500,000 | $0.39 | $195,000.00 |
DisclosureSEC source: 0001366868-19-000092 · wf-form4_157662154689817.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 830,284,358 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:03 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 1,500 | $0.41 | $615.00 |
DisclosureSEC source: 0001366868-19-000088 · wf-form4_157627460289522.xml · nonDerivative · entry 3 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,392 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:03 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 7,500 | $0.40 | $3,000.00 |
DisclosureSEC source: 0001366868-19-000088 · wf-form4_157627460289522.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,892 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:03 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 10,500 | $0.39 | $4,095.00 |
DisclosureSEC source: 0001366868-19-000088 · wf-form4_157627460289522.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,392 Read SEC document |
| December 11, 2019 Filed Apr 13, 2020 18:33 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 41,161 | $0.42 | $17,287.62 |
DisclosureSEC source: 0001628280-20-004903 · wf-form5_158680276476283.xml · nonDerivative · entry 3 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,547 F2 · security: Shares withheld, based on the fair market value of the Common Stock on December 9 and December 11, 2019 to pay required withholding taxes upon the vesting of Restricted Stock Awards under the Company's Bonus and Equity Incentive plans. The full awards were previously reported. Read SEC document |
| December 11, 2019 Filed Apr 13, 2020 18:34 UTC |
Clary RebeccaVP & Chief Financial Officer
|
Tax withholdingVoting Common Stock | 41,161 | $0.42 | $17,287.62 |
DisclosureSEC source: 0001628280-20-004909 · wf-form5_158680283954534.xml · nonDerivative · entry 3 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,538 F3 · security: Shares withheld, based on the fair market value of the Common Stock on December 9 and December 11, 2019 to pay required withholding taxes upon the vesting of Restricted Stock Awards under the Company's Bonus and Equity Incentive plans. The full awards were previously reported. Read SEC document |
| December 09, 2019 Filed Apr 13, 2020 18:33 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 2,941 | $0.48 | $1,411.68 |
DisclosureSEC source: 0001628280-20-004903 · wf-form5_158680276476283.xml · nonDerivative · entry 2 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,708 F2 · security: Shares withheld, based on the fair market value of the Common Stock on December 9 and December 11, 2019 to pay required withholding taxes upon the vesting of Restricted Stock Awards under the Company's Bonus and Equity Incentive plans. The full awards were previously reported. Read SEC document |
| December 09, 2019 Filed Apr 13, 2020 18:34 UTC |
Clary RebeccaVP & Chief Financial Officer
|
Tax withholdingVoting Common Stock | 2,941 | $0.48 | $1,411.68 |
DisclosureSEC source: 0001628280-20-004909 · wf-form5_158680283954534.xml · nonDerivative · entry 2 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,699 F3 · security: Shares withheld, based on the fair market value of the Common Stock on December 9 and December 11, 2019 to pay required withholding taxes upon the vesting of Restricted Stock Awards under the Company's Bonus and Equity Incentive plans. The full awards were previously reported. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 20:25 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 1,000,000 | $0.45 | $450,000.00 |
DisclosureSEC source: 0001366868-19-000084 · wf-form4_157592308952439.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 829,784,358 Read SEC document |
| December 06, 2019 Filed Apr 13, 2020 18:33 UTC |
Ponder L Barbee IVGeneral Counsel
|
GrantVoting Common Stock | 120,000 | $0.46 | $54,708.00 |
DisclosureSEC source: 0001628280-20-004903 · wf-form5_158680276476283.xml · nonDerivative · entry 1 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,649 F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 6, 2020 and 2021. Read SEC document |
| December 06, 2019 Filed Apr 13, 2020 18:34 UTC |
Clary RebeccaVP & Chief Financial Officer
|
GrantVoting Common Stock | 120,000 | $0.46 | $54,708.00 |
DisclosureSEC source: 0001628280-20-004909 · wf-form5_158680283954534.xml · nonDerivative · entry 1 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,640 F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 6, 2020 and 2021. F2 · balance_after: Includes 82,596 shares acquired under the Globalstar Employee Stock Purchase Plan on June 15, 2019 Read SEC document |
| December 06, 2019 Filed Apr 13, 2020 18:33 UTC |
Kagan David B.Chief Executive Officer
|
GrantVoting Common Stock | 120,000 | $0.46 | $54,708.00 |
DisclosureSEC source: 0001628280-20-004907 · wf-form5_158680281532601.xml · nonDerivative · entry 1 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665,722 F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 6, 2020 and 2021. F2 · balance_after: Includes 83,362 shares acquired under the Globalstar Employee Stock Purchase Plan on June 15, 2019 Read SEC document |
| December 06, 2019 Filed Apr 13, 2020 18:33 UTC |
Taylor Timothy EvanDirector
|
GrantVoting Common Stock | 120,000 | $0.46 | $54,708.00 |
DisclosureSEC source: 0001628280-20-004905 · wf-form5_158680279253480.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,604 F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 6, 2020 and 2021. F2 · balance_after: Includes 106,383 shares which were inadvertently omitted from prior Form 4 filings. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 17:11 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 332,276 | $0.41 | $136,233.16 |
DisclosureSEC source: 0001366868-19-000082 · wf-form4_157556589419484.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 828,784,358 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 17:08 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 4,500 | $0.41 | $1,845.00 |
DisclosureSEC source: 0001366868-19-000080 · wf-form4_157556566835104.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,892 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 22:10 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 221,606 | $0.39 | $86,426.34 |
DisclosureSEC source: 0001366868-19-000074 · wf-form4_157532463266209.xml · nonDerivative · entry 2 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 828,452,082 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 20:22 UTC |
Taylor Timothy EvanDirector
|
PurchaseVoting Common Stock | 15,000 | $0.40 | $6,000.00 |
DisclosureSEC source: 0001366868-19-000076 · wf-form4_157540452250522.xml · nonDerivative · entry 3 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,221 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 20:50 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 2,500 | $0.40 | $1,000.00 |
DisclosureSEC source: 0001366868-19-000078 · wf-form4_157540622365590.xml · nonDerivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,392 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 20:50 UTC |
Wolff Benjamin GDirector
|
PurchaseVoting Common Stock | 14,509 | $0.39 | $5,658.51 |
DisclosureSEC source: 0001366868-19-000078 · wf-form4_157540622365590.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,892 Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 22:10 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 2,871,541 | $0.39 | $1,119,900.99 |
DisclosureSEC source: 0001366868-19-000074 · wf-form4_157532463266209.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 828,230,476 Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 20:22 UTC |
Taylor Timothy EvanDirector
|
PurchaseVoting Common Stock | 10,770 | $0.38 | $4,092.60 |
DisclosureSEC source: 0001366868-19-000076 · wf-form4_157540452250522.xml · nonDerivative · entry 2 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,221 Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 20:22 UTC |
Taylor Timothy EvanDirector
|
PurchaseVoting Common Stock | 18,730 | $0.39 | $7,304.70 |
DisclosureSEC source: 0001366868-19-000076 · wf-form4_157540452250522.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,451 Read SEC document |
| May 20, 2019 Filed May 22, 2019 21:20 UTC |
Ponder L Barbee IVGeneral Counsel
|
GrantVoting Common Stock | 20,000 | $0.56 | $11,200.00 |
DisclosureSEC source: 0001366868-19-000044 · wf-form4_155855999842742.xml · nonDerivative · entry 3 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,649 F3 · kind: Award under 2006 Equity Incentive Plan. Award vests immediately. Read SEC document |
| May 20, 2019 Filed May 22, 2019 21:20 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 5,861 | $0.56 | $3,282.16 |
DisclosureSEC source: 0001366868-19-000044 · wf-form4_155855999842742.xml · nonDerivative · entry 2 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,649 F2 · kind: Shares withheld, based on the fair market value of the Common Stock on May 20, 2019 to pay required withholding taxes upon the immediate vesting of 20,000 shares pursuant to a Restricted Stock Award granted under the Company's Equity Incentive Plan. The full award is reported herein. Read SEC document |
| May 16, 2019 Filed May 22, 2019 21:20 UTC |
Ponder L Barbee IVGeneral Counsel
|
Tax withholdingVoting Common Stock | 23,751 | $0.55 | $12,998.92 |
DisclosureSEC source: 0001366868-19-000044 · wf-form4_155855999842742.xml · nonDerivative · entry 1 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,510 F1 · kind: Shares withheld, based on the fair market value of the Common Stock on May 16, 2019 to pay required withholding taxes upon the vesting of 83,334 shares pursuant to a Restricted Stock Award granted under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| May 16, 2019 Filed May 22, 2019 21:04 UTC |
Clary RebeccaVP & Chief Financial Officer
|
Tax withholdingVoting Common Stock | 9,507 | $0.55 | $5,203.18 |
DisclosureSEC source: 0001366868-19-000042 · wf-form4_155855906112624.xml · nonDerivative · entry 1 Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,044 F1 · kind: Shares withheld, based on the fair market value of the Common Stock on May 16, 2019 to pay required withholding taxes upon the vesting of 33,334 shares pursuant to a Restricted Stock Award granted under the Company's Equity Incentive Plan. The full award was previously reported. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 9,202 | $0.44 | $4,024.95 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 9 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,261 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 25,000 | $0.44 | $10,875.00 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 8 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,463 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 75,000 | $0.44 | $32,625.00 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 7 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,463 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 30,000 | $0.44 | $13,089.00 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 6 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,463 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 10,000 | $0.44 | $4,405.00 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 5 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,463 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.