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GOLDMAN SACHS GROUP INC

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2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2014 Filed Oct 31, 2014 20:44 UTC Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 135,312 $0.00 Strike: $131.64 $0.00
Disclosure

SEC source: 0000769993-14-000581 · ownershipdoc10292014110115.xml · derivative · entry 6

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 135,312 shares

Expires 2015-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2014 Filed Oct 31, 2014 20:44 UTC GiftCommon Stock, par value $0.01 per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0000769993-14-000581 · ownershipdoc10292014110115.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,784

Read SEC document
October 29, 2014 Filed Oct 31, 2014 20:44 UTC SaleCommon Stock, par value $0.01 per share 135,312 $186.17 $25,190,561.45
Disclosure

SEC source: 0000769993-14-000581 · ownershipdoc10292014110115.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,784

F2 · price: Reflects a weighted average sale price of $186.1665 per share, at prices ranging from $185.89 to $186.49 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 29, 2014 Filed Oct 31, 2014 20:44 UTC Exercise / conversionCommon Stock, par value $0.01 per share 135,312 $131.64 $17,812,471.68
Disclosure

SEC source: 0000769993-14-000581 · ownershipdoc10292014110115.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015.

Read SEC document
October 22, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 33,557 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · derivative · entry 9

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 33,557 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
October 22, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 100 $180.60 $18,060.00
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 7

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,050

Read SEC document
October 22, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 3,200 $179.18 $573,370.56
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 6

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,150

F6 · price: Reflects a weighted average sale price of $179.1783 per share, at prices ranging from $178.90 to $179.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 22, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 2,600 $178.20 $463,322.08
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 5

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,350

F5 · price: Reflects a weighted average sale price of $178.2008 per share, at prices ranging from $177.87 to $178.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 22, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 2,442 $177.33 $433,038.39
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 4

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,950

F4 · price: Reflects a weighted average sale price of $177.3294 per share, at prices ranging from $176.87 to $177.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 22, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 25,215 $180.18 $4,543,238.70
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 3

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,392

F3 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 2 above.

F3 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 2 above.

Read SEC document
October 22, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 33,557 $78.78 $2,643,620.46
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 21, 2014 Filed Oct 23, 2014 16:30 UTC Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 6,000 $0.00 Strike: $131.64 $0.00
Disclosure

SEC source: 0000769993-14-000576 · ownershipdoc10192014111826.xml · derivative · entry 3

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,000 shares

Expires 2015-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2014 Filed Oct 23, 2014 16:30 UTC SaleCommon Stock, par value $0.01 per share 6,000 $179.88 $1,079,294.40
Disclosure

SEC source: 0000769993-14-000576 · ownershipdoc10192014111826.xml · nonDerivative · entry 2

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects a weighted average sale price of $179.8824 per share, at prices ranging from $179.77 to $179.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 21, 2014 Filed Oct 23, 2014 16:30 UTC Exercise / conversionCommon Stock, par value $0.01 per share 6,000 $131.64 $789,840.00
Disclosure

SEC source: 0000769993-14-000576 · ownershipdoc10192014111826.xml · nonDerivative · entry 1

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015.

Read SEC document
October 21, 2014 Filed Oct 23, 2014 20:31 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 906 $180.00 $163,080.00
Disclosure

SEC source: 0000769993-14-000577 · ownershipdoc10192014111826.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,050

F1 · kind: This sale of shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 20, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 33,558 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · derivative · entry 11

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,557

Underlying: Common Stock, par value $0.01 per share · 33,558 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
October 20, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 4,622 $177.64 $821,072.88
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 8

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,956

F8 · price: Reflects a weighted average sale price of $177.6445 per share, at prices ranging from $177.465 to $177.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 20, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 3,600 $177.14 $637,716.96
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 7

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,578

F7 · price: Reflects a weighted average sale price of $177.1436 per share, at prices ranging from $176.45 to $177.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 20, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 25,336 $176.91 $4,482,191.76
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 6

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,178

F6 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 5 above.

F6 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 5 above.

Read SEC document
October 20, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 33,558 $78.78 $2,643,699.24
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 5

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 24,400 $0.00 Strike: $131.64 $0.00
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · derivative · entry 10

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 24,400 shares

Expires 2015-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 2,718 $176.23 $478,993.14
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 4

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,956

F4 · kind: This sale of shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 12,041 $177.11 $2,132,639.31
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 3

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,674

F3 · price: Reflects a weighted average sale price of $177.1148 per share, at prices ranging from $176.93 to $177.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
SaleCommon Stock, par value $0.01 per share 12,359 $176.57 $2,182,268.18
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,715

F2 · price: Reflects a weighted average sale price of $176.5732 per share, at prices ranging from $175.93 to $176.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 20:30 UTC
SMITH SARAH GPrincipal Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 24,400 $131.64 $3,212,016.00
Disclosure

SEC source: 0000769993-14-000573 · ownershipdoc10192014111826.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 29, 2014 Filed Sep 2, 2014 18:14 UTC
WEINBERG JOHN SVice Chairman
GiftCommon Stock, par value $0.01 per share 11,200 $0.00 $0.00
Disclosure

SEC source: 0000769993-14-000542 · ownershipdoc08242014111203.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,934

Read SEC document
August 28, 2014 Filed Aug 29, 2014 14:47 UTC
COOPER EDITH WEVP, Global Head of HCM
Exercise / conversionYear-End Nonqualified Stock Options · Derivative 26,217 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-14-000540 · ownershipdoc08242014111203.xml · derivative · entry 6

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,217

Underlying: Common Stock, par value $0.01 per share · 26,217 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
August 28, 2014 Filed Aug 29, 2014 14:47 UTC
COOPER EDITH WEVP, Global Head of HCM
SaleCommon Stock, par value $0.01 per share 4,225 $177.48 $749,864.41
Disclosure

SEC source: 0000769993-14-000540 · ownershipdoc08242014111203.xml · nonDerivative · entry 4

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,873

F4 · price: Reflects a weighted average sale price of $177.4827 per share, at prices ranging from $177.1100 to $177.7400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2014 Filed Aug 29, 2014 14:47 UTC
COOPER EDITH WEVP, Global Head of HCM
SaleCommon Stock, par value $0.01 per share 2,846 $176.56 $502,490.04
Disclosure

SEC source: 0000769993-14-000540 · ownershipdoc08242014111203.xml · nonDerivative · entry 3

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,098

F3 · price: Reflects a weighted average sale price of $176.5601 per share, at prices ranging from $176.0100 to $176.9500 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2014 Filed Aug 29, 2014 14:47 UTC
COOPER EDITH WEVP, Global Head of HCM
Tax withholdingCommon Stock, par value $0.01 per share 19,146 $177.81 $3,404,350.26
Disclosure

SEC source: 0000769993-14-000540 · ownershipdoc08242014111203.xml · nonDerivative · entry 2

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,944

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
August 28, 2014 Filed Aug 29, 2014 14:47 UTC
COOPER EDITH WEVP, Global Head of HCM
Exercise / conversionCommon Stock, par value $0.01 per share 26,217 $78.78 $2,065,375.26
Disclosure

SEC source: 0000769993-14-000540 · ownershipdoc08242014111203.xml · nonDerivative · entry 1

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Read SEC document
August 19, 2014 Filed Aug 21, 2014 18:01 UTC
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 86,692 $0.00 Strike: $131.64 $0.00
Disclosure

SEC source: 0000769993-14-000538 · ownershipdoc08172014084335.xml · derivative · entry 4

ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 86,692 shares

Expires 2015-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2014 Filed Aug 21, 2014 18:01 UTC
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
SaleCommon Stock, par value $0.01 per share 86,692 $175.00 $15,171,100.00
Disclosure

SEC source: 0000769993-14-000538 · ownershipdoc08172014084335.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,034

Read SEC document
August 19, 2014 Filed Aug 21, 2014 18:01 UTC
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
Exercise / conversionCommon Stock, par value $0.01 per share 86,692 $131.64 $11,412,134.88
Disclosure

SEC source: 0000769993-14-000538 · ownershipdoc08172014084335.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 18:02 UTC
SHERWOOD MICHAEL SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 34,557 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · derivative · entry 6

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 34,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 18:02 UTC
SHERWOOD MICHAEL SVice Chairman
SaleCommon Stock, par value $0.01 per share 4,545 $176.02 $799,992.72
Disclosure

SEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 4

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,110

F4 · price: Reflects a weighted average sale price of $176.0160 per share, at prices ranging from $175.8800 to $176.3700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 28, 2014 Filed Jul 30, 2014 18:02 UTC
SHERWOOD MICHAEL SVice Chairman
SaleCommon Stock, par value $0.01 per share 13,770 $175.53 $2,417,092.16
Disclosure

SEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 3

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,655

F3 · price: Reflects a weighted average sale price of $175.5332 per share, at prices ranging from $174.8750 to $175.8700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 28, 2014 Filed Jul 30, 2014 18:02 UTC
SHERWOOD MICHAEL SVice Chairman
Tax withholdingCommon Stock, par value $0.01 per share 16,242 $175.40 $2,848,846.80
Disclosure

SEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 2

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,425

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

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July 28, 2014 Filed Jul 30, 2014 18:02 UTC
SHERWOOD MICHAEL SVice Chairman
Exercise / conversionCommon Stock, par value $0.01 per share 34,557 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-14-000418 · ownershipdoc07262014090118.xml · nonDerivative · entry 1

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 28, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2013 were delivered to the Reporting Person without the payment of any consideration.

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July 24, 2014 Filed Jul 25, 2014 14:31 UTC Exercise / conversionNonqualified Stock Options · Derivative 5,800 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-14-000416 · ownershipdoc07192014041327.xml · derivative · entry 3

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,800 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

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July 24, 2014 Filed Jul 25, 2014 14:31 UTC SaleCommon Stock, par value $0.01 per share 5,800 $177.02 $1,026,709.62
Disclosure

SEC source: 0000769993-14-000416 · ownershipdoc07192014041327.xml · nonDerivative · entry 2

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects a weighted average sale price of $177.0189 per share, at prices ranging from $176.9420 to $177.1180 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 24, 2014 Filed Jul 25, 2014 14:31 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,800 $78.78 $456,924.00
Disclosure

SEC source: 0000769993-14-000416 · ownershipdoc07192014041327.xml · nonDerivative · entry 1

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

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July 23, 2014 Filed Jul 24, 2014 21:04 UTC
SCHWARTZ HARVEY MExecutive Vice President - CFO
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 91,285 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-14-000408 · ownershipdoc07192014041327.xml · derivative · entry 8

SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,603

Underlying: Common Stock, par value $0.01 per share · 91,285 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

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July 23, 2014 Filed Jul 24, 2014 21:04 UTC
SCHWARTZ HARVEY MExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 7,876 $176.90 $1,393,281.73
Disclosure

SEC source: 0000769993-14-000408 · ownershipdoc07192014041327.xml · nonDerivative · entry 6

SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,246

F6 · price: Reflects a weighted average sale price of $176.9022 per share, at prices ranging from $176.7900 to $177.1300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 23, 2014 Filed Jul 24, 2014 21:04 UTC
SCHWARTZ HARVEY MExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 11,800 $176.48 $2,082,434.50
Disclosure

SEC source: 0000769993-14-000408 · ownershipdoc07192014041327.xml · nonDerivative · entry 5

SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,122

F5 · price: Reflects a weighted average sale price of $176.4775 per share, at prices ranging from $175.7900 to $176.7800 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 23, 2014 Filed Jul 24, 2014 21:04 UTC
SCHWARTZ HARVEY MExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 2,500 $175.13 $437,818.50
Disclosure

SEC source: 0000769993-14-000408 · ownershipdoc07192014041327.xml · nonDerivative · entry 4

SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,922

F4 · price: Reflects a weighted average sale price of $175.1274 per share, at prices ranging from $174.7900 to $175.6300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 23, 2014 Filed Jul 24, 2014 21:04 UTC
SCHWARTZ HARVEY MExecutive Vice President - CFO
Tax withholdingCommon Stock, par value $0.01 per share 69,109 $175.02 $12,095,457.18
Disclosure

SEC source: 0000769993-14-000408 · ownershipdoc07192014041327.xml · nonDerivative · entry 3

SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,422

F3 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 2 above.

F3 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 2 above.

Read SEC document
July 23, 2014 Filed Jul 24, 2014 21:04 UTC
SCHWARTZ HARVEY MExecutive Vice President - CFO
Exercise / conversionCommon Stock, par value $0.01 per share 91,285 $78.78 $7,191,432.30
Disclosure

SEC source: 0000769993-14-000408 · ownershipdoc07192014041327.xml · nonDerivative · entry 2

SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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July 22, 2014 Filed Jul 24, 2014 21:04 UTC
SCHWARTZ HARVEY MExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 9,936 $175.00 $1,738,800.00
Disclosure

SEC source: 0000769993-14-000408 · ownershipdoc07192014041327.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,246

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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July 21, 2014 Filed Jul 23, 2014 18:08 UTC SaleCommon Stock, par value $0.01 per share 300 $170.67 $51,201.00
Disclosure

SEC source: 0000769993-14-000406 · ownershipdoc07122014081011.xml · nonDerivative · entry 1

Spar Debora L · CIK 0001523191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.