Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,846 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000761 · ownershipdoc06182015044206.xml · derivative · entry 9 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,290 Underlying: Common Stock, par value $0.01 per share · 1,846 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 1,846 | $215.00 | $396,890.00 |
DisclosureSEC source: 0000769993-15-000761 · ownershipdoc06182015044206.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,846 | $131.64 | $243,007.44 |
DisclosureSEC source: 0000769993-15-000761 · ownershipdoc06182015044206.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 96,227 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · derivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,209 Underlying: Common Stock, par value $0.01 per share · 96,227 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 96,227 | $215.00 | $20,688,805.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,354 Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 96,227 | $131.64 | $12,667,322.28 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,989,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 22,317 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000761 · ownershipdoc06182015044206.xml · derivative · entry 8 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,136 Underlying: Common Stock, par value $0.01 per share · 22,317 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 22,317 | $215.00 | $4,798,155.00 |
DisclosureSEC source: 0000769993-15-000761 · ownershipdoc06182015044206.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 22,317 | $131.64 | $2,937,809.88 |
DisclosureSEC source: 0000769993-15-000761 · ownershipdoc06182015044206.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:51 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 1,558 | $215.00 | $334,970.00 |
DisclosureSEC source: 0000769993-15-000762 · ownershipdoc06182015044206.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,992 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:51 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 3,106 | $215.00 | $667,790.00 |
DisclosureSEC source: 0000769993-15-000762 · ownershipdoc06182015044206.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,952 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 18:02 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 38,072 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000745 · ownershipdoc06072015031947.xml · derivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,453 Underlying: Common Stock, par value $0.01 per share · 38,072 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 18:02 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 38,072 | $212.00 | $8,071,264.00 |
DisclosureSEC source: 0000769993-15-000745 · ownershipdoc06072015031947.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 18:02 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 38,072 | $131.64 | $5,011,798.08 |
DisclosureSEC source: 0000769993-15-000745 · ownershipdoc06072015031947.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 03, 2015 Filed Jun 5, 2015 18:00 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 1,558 | $210.00 | $327,180.00 |
DisclosureSEC source: 0000769993-15-000717 · ownershipdoc06012015065848.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,550 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| June 03, 2015 Filed Jun 5, 2015 18:00 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 3,106 | $210.00 | $652,260.00 |
DisclosureSEC source: 0000769993-15-000717 · ownershipdoc06012015065848.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,058 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 18:00 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
GiftCommon Stock, par value $0.01 per share | 4,835 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000678 · ownershipdoc06012015065848.xml · nonDerivative · entry 2 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,003 Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 18:00 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 16,659 | $206.89 | $3,446,510.54 |
DisclosureSEC source: 0000769993-15-000678 · ownershipdoc06012015065848.xml · nonDerivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,838 F1 · price: Reflects a weighted average sale price of $206.8858 per share, at prices ranging from $206.77 to $206.98 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2015 Filed May 27, 2015 18:00 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 50,765 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000672 · ownershipdoc05242015125143.xml · derivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,525 Underlying: Common Stock, par value $0.01 per share · 50,765 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2015 Filed May 27, 2015 18:00 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 50,765 | $208.00 | $10,559,120.00 |
DisclosureSEC source: 0000769993-15-000672 · ownershipdoc05242015125143.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 Read SEC document |
| May 22, 2015 Filed May 27, 2015 18:00 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 50,765 | $131.64 | $6,682,704.60 |
DisclosureSEC source: 0000769993-15-000672 · ownershipdoc05242015125143.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 19, 2015 Filed May 20, 2015 21:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 14,326 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · derivative · entry 8 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,103 Underlying: Common Stock, par value $0.01 per share · 14,326 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2015 Filed May 20, 2015 21:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 14,326 | $205.00 | $2,936,858.65 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F3 · price: Reflects a weighted average sale price of $205.002 per share, at prices ranging from $205.00 to $205.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2015 Filed May 20, 2015 21:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 14,326 | $131.64 | $1,885,874.64 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 19, 2015 Filed May 21, 2015 01:28 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 46,763 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000667 · ownershipdoc05172015023053.xml · derivative · entry 9 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,290 Underlying: Common Stock, par value $0.01 per share · 46,763 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2015 Filed May 21, 2015 01:28 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 46,763 | $205.00 | $9,586,508.53 |
DisclosureSEC source: 0000769993-15-000667 · ownershipdoc05172015023053.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 F3 · price: Reflects a weighted average sale price of $205.002 per share, at prices ranging from $205.00 to $205.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2015 Filed May 21, 2015 01:28 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 46,763 | $131.64 | $6,155,881.32 |
DisclosureSEC source: 0000769993-15-000667 · ownershipdoc05172015023053.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 19, 2015 Filed May 21, 2015 01:30 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 100,811 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000669 · ownershipdoc05172015023053.xml · derivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,436 Underlying: Common Stock, par value $0.01 per share · 100,811 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2015 Filed May 21, 2015 01:30 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 100,811 | $205.00 | $20,666,456.62 |
DisclosureSEC source: 0000769993-15-000669 · ownershipdoc05172015023053.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,354 F3 · price: Reflects a weighted average sale price of $205.002 per share, at prices ranging from $205.00 to $205.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2015 Filed May 21, 2015 01:30 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 100,811 | $131.64 | $13,270,760.04 |
DisclosureSEC source: 0000769993-15-000669 · ownershipdoc05172015023053.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 18, 2015 Filed May 20, 2015 21:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,226 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · derivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,429 Underlying: Common Stock, par value $0.01 per share · 1,226 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2015 Filed May 20, 2015 21:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 1,226 | $205.05 | $251,395.96 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F2 · price: Reflects a weighted average sale price of $205.0538 per share, at prices ranging from $205.00 to $205.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2015 Filed May 20, 2015 21:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,226 | $131.64 | $161,390.64 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 18, 2015 Filed May 21, 2015 01:28 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,000 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000667 · ownershipdoc05172015023053.xml · derivative · entry 8 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,053 Underlying: Common Stock, par value $0.01 per share · 4,000 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2015 Filed May 21, 2015 01:28 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 4,000 | $205.05 | $820,215.20 |
DisclosureSEC source: 0000769993-15-000667 · ownershipdoc05172015023053.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 F2 · price: Reflects a weighted average sale price of $205.0538 per share, at prices ranging from $205.00 to $205.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2015 Filed May 21, 2015 01:28 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 4,000 | $131.64 | $526,560.00 |
DisclosureSEC source: 0000769993-15-000667 · ownershipdoc05172015023053.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 18, 2015 Filed May 21, 2015 01:30 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 8,625 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000669 · ownershipdoc05172015023053.xml · derivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,247 Underlying: Common Stock, par value $0.01 per share · 8,625 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2015 Filed May 21, 2015 01:30 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 8,625 | $205.05 | $1,768,589.03 |
DisclosureSEC source: 0000769993-15-000669 · ownershipdoc05172015023053.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,354 F2 · price: Reflects a weighted average sale price of $205.0538 per share, at prices ranging from $205.00 to $205.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2015 Filed May 21, 2015 01:30 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 8,625 | $131.64 | $1,135,395.00 |
DisclosureSEC source: 0000769993-15-000669 · ownershipdoc05172015023053.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 14, 2015 Filed May 15, 2015 20:17 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 50,763 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000655 · ownershipdoc05112015101121.xml · derivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,053 Underlying: Common Stock, par value $0.01 per share · 50,763 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2015 Filed May 15, 2015 20:17 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 50,763 | $202.18 | $10,263,405.48 |
DisclosureSEC source: 0000769993-15-000655 · ownershipdoc05112015101121.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 F2 · price: Reflects a weighted average sale price of $202.1828 per share, at prices ranging from $202.00 to $202.52 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2015 Filed May 15, 2015 20:17 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 50,763 | $131.64 | $6,682,441.32 |
DisclosureSEC source: 0000769993-15-000655 · ownershipdoc05112015101121.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 05, 2015 Filed May 7, 2015 18:18 UTC |
WEINBERG JOHN SVice Chairman
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Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 25,699 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000630 · ownershipdoc05022015052942.xml · derivative · entry 5 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 25,699 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2015 Filed May 7, 2015 18:18 UTC |
WEINBERG JOHN SVice Chairman
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SaleCommon Stock, par value $0.01 per share | 25,699 | $200.10 | $5,142,405.88 |
DisclosureSEC source: 0000769993-15-000630 · ownershipdoc05022015052942.xml · nonDerivative · entry 2 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,051 F2 · price: Reflects a weighted average sale price of $200.1014 per share, at prices ranging from $200.00 to $200.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2015 Filed May 7, 2015 18:18 UTC |
WEINBERG JOHN SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 25,699 | $131.64 | $3,383,016.36 |
DisclosureSEC source: 0000769993-15-000630 · ownershipdoc05022015052942.xml · nonDerivative · entry 1 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 18:00 UTC |
SMITH SARAH GPrincipal Accounting Officer
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SaleCommon Stock, par value $0.01 per share | 3,116 | $200.00 | $623,200.00 |
DisclosureSEC source: 0000769993-15-000613 · ownershipdoc04192015040954.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,108 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 18:00 UTC |
SMITH SARAH GPrincipal Accounting Officer
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SaleCommon Stock, par value $0.01 per share | 6,212 | $200.00 | $1,242,400.00 |
DisclosureSEC source: 0000769993-15-000613 · ownershipdoc04192015040954.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,164 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 18:00 UTC |
WEINBERG JOHN SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 91,381 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000614 · ownershipdoc04192015040954.xml · derivative · entry 5 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,699 Underlying: Common Stock, par value $0.01 per share · 91,381 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 18:00 UTC |
WEINBERG JOHN SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 91,381 | $200.17 | $18,291,542.87 |
DisclosureSEC source: 0000769993-15-000614 · ownershipdoc04192015040954.xml · nonDerivative · entry 2 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,051 F2 · price: Reflects a weighted average sale price of $200.1679 per share, at prices ranging from $200.00 to $200.445 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 18:00 UTC |
WEINBERG JOHN SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 91,381 | $131.64 | $12,029,394.84 |
DisclosureSEC source: 0000769993-15-000614 · ownershipdoc04192015040954.xml · nonDerivative · entry 1 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.