Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 201,224 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · derivative · entry 6 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 201,224 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 367 | $203.69 | $74,754.89 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,358 F4 · price: Reflects a weighted average sale price of $203.6918 per share, at prices ranging from $203.67 to $203.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 546 | $201.57 | $110,055.31 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,725 F3 · price: Reflects a weighted average sale price of $201.5665 per share, at prices ranging from $201.53 to $201.611 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Tax withholdingCommon Stock, par value $0.01 per share | 200,311 | $201.57 | $40,376,027.24 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,271 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:47 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 201,224 | $199.84 | $40,212,604.16 |
DisclosureSEC source: 0000769993-16-001867 · ownershipdoc11112016020823.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 93,136 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001871 · ownershipdoc11062016083846.xml · derivative · entry 6 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 93,136 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 131 | $203.94 | $26,715.49 |
DisclosureSEC source: 0000769993-16-001871 · ownershipdoc11062016083846.xml · nonDerivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,728 F3 · price: Reflects a weighted average sale price of $203.935 per share, at prices ranging from $203.93 to $203.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 100 | $202.86 | $20,286.00 |
DisclosureSEC source: 0000769993-16-001871 · ownershipdoc11062016083846.xml · nonDerivative · entry 3 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,859 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Tax withholdingCommon Stock, par value $0.01 per share | 92,905 | $200.87 | $18,661,827.35 |
DisclosureSEC source: 0000769993-16-001871 · ownershipdoc11062016083846.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,959 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionCommon Stock, par value $0.01 per share | 93,136 | $199.84 | $18,612,298.24 |
DisclosureSEC source: 0000769993-16-001871 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:52 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 12,660 | $203.54 | $2,576,773.36 |
DisclosureSEC source: 0000769993-16-001874 · ownershipdoc11122016120613.xml · nonDerivative · entry 2 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,650 F2 · price: Reflects a weighted average sale price of $203.5366 per share, at prices ranging from $203.32 to $203.87 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:52 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 11,849 | $203.49 | $2,411,166.04 |
DisclosureSEC source: 0000769993-16-001874 · ownershipdoc11122016120613.xml · nonDerivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,485 F1 · price: Reflects a weighted average sale price of $203.4911 per share, at prices ranging from $203.34 to $203.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 93,136 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001872 · ownershipdoc11062016083846.xml · derivative · entry 6 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 93,136 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 131 | $203.94 | $26,715.49 |
DisclosureSEC source: 0000769993-16-001872 · ownershipdoc11062016083846.xml · nonDerivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,728 F3 · price: Reflects a weighted average sale price of $203.935 per share, at prices ranging from $203.93 to $203.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 100 | $202.86 | $20,286.00 |
DisclosureSEC source: 0000769993-16-001872 · ownershipdoc11062016083846.xml · nonDerivative · entry 3 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,859 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Tax withholdingCommon Stock, par value $0.01 per share | 92,905 | $200.87 | $18,661,827.35 |
DisclosureSEC source: 0000769993-16-001872 · ownershipdoc11062016083846.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,959 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:51 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionCommon Stock, par value $0.01 per share | 93,136 | $199.84 | $18,612,298.24 |
DisclosureSEC source: 0000769993-16-001872 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
GiftCommon Stock, par value $0.01 per share | 4,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,791 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 105 | $193.45 | $20,312.20 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 8 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,444 F7 · price: Reflects a weighted average sale price of $193.4495 per share, at prices ranging from $193.44 to $193.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 1,340 | $192.60 | $258,077.57 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 7 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,549 F6 · price: Reflects a weighted average sale price of $192.5952 per share, at prices ranging from $192.3 to $193.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 805 | $191.70 | $154,315.28 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 6 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,889 F5 · price: Reflects a weighted average sale price of $191.6960 per share, at prices ranging from $191.29 to $192.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 300 | $190.63 | $57,189.99 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 5 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,694 F4 · price: Reflects a weighted average sale price of $190.6333 per share, at prices ranging from $190.2 to $191.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 100 | $188.81 | $18,881.00 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,994 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 1,265 | $187.92 | $237,716.90 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 3 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,094 F3 · price: Reflects a weighted average sale price of $187.9185 per share, at prices ranging from $187.49 to $188.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 585 | $187.00 | $109,395.29 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,359 F2 · price: Reflects a weighted average sale price of $187.0005 per share, at prices ranging from $186.49 to $187.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 500 | $185.75 | $92,875.00 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,944 F1 · price: Reflects a weighted average sale price of $185.75 per share, at prices ranging from $185.38 to $186.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 19:29 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 2,664 | $180.00 | $479,520.00 |
DisclosureSEC source: 0000769993-16-001804 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,212 F1 · kind: This transaction was effected pursuant to Rule 10b5-1 trading plans previously adopted by the trusts holding the applicable shares. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 19:31 UTC |
COHN GARY DDirector · President and COO
|
GiftCommon Stock, par value $0.01 per share | 5,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001806 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,751 Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 19:32 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 5,000 | $181.19 | $905,940.50 |
DisclosureSEC source: 0000769993-16-001808 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,444 F1 · price: Reflects a weighted average sale price of $181.1881 per share, at prices ranging from $180.76 to $181.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 19:01 UTC |
COHN GARY DDirector · President and COO
|
GiftCommon Stock, par value $0.01 per share | 5,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001794 · ownershipdoc10252016050745.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,299 Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:01 UTC |
COHN GARY DDirector · President and COO
|
GiftCommon Stock, par value $0.01 per share | 2,853 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001794 · ownershipdoc10252016050745.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,004 Read SEC document |
| August 31, 2016 Filed Sep 2, 2016 16:01 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 2,664 | $170.00 | $452,880.00 |
DisclosureSEC source: 0000769993-16-001754 · ownershipdoc08292016124630.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,876 F1 · kind: This transaction was effected pursuant to Rule 10b5-1 trading plans previously adopted by the trusts holding the applicable shares. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| August 26, 2016 Filed Aug 30, 2016 16:14 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 1,201 | $166.95 | $200,504.67 |
DisclosureSEC source: 0000769993-16-001751 · ownershipdoc08292016124630.xml · nonDerivative · entry 4 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,310 F4 · price: Reflects a weighted average sale price of $166.9481 per share, at prices ranging from $166.63 to $167.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| August 26, 2016 Filed Aug 30, 2016 16:14 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 5,799 | $165.92 | $962,188.06 |
DisclosureSEC source: 0000769993-16-001751 · ownershipdoc08292016124630.xml · nonDerivative · entry 3 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,511 F3 · price: Reflects a weighted average sale price of $165.9231 per share, at prices ranging from $165.49 to $166.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| August 26, 2016 Filed Aug 30, 2016 16:14 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 1,300 | $166.98 | $217,075.04 |
DisclosureSEC source: 0000769993-16-001751 · ownershipdoc08292016124630.xml · nonDerivative · entry 2 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,334 F2 · price: Reflects a weighted average sale price of $166.9808 per share, at prices ranging from $166.63 to $167.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 26, 2016 Filed Aug 30, 2016 16:14 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 5,700 | $165.92 | $945,762.81 |
DisclosureSEC source: 0000769993-16-001751 · ownershipdoc08292016124630.xml · nonDerivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,634 F1 · price: Reflects a weighted average sale price of $165.9233 per share, at prices ranging from $165.49 to $166.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 03, 2016 Filed Aug 5, 2016 18:01 UTC |
Schwartz MarkVice Chairman
|
OtherCommon Stock, par value $0.01 per share | 639.4677 | $158.34 | $101,253.32 |
DisclosureSEC source: 0000769993-16-001713 · ownershipdoc08042016120547.xml · nonDerivative · entry 1 Schwartz Mark · CIK 0001362576 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: Held indirectly by the Reporting Person through The Goldman Sachs 401(k) Plan. Read SEC document |
| April 20, 2016 Filed Apr 22, 2016 17:12 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 2,664 | $162.00 | $431,568.00 |
DisclosureSEC source: 0000769993-16-001593 · ownershipdoc04202016103244.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,540 F1 · kind: This transaction was effected pursuant to Rule 10b5-1 trading plans previously adopted by the trusts holding the applicable shares. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:54 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 74,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001141 · ownershipdoc01252016063410.xml · derivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 74,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:54 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Tax withholdingCommon Stock, par value $0.01 per share | 40,013 | $151.12 | $6,046,764.56 |
DisclosureSEC source: 0000769993-16-001141 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,173 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:54 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 74,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001141 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:55 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionRestricted Stock Units · Derivative | 22,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001143 · ownershipdoc01252016063410.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:55 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Tax withholdingCommon Stock, par value $0.01 per share | 12,241 | $151.12 | $1,849,859.92 |
DisclosureSEC source: 0000769993-16-001143 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,444 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:55 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionCommon Stock, par value $0.01 per share | 22,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001143 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:57 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 68,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001145 · ownershipdoc01252016063410.xml · derivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 68,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:57 UTC |
COHN GARY DDirector · President and COO
|
Tax withholdingCommon Stock, par value $0.01 per share | 36,364 | $151.12 | $5,495,327.68 |
DisclosureSEC source: 0000769993-16-001145 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,494 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:57 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 68,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001145 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:58 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 77,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001147 · ownershipdoc01252016063410.xml · derivative · entry 4 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 77,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:58 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Tax withholdingCommon Stock, par value $0.01 per share | 41,287 | $151.12 | $6,239,291.44 |
DisclosureSEC source: 0000769993-16-001147 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,256 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:58 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 77,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001147 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.