Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 22, 2016 19:31 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 8,810 | $211.45 | $1,862,874.50 |
DisclosureSEC source: 0000769993-16-001907 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,293 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:31 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,028 | $199.84 | $1,804,155.52 |
DisclosureSEC source: 0000769993-16-001907 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 104,614 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · derivative · entry 8 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,614 Underlying: Common Stock, par value $0.01 per share · 104,614 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 92 | $207.66 | $19,104.72 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,857 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 1,470 | $206.42 | $303,430.64 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,949 F4 · price: Reflects a weighted average sale price of $206.4154 per share, at prices ranging from $206.15 to $206.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 921 | $205.79 | $189,528.91 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,419 F3 · price: Reflects a weighted average sale price of $205.786 per share, at prices ranging from $205.15 to $206.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Tax withholdingCommon Stock, par value $0.01 per share | 102,131 | $211.19 | $21,569,045.89 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422,340 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 104,614 | $199.84 | $20,906,061.76 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,028 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · derivative · entry 11 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,028 Underlying: Common Stock, par value $0.01 per share · 9,028 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 8 | $207.66 | $1,661.28 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 8 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 127 | $206.42 | $26,214.76 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 7 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,083 F5 · price: Reflects a weighted average sale price of $206.4154 per share, at prices ranging from $206.15 to $206.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 79 | $205.79 | $16,257.09 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 6 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,210 F4 · price: Reflects a weighted average sale price of $205.786 per share, at prices ranging from $205.15 to $206.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 8,814 | $211.19 | $1,861,428.66 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,289 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,028 | $199.84 | $1,804,155.52 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 20:09 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 42,317 | $206.87 | $8,753,914.67 |
DisclosureSEC source: 0000769993-16-001901 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,041 F1 · price: Reflects a weighted average sale price of $206.8652 per share, at prices ranging from $206.53 to $207.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:16 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
GiftCommon Stock, par value $0.01 per share | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 5 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,944 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:16 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 5,000 | $209.07 | $1,045,335.50 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,444 F3 · price: Reflects a weighted average sale price of $209.0671 per share, at prices ranging from $208.96 to $209.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:08 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
GiftCommon Stock, par value $0.01 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001887 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,985 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:11 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 65,116 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001889 · ownershipdoc11142016082306.xml · derivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 65,116 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:11 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 1,493 | $210.76 | $314,664.53 |
DisclosureSEC source: 0000769993-16-001889 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,875 F3 · price: Reflects a weighted average sale price of $210.7599 per share, at prices ranging from $210.7599 to $210.76 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:11 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Tax withholdingCommon Stock, par value $0.01 per share | 63,623 | $210.78 | $13,410,455.94 |
DisclosureSEC source: 0000769993-16-001889 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,368 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:11 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 65,116 | $199.84 | $13,012,781.44 |
DisclosureSEC source: 0000769993-16-001889 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:16 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 39,184 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001891 · ownershipdoc11142016082306.xml · derivative · entry 6 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 39,184 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:16 UTC |
VINIAR DAVID ADirector
|
SaleCommon Stock, par value $0.01 per share | 888 | $210.99 | $187,358.05 |
DisclosureSEC source: 0000769993-16-001891 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,925 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:16 UTC |
VINIAR DAVID ADirector
|
Tax withholdingCommon Stock, par value $0.01 per share | 38,296 | $210.99 | $8,080,073.04 |
DisclosureSEC source: 0000769993-16-001891 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,813 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:16 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 39,184 | $199.84 | $7,830,530.56 |
DisclosureSEC source: 0000769993-16-001891 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,028 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · derivative · entry 10 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,056 Underlying: Common Stock, par value $0.01 per share · 9,028 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 178 | $206.51 | $36,758.55 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075 F3 · price: Reflects a weighted average sale price of $206.5087 per share, at prices ranging from $206.43 to $206.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 8,850 | $209.18 | $1,851,243.00 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,253 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,028 | $199.84 | $1,804,155.52 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 39,000 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · derivative · entry 10 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,184 Underlying: Common Stock, par value $0.01 per share · 39,000 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
SaleCommon Stock, par value $0.01 per share | 778 | $209.33 | $162,855.32 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · nonDerivative · entry 6 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,925 F4 · price: Reflects a weighted average sale price of $209.3256 per share, at prices ranging from $209.3197 to $209.3350 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
Tax withholdingCommon Stock, par value $0.01 per share | 38,222 | $209.30 | $7,999,864.60 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · nonDerivative · entry 5 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,703 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 39,000 | $199.84 | $7,793,760.00 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · nonDerivative · entry 4 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 205,228 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · derivative · entry 11 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 205,228 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 601 | $205.05 | $123,235.41 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 7 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,982 F4 · price: Reflects a weighted average sale price of $205.0506 per share, at prices ranging from $204.97 to $205.0833 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 2,161 | $210.04 | $453,892.12 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,583 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 804 | $207.62 | $166,928.49 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 5 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,744 F3 · price: Reflects a weighted average sale price of $207.6225 per share, at prices ranging from $207.6167 to $207.64 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
Tax withholdingCommon Stock, par value $0.01 per share | 201,662 | $208.04 | $41,953,217.99 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,548 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 205,228 | $199.84 | $41,012,763.52 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:58 UTC |
COHN GARY DDirector · President and COO
|
GiftCommon Stock, par value $0.01 per share | 4,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,982 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 29,084 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · derivative · entry 7 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 29,084 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 322 | $205.00 | $66,010.00 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 3 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,444 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Tax withholdingCommon Stock, par value $0.01 per share | 28,762 | $204.98 | $5,895,634.76 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,766 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionCommon Stock, par value $0.01 per share | 29,084 | $199.84 | $5,812,146.56 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:46 UTC |
BURNS M MICHELEDirector
|
SaleCommon Stock, par value $0.01 per share | 1,000 | $202.00 | $202,000.00 |
DisclosureSEC source: 0000769993-16-001865 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 BURNS M MICHELE · CIK 0001197664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The Reporting Person continues to hold restricted stock units received in connection with her service on the Issuer's Board of Directors. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · derivative · entry 9 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,184 Underlying: Common Stock, par value $0.01 per share · 75,000 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
SaleCommon Stock, par value $0.01 per share | 670 | $204.22 | $136,825.73 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · nonDerivative · entry 3 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,925 F3 · price: Reflects a weighted average sale price of $204.2175 per share, at prices ranging from $204.2115 to $204.2249 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
Tax withholdingCommon Stock, par value $0.01 per share | 74,330 | $204.14 | $15,173,726.20 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · nonDerivative · entry 2 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,595 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:49 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 75,000 | $199.84 | $14,988,000.00 |
DisclosureSEC source: 0000769993-16-001869 · ownershipdoc11122016120613.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.