Last 12 months
Inside the activity.
26 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 8 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 6 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2024 Filed Aug 12, 2024 17:35 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 811 | $10.40 | $8,434.40 |
DisclosureSEC source: 0001510281-24-000425 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,803,268 Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 15:47 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 20,714 | $10.22 | $211,697.08 |
DisclosureSEC source: 0001510281-24-000422 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,802,457 Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 17:21 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,200 | $10.43 | $12,516.00 |
DisclosureSEC source: 0001510281-24-000413 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,781,743 Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 20:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 9,560 | $10.49 | $100,284.40 |
DisclosureSEC source: 0001510281-24-000405 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,780,543 Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 20:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 24,605 | $10.42 | $256,384.10 |
DisclosureSEC source: 0001510281-24-000405 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,770,983 Read SEC document |
| July 29, 2024 Filed Jul 30, 2024 15:18 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 10,903 | $10.34 | $112,737.02 |
DisclosureSEC source: 0001510281-24-000398 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,746,378 Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 18:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 30,734 | $10.29 | $316,252.86 |
DisclosureSEC source: 0001510281-24-000395 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,735,475 Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 18:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 36,371 | $10.19 | $370,620.49 |
DisclosureSEC source: 0001510281-24-000395 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,704,741 Read SEC document |
| July 24, 2024 Filed Jul 25, 2024 20:06 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 18,095 | $10.08 | $182,397.60 |
DisclosureSEC source: 0001510281-24-000386 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,668,370 Read SEC document |
| July 23, 2024 Filed Jul 25, 2024 20:06 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 22,571 | $10.08 | $227,515.68 |
DisclosureSEC source: 0001510281-24-000386 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,650,275 Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 13:17 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 29,088 | $9.52 | $276,917.76 |
DisclosureSEC source: 0001510281-24-000365 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,627,704 Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 22:01 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries E Cumulative Preferred Shares | 370,000 | $10.00 | $3,700,000.00 |
DisclosureSEC source: 0001271163-24-000034 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Preferred Shares. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:05 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001271163-24-000023 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,000 Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:05 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-24-000023 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 200,000 F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:05 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 400,000 | $10.00 | $4,000,000.00 |
DisclosureSEC source: 0001271163-24-000023 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 400,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 23:02 UTC |
Ball John ChesterPresident & Treasurer
|
PurchaseCommon Shares, Par Value $0.001 | 26 | $9.95 | $258.57 |
DisclosureSEC source: 0001271163-24-000016 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26 Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 01:07 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries G Cumulative Preferred Shares | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001271163-23-000040 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Preferred Shares. F3 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 01:07 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries G Cumulative Preferred Shares | 461,000 | $10.00 | $4,610,000.00 |
DisclosureSEC source: 0001271163-23-000040 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Preferred Shares. Read SEC document |
| December 26, 2023 Filed Dec 29, 2023 01:07 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries G Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-23-000040 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Preferred Shares. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 20:41 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 6,000 | $9.04 | $54,268.80 |
DisclosureSEC source: 0001271163-23-000035 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,141 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 14:25 UTC |
Jonas Jeffrey J. JrDirector
|
PurchaseSeries G Cumulative Preferred Shares | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0001271163-23-000004 · primary_doc.xml · nonDerivative · entry 1 Jonas Jeffrey J. Jr · CIK 0001668268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:43 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 50,000 F4 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:43 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 100,000 F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:43 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · MJG IV Limited Partnership Disclosed balance after: 100,000 F2 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:43 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M Investors, LLC Disclosed balance after: 200,000 F1 · ownership.nature: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:43 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries G Cumulative Preferred Shares | 61,000 | $10.00 | $610,000.00 |
DisclosureSEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 02:21 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Preferred Shares | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-22-000058 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Preferred Shares. F4 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 02:21 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Preferred Shares | 190,000 | $20.00 | $3,800,000.00 |
DisclosureSEC source: 0001271163-22-000058 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · MJG IV Limited Partnership Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Preferred Shares. F3 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 02:21 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Preferred Shares | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-22-000058 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Preferred Shares. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 02:21 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Preferred Shares | 175,000 | $20.00 | $3,500,000.00 |
DisclosureSEC source: 0001271163-22-000058 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Preferred Shares. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 13:26 UTC |
Jonas Jeffrey J. JrDirector
|
OtherSeries C Cumulative Preferred Shares | 12,500 | $20.00 | $250,000.00 |
DisclosureSEC source: 0001271163-22-000059 · primary_doc.xml · nonDerivative · entry 1 Jonas Jeffrey J. Jr · CIK 0001668268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series C Cumulative Preferred Shares. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 22:28 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 230,000 | $10.00 | $2,300,000.00 |
DisclosureSEC source: 0001271163-22-000048 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 F1 · kind: Shares traded in a private transaction between related accounts Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 22:28 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries E Cumulative Preferred Shares | 230,000 | $10.00 | $2,300,000.00 |
DisclosureSEC source: 0001271163-22-000048 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 0 F1 · kind: Shares traded in a private transaction between related accounts F2 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 17, 2022 Filed Oct 20, 2022 21:24 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries C Cumulative Preferred Shares | 50,000 | $20.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-22-000049 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 F1 · kind: Shares traded in a private transaction between related accounts Read SEC document |
| October 17, 2022 Filed Oct 20, 2022 21:24 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries C Cumulative Preferred Shares | 50,000 | $20.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-22-000049 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 0 F1 · kind: Shares traded in a private transaction between related accounts F2 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 20:30 UTC |
Mullady AgnesDirector
|
PurchaseCommon Shares, Par Value $0.001 | 150 | $12.75 | $1,912.35 |
DisclosureSEC source: 0001271163-22-000014 · primary_doc.xml · nonDerivative · entry 1 Mullady Agnes · CIK 0001387823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 00:19 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 370,000 | $10.00 | $3,700,000.00 |
DisclosureSEC source: 0001271163-21-000084 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M Investors, LLC Disclosed balance after: 370,000 F4 · ownership.nature: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 00:19 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 230,000 | $10.00 | $2,300,000.00 |
DisclosureSEC source: 0001271163-21-000084 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 230,000 F3 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 00:19 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 130,000 | $10.00 | $1,300,000.00 |
DisclosureSEC source: 0001271163-21-000084 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 130,000 F2 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 00:19 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-21-000084 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 200,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 00:19 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 470,000 | $10.00 | $4,700,000.00 |
DisclosureSEC source: 0001271163-21-000084 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 02:36 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,398 | $12.20 | $17,055.60 |
DisclosureSEC source: 0001271163-21-000006 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,412.47 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 15:02 UTC |
Jonas Jeffrey J. JrDirector
|
OtherSeries B Cumulative Preferred Shares | 3,000 | $25.36 | $76,077.00 |
DisclosureSEC source: 0001271163-20-000083 · primary_doc.xml · nonDerivative · entry 1 Jonas Jeffrey J. Jr · CIK 0001668268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 15:00 UTC |
ALPERT BRUCE NPresident
|
OtherSeries B Cumulative Preferred Shares | 4,000 | $25.36 | $101,436.00 |
DisclosureSEC source: 0001271163-20-000082 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 15:00 UTC |
ALPERT BRUCE NPresident
|
OtherSeries B Cumulative Preferred Shares | 4,000 | $25.36 | $101,436.00 |
DisclosureSEC source: 0001271163-20-000082 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:16 UTC |
Jonas Jeffrey J. JrDirector
|
PurchaseSeries C Cumulative Preferred Shares | 12,500 | $20.00 | $250,000.00 |
DisclosureSEC source: 0001271163-20-000079 · primary_doc.xml · nonDerivative · entry 1 Jonas Jeffrey J. Jr · CIK 0001668268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 20:46 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries C Cumulative Preferred Shares | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001271163-20-000078 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,500 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 20:46 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries C Cumulative Preferred Shares | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001271163-20-000078 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:56 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries C Cumulative Preferred Shares | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-20-000080 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 100,000 F3 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:56 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries C Cumulative Preferred Shares | 190,000 | $20.00 | $3,800,000.00 |
DisclosureSEC source: 0001271163-20-000080 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · MJG IV Limited Partnership Disclosed balance after: 190,000 F2 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.