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Nasdaq · USD

GRWG

GrowGeneration Corp.

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Tapewire entity
6802
SEC CIK
0001604868
Parsed reports
162

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 23, 2020 12:48 UTC
LAMIRATO MONTY RChief Financial Officer
SaleCommon Stock 7,487 $29.81 $223,187.47
Disclosure

SEC source: 0001213900-20-038686 · ownership.xml · nonDerivative · entry 1

LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,054

F1 · acquired: Sale of shares in the open market on 11/20/2020 and 11/23/2020

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:20 UTC
Lampert DarrenDirector · CEO
SaleCommon Stock 142,000 $29.57 $4,199,337.60
Disclosure

SEC source: 0001213900-20-039123 · ownership.xml · nonDerivative · entry 1

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,914

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:21 UTC Exercise / conversionOption to purchase common stock · Derivative 80,000 $0.00 Strike: $4.43 $0.00
Disclosure

SEC source: 0001213900-20-039125 · ownership.xml · derivative · entry 4

Sullivan Tony · CIK 0001794945 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:21 UTC Exercise / conversionCommon Stock 67,970 $29.46 $2,002,396.20
Disclosure

SEC source: 0001213900-20-039125 · ownership.xml · nonDerivative · entry 2

Sullivan Tony · CIK 0001794945 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects 67,970 shares acquired at the market price of $29.46 per share less an exercise price of $4.43 per share to fund the cashless exercise of 80,000 options owned by Mr. Sullivan, which cashless exercise was approved by the Board of Directors.

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November 20, 2020 Filed Nov 25, 2020 00:21 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-039125 · ownership.xml · nonDerivative · entry 1

Sullivan Tony · CIK 0001794945 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:19 UTC
Salaman MichaelDirector · President
SaleCommon Stock 142,000 $29.57 $4,199,337.60
Disclosure

SEC source: 0001213900-20-039121 · ownership.xml · nonDerivative · entry 1

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,501

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:16 UTC SaleCommon Stock 50,000 $30.10 $1,505,205.00
Disclosure

SEC source: 0001213900-20-039118 · ownership.xml · nonDerivative · entry 1

Aiello Stephen · CIK 0001794968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Aiello Family Trust

Disclosed balance after: 196,774

Read SEC document
August 21, 2020 Filed Aug 24, 2020 11:00 UTC
Lampert DarrenDirector · CEO
SaleCommon Stock 125,000 $16.53 $2,066,300.00
Disclosure

SEC source: 0001213900-20-023343 · ownership.xml · nonDerivative · entry 2

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,914

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 06:33 UTC
LAMIRATO MONTY RChief Financial Officer
SaleCommon Stock 13,500 $16.78 $226,530.00
Disclosure

SEC source: 0001213900-20-023335 · ownership.xml · nonDerivative · entry 1

LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,541

F1 · acquired: Sale of shares in the open market on 8/21/2020

Read SEC document
August 21, 2020 Filed Aug 24, 2020 11:00 UTC
Salaman MichaelDirector · President
SaleCommon Stock 125,000 $16.53 $2,066,300.00
Disclosure

SEC source: 0001213900-20-023344 · ownership.xml · nonDerivative · entry 2

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,501

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 14:18 UTC
LAMIRATO MONTY RChief Financial Officer
ConversionCommon stock option · Derivative 50,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001213900-20-023217 · ownership.xml · derivative · entry 4

LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 50,000 shares

Expires 2024-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares were acquired in a cashless exercise of common stock options granted on January 1, 2020 and vested on January 1, 2020

Read SEC document
August 20, 2020 Filed Aug 21, 2020 14:18 UTC
LAMIRATO MONTY RChief Financial Officer
Exercise / conversionCommon Stock 40,554 $4.16 $168,704.64
Disclosure

SEC source: 0001213900-20-023217 · ownership.xml · nonDerivative · entry 3

LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Shares were acquired in a cashless exercise of common stock options granted on January 1, 2020 and vested on January 1, 2020

Read SEC document
August 20, 2020 Filed Aug 21, 2020 14:18 UTC
LAMIRATO MONTY RChief Financial Officer
SaleCommon Stock 17,500 $19.61 $343,175.00
Disclosure

SEC source: 0001213900-20-023217 · ownership.xml · nonDerivative · entry 2

LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,487

F2 · acquired: Sale of shares in the open Market on 8/20/2020

Read SEC document
August 20, 2020 Filed Aug 24, 2020 11:00 UTC
Lampert DarrenDirector · CEO
SaleCommon Stock 93,000 $19.39 $1,803,623.40
Disclosure

SEC source: 0001213900-20-023343 · ownership.xml · nonDerivative · entry 1

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,914

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 11:00 UTC
Salaman MichaelDirector · President
SaleCommon Stock 93,000 $19.39 $1,803,623.40
Disclosure

SEC source: 0001213900-20-023344 · ownership.xml · nonDerivative · entry 1

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,501

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 18:34 UTC OtherWarrant to purchase common stock · Derivative 48,387 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-20-023061 · ownership.xml · derivative · entry 3

Aiello Stephen · CIK 0001794968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Aiello Family Trust

Disclosed balance after: 48,387

Underlying: Common Stock · 48,387 shares

Expires 2022-05-31

F2 · balance_after: Following the distribution on August 19, 2020, the Reporting Person owns options to purchase 150,000 shares of common stock, and indirectly owns warrants to purchase a total of 48,387 shares of common stock through Aiello Family Trust.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 18:34 UTC OtherCommon Stock 96,774 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-023061 · ownership.xml · nonDerivative · entry 2

Aiello Stephen · CIK 0001794968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Aiello Family Trust

Disclosed balance after: 246,774

F1 · shares: On August 19, 2020, Aiello Family Trust received 96,774 shares of common stock of the Issuer and warrants to purchase 48,387 shares of common stock from Navy Capital Green Co-Invest Fund, LLC without the payment of consideration as an in-kind distribution.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 18:33 UTC
Stiefel SeanDirector
OtherWarrant to purchase common stock · Derivative 48,387 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-20-023059 · ownership.xml · derivative · entry 4

Stiefel Sean · CIK 0001765017 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 279,570

Underlying: Common Stock · 48,387 shares

Expires 2022-05-31

F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund.

F2 · balance_after: Following the distributions on August 18 and August 19, 2020, the Reporting Person owns options to purchase 175,000 shares of common stock, and indirectly owns warrants to purchase a total of 279,570 shares of common stock through the Fund.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 18:33 UTC
Stiefel SeanDirector
OtherCommon Stock 96,774 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-023059 · ownership.xml · nonDerivative · entry 2

Stiefel Sean · CIK 0001765017 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 777,546

F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 14:18 UTC
LAMIRATO MONTY RChief Financial Officer
SaleCommon Stock 19,000 $21.04 $399,760.00
Disclosure

SEC source: 0001213900-20-023217 · ownership.xml · nonDerivative · entry 1

LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,987

F1 · acquired: Sale of shares in the open market on 8/19/2020

Read SEC document
August 18, 2020 Filed Aug 20, 2020 18:33 UTC
Stiefel SeanDirector
OtherWarrant to purchase common stock · Derivative 48,387 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-20-023059 · ownership.xml · derivative · entry 3

Stiefel Sean · CIK 0001765017 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 327,957

Underlying: Common Stock · 48,387 shares

Expires 2022-05-31

F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 18:33 UTC
Stiefel SeanDirector
OtherCommon Stock 96,774 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-023059 · ownership.xml · nonDerivative · entry 1

Stiefel Sean · CIK 0001765017 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 874,320

F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund.

Read SEC document
July 23, 2020 Filed Jul 23, 2020 19:14 UTC
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
SaleCommon Stock, par value $0.001 15,000 $7.63 $114,435.00
Disclosure

SEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 4

Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner

Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner

Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner

Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner

Merida Manager, LLC · CIK 0001816277 · Former 10% Owner

Merida Manager II LLC · CIK 0001816236 · Former 10% Owner

Merida Manager III LLC · CIK 0001816234 · Former 10% Owner

Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
July 23, 2020 Filed Jul 23, 2020 19:14 UTC
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
SaleCommon Stock, par value $0.001 100,000 $7.71 $770,800.00
Disclosure

SEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 3

Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner

Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner

Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner

Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner

Merida Manager, LLC · CIK 0001816277 · Former 10% Owner

Merida Manager II LLC · CIK 0001816236 · Former 10% Owner

Merida Manager III LLC · CIK 0001816234 · Former 10% Owner

Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 19:14 UTC
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
SaleCommon Stock, par value $0.001 60,000 $7.58 $454,740.00
Disclosure

SEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 2

Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner

Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner

Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner

Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner

Merida Manager, LLC · CIK 0001816277 · Former 10% Owner

Merida Manager II LLC · CIK 0001816236 · Former 10% Owner

Merida Manager III LLC · CIK 0001816234 · Former 10% Owner

Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 19:14 UTC
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
SaleCommon Stock, par value $0.001 25,000 $8.12 $203,050.00
Disclosure

SEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 1

Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner

Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner

Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner

Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner

Merida Manager, LLC · CIK 0001816277 · Former 10% Owner

Merida Manager II LLC · CIK 0001816236 · Former 10% Owner

Merida Manager III LLC · CIK 0001816234 · Former 10% Owner

Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
July 20, 2020 Filed Jul 20, 2020 19:50 UTC SaleCommon Stock, par value $0.001 40,000 $7.40 $295,840.00
Disclosure

SEC source: 0001013594-20-000622 · form4.xml · nonDerivative · entry 3

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
July 20, 2020 Filed Jul 20, 2020 19:50 UTC SaleCommon Stock, par value $0.001 80,000 $7.29 $583,040.00
Disclosure

SEC source: 0001013594-20-000622 · form4.xml · nonDerivative · entry 2

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 19:50 UTC SaleCommon Stock, par value $0.001 80,000 $7.34 $586,880.00
Disclosure

SEC source: 0001013594-20-000622 · form4.xml · nonDerivative · entry 1

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:39 UTC SaleCommon Stock 2,726 $6.89 $18,778.05
Disclosure

SEC source: 0000899243-20-018302 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 459,216

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:39 UTC SaleCommon Stock 10,906 $6.89 $75,125.98
Disclosure

SEC source: 0000899243-20-018302 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,841,162

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 21:05 UTC SaleCommon Stock 2,345 $6.83 $16,009.32
Disclosure

SEC source: 0000899243-20-017983 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 461,942

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.79 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 21:05 UTC SaleCommon Stock 9,379 $6.83 $64,030.43
Disclosure

SEC source: 0000899243-20-017983 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,852,068

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.79 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:37 UTC SaleCommon Stock 5,652 $7.20 $40,687.62
Disclosure

SEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 464,287

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.99 to $7.35, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:37 UTC SaleCommon Stock 22,614 $7.20 $162,793.66
Disclosure

SEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,861,447

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.99 to $7.35, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:37 UTC SaleCommon Stock 10,199 $6.89 $70,232.35
Disclosure

SEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 469,939

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.66 to $7.19, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:37 UTC SaleCommon Stock 40,801 $6.89 $280,963.85
Disclosure

SEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,884,061

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.66 to $7.19, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:35 UTC SaleCommon Stock 6,799 $7.09 $48,197.43
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 480,138

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.93 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:35 UTC SaleCommon Stock 27,201 $7.09 $192,825.17
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,924,862

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.93 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 01:59 UTC SaleCommon Stock, par value $0.001 16,032 $7.14 $114,484.51
Disclosure

SEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 7

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 01:59 UTC SaleCommon Stock, par value $0.001 20,000 $7.17 $143,366.00
Disclosure

SEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 6

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 20:35 UTC SaleCommon Stock 5,599 $7.11 $39,783.69
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 486,937

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.967 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 20:35 UTC SaleCommon Stock 22,401 $7.11 $159,170.31
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,952,063

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.967 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 22, 2020 Filed Jul 20, 2020 19:49 UTC Amendment SaleCommon Stock, par value $0.001 16,032 $7.14 $114,484.51
Disclosure

SEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 7

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,997

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons.

Read SEC document
June 22, 2020 Filed Jul 20, 2020 19:49 UTC Amendment SaleCommon Stock, par value $0.001 20,000 $7.17 $143,366.00
Disclosure

SEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 6

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 01:59 UTC SaleCommon Stock, par value $0.001 20,000 $7.48 $149,672.00
Disclosure

SEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 5

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

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June 19, 2020 Filed Jun 23, 2020 01:59 UTC SaleCommon Stock, par value $0.001 20,000 $7.46 $149,278.00
Disclosure

SEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 4

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

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June 19, 2020 Filed Jun 23, 2020 01:59 UTC SaleCommon Stock, par value $0.001 20,000 $7.39 $147,808.00
Disclosure

SEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 3

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

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June 19, 2020 Filed Jun 23, 2020 01:59 UTC SaleCommon Stock, par value $0.001 20,000 $7.31 $146,288.00
Disclosure

SEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 2

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

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June 19, 2020 Filed Jun 22, 2020 20:35 UTC SaleCommon Stock 6,399 $7.41 $47,401.23
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 492,536

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.25 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.