Last 12 months
Inside the activity.
2 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 23, 2020 12:48 UTC |
LAMIRATO MONTY RChief Financial Officer
|
SaleCommon Stock | 7,487 | $29.81 | $223,187.47 |
DisclosureSEC source: 0001213900-20-038686 · ownership.xml · nonDerivative · entry 1 LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,054 F1 · acquired: Sale of shares in the open market on 11/20/2020 and 11/23/2020 Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 00:20 UTC |
Lampert DarrenDirector · CEO
|
SaleCommon Stock | 142,000 | $29.57 | $4,199,337.60 |
DisclosureSEC source: 0001213900-20-039123 · ownership.xml · nonDerivative · entry 1 Lampert Darren · CIK 0001725239 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,914 Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 00:21 UTC | Exercise / conversionOption to purchase common stock · Derivative | 80,000 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001213900-20-039125 · ownership.xml · derivative · entry 4 Sullivan Tony · CIK 0001794945 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| November 20, 2020 Filed Nov 25, 2020 00:21 UTC | Exercise / conversionCommon Stock | 67,970 | $29.46 | $2,002,396.20 |
DisclosureSEC source: 0001213900-20-039125 · ownership.xml · nonDerivative · entry 2 Sullivan Tony · CIK 0001794945 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects 67,970 shares acquired at the market price of $29.46 per share less an exercise price of $4.43 per share to fund the cashless exercise of 80,000 options owned by Mr. Sullivan, which cashless exercise was approved by the Board of Directors. Read SEC document |
|
| November 20, 2020 Filed Nov 25, 2020 00:21 UTC | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-039125 · ownership.xml · nonDerivative · entry 1 Sullivan Tony · CIK 0001794945 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
|
| November 20, 2020 Filed Nov 25, 2020 00:19 UTC |
Salaman MichaelDirector · President
|
SaleCommon Stock | 142,000 | $29.57 | $4,199,337.60 |
DisclosureSEC source: 0001213900-20-039121 · ownership.xml · nonDerivative · entry 1 Salaman Michael · CIK 0001725233 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,501 Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 00:16 UTC |
Aiello StephenDirector
|
SaleCommon Stock | 50,000 | $30.10 | $1,505,205.00 |
DisclosureSEC source: 0001213900-20-039118 · ownership.xml · nonDerivative · entry 1 Aiello Stephen · CIK 0001794968 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Aiello Family Trust Disclosed balance after: 196,774 Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 11:00 UTC |
Lampert DarrenDirector · CEO
|
SaleCommon Stock | 125,000 | $16.53 | $2,066,300.00 |
DisclosureSEC source: 0001213900-20-023343 · ownership.xml · nonDerivative · entry 2 Lampert Darren · CIK 0001725239 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,914 F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 06:33 UTC |
LAMIRATO MONTY RChief Financial Officer
|
SaleCommon Stock | 13,500 | $16.78 | $226,530.00 |
DisclosureSEC source: 0001213900-20-023335 · ownership.xml · nonDerivative · entry 1 LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,541 F1 · acquired: Sale of shares in the open market on 8/21/2020 Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 11:00 UTC |
Salaman MichaelDirector · President
|
SaleCommon Stock | 125,000 | $16.53 | $2,066,300.00 |
DisclosureSEC source: 0001213900-20-023344 · ownership.xml · nonDerivative · entry 2 Salaman Michael · CIK 0001725233 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163,501 F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 14:18 UTC |
LAMIRATO MONTY RChief Financial Officer
|
ConversionCommon stock option · Derivative | 50,000 | $0.00 Strike: $4.16 | $0.00 |
DisclosureSEC source: 0001213900-20-023217 · ownership.xml · derivative · entry 4 LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common stock · 50,000 shares Expires 2024-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares were acquired in a cashless exercise of common stock options granted on January 1, 2020 and vested on January 1, 2020 Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 14:18 UTC |
LAMIRATO MONTY RChief Financial Officer
|
Exercise / conversionCommon Stock | 40,554 | $4.16 | $168,704.64 |
DisclosureSEC source: 0001213900-20-023217 · ownership.xml · nonDerivative · entry 3 LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · acquired: Shares were acquired in a cashless exercise of common stock options granted on January 1, 2020 and vested on January 1, 2020 Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 14:18 UTC |
LAMIRATO MONTY RChief Financial Officer
|
SaleCommon Stock | 17,500 | $19.61 | $343,175.00 |
DisclosureSEC source: 0001213900-20-023217 · ownership.xml · nonDerivative · entry 2 LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,487 F2 · acquired: Sale of shares in the open Market on 8/20/2020 Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 11:00 UTC |
Lampert DarrenDirector · CEO
|
SaleCommon Stock | 93,000 | $19.39 | $1,803,623.40 |
DisclosureSEC source: 0001213900-20-023343 · ownership.xml · nonDerivative · entry 1 Lampert Darren · CIK 0001725239 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,914 F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 11:00 UTC |
Salaman MichaelDirector · President
|
SaleCommon Stock | 93,000 | $19.39 | $1,803,623.40 |
DisclosureSEC source: 0001213900-20-023344 · ownership.xml · nonDerivative · entry 1 Salaman Michael · CIK 0001725233 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,501 F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan, which was terminated effective as of August 23, 2020. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:34 UTC |
Aiello StephenDirector
|
OtherWarrant to purchase common stock · Derivative | 48,387 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001213900-20-023061 · ownership.xml · derivative · entry 3 Aiello Stephen · CIK 0001794968 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Aiello Family Trust Disclosed balance after: 48,387 Underlying: Common Stock · 48,387 shares Expires 2022-05-31 F2 · balance_after: Following the distribution on August 19, 2020, the Reporting Person owns options to purchase 150,000 shares of common stock, and indirectly owns warrants to purchase a total of 48,387 shares of common stock through Aiello Family Trust. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:34 UTC |
Aiello StephenDirector
|
OtherCommon Stock | 96,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-023061 · ownership.xml · nonDerivative · entry 2 Aiello Stephen · CIK 0001794968 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Aiello Family Trust Disclosed balance after: 246,774 F1 · shares: On August 19, 2020, Aiello Family Trust received 96,774 shares of common stock of the Issuer and warrants to purchase 48,387 shares of common stock from Navy Capital Green Co-Invest Fund, LLC without the payment of consideration as an in-kind distribution. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:33 UTC |
Stiefel SeanDirector
|
OtherWarrant to purchase common stock · Derivative | 48,387 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001213900-20-023059 · ownership.xml · derivative · entry 4 Stiefel Sean · CIK 0001765017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 279,570 Underlying: Common Stock · 48,387 shares Expires 2022-05-31 F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund. F2 · balance_after: Following the distributions on August 18 and August 19, 2020, the Reporting Person owns options to purchase 175,000 shares of common stock, and indirectly owns warrants to purchase a total of 279,570 shares of common stock through the Fund. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:33 UTC |
Stiefel SeanDirector
|
OtherCommon Stock | 96,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-023059 · ownership.xml · nonDerivative · entry 2 Stiefel Sean · CIK 0001765017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 777,546 F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 14:18 UTC |
LAMIRATO MONTY RChief Financial Officer
|
SaleCommon Stock | 19,000 | $21.04 | $399,760.00 |
DisclosureSEC source: 0001213900-20-023217 · ownership.xml · nonDerivative · entry 1 LAMIRATO MONTY R · CIK 0001183926 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,987 F1 · acquired: Sale of shares in the open market on 8/19/2020 Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 18:33 UTC |
Stiefel SeanDirector
|
OtherWarrant to purchase common stock · Derivative | 48,387 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001213900-20-023059 · ownership.xml · derivative · entry 3 Stiefel Sean · CIK 0001765017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 327,957 Underlying: Common Stock · 48,387 shares Expires 2022-05-31 F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 18:33 UTC |
Stiefel SeanDirector
|
OtherCommon Stock | 96,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-023059 · ownership.xml · nonDerivative · entry 1 Stiefel Sean · CIK 0001765017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 874,320 F1 · shares: The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 19:14 UTC |
Merida Capital Partners, LPFormer 10% Owner
Merida Capital Partners II LPFormer 10% Owner
Merida Capital Partners III LPFormer 10% Owner
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
|
SaleCommon Stock, par value $0.001 | 15,000 | $7.63 | $114,435.00 |
DisclosureSEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 4 Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner Merida Manager, LLC · CIK 0001816277 · Former 10% Owner Merida Manager II LLC · CIK 0001816236 · Former 10% Owner Merida Manager III LLC · CIK 0001816234 · Former 10% Owner Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| July 23, 2020 Filed Jul 23, 2020 19:14 UTC |
Merida Capital Partners, LPFormer 10% Owner
Merida Capital Partners II LPFormer 10% Owner
Merida Capital Partners III LPFormer 10% Owner
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
|
SaleCommon Stock, par value $0.001 | 100,000 | $7.71 | $770,800.00 |
DisclosureSEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 3 Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner Merida Manager, LLC · CIK 0001816277 · Former 10% Owner Merida Manager II LLC · CIK 0001816236 · Former 10% Owner Merida Manager III LLC · CIK 0001816234 · Former 10% Owner Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| July 22, 2020 Filed Jul 23, 2020 19:14 UTC |
Merida Capital Partners, LPFormer 10% Owner
Merida Capital Partners II LPFormer 10% Owner
Merida Capital Partners III LPFormer 10% Owner
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
|
SaleCommon Stock, par value $0.001 | 60,000 | $7.58 | $454,740.00 |
DisclosureSEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 2 Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner Merida Manager, LLC · CIK 0001816277 · Former 10% Owner Merida Manager II LLC · CIK 0001816236 · Former 10% Owner Merida Manager III LLC · CIK 0001816234 · Former 10% Owner Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 19:14 UTC |
Merida Capital Partners, LPFormer 10% Owner
Merida Capital Partners II LPFormer 10% Owner
Merida Capital Partners III LPFormer 10% Owner
Merida Advisor, LLCFormer 10% Owner
Merida Manager, LLCFormer 10% Owner
Merida Manager II LLCFormer 10% Owner
Merida Manager III LLCFormer 10% Owner
Baruchowitz MitchellFormer 10% Owner
|
SaleCommon Stock, par value $0.001 | 25,000 | $8.12 | $203,050.00 |
DisclosureSEC source: 0001013594-20-000627 · form4.xml · nonDerivative · entry 1 Merida Capital Partners, LP · CIK 0001733102 · Former 10% Owner Merida Capital Partners II LP · CIK 0001729088 · Former 10% Owner Merida Capital Partners III LP · CIK 0001770526 · Former 10% Owner Merida Advisor, LLC · CIK 0001795089 · Former 10% Owner Merida Manager, LLC · CIK 0001816277 · Former 10% Owner Merida Manager II LLC · CIK 0001816236 · Former 10% Owner Merida Manager III LLC · CIK 0001816234 · Former 10% Owner Baruchowitz Mitchell · CIK 0001792317 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| July 20, 2020 Filed Jul 20, 2020 19:50 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
Merida Manager, LLC10% owner
Merida Manager II LLC10% owner
Merida Manager III LLC10% owner
Baruchowitz Mitchell10% owner
|
SaleCommon Stock, par value $0.001 | 40,000 | $7.40 | $295,840.00 |
DisclosureSEC source: 0001013594-20-000622 · form4.xml · nonDerivative · entry 3 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Merida Manager, LLC · CIK 0001816277 · 10% owner Merida Manager II LLC · CIK 0001816236 · 10% owner Merida Manager III LLC · CIK 0001816234 · 10% owner Baruchowitz Mitchell · CIK 0001792317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| July 20, 2020 Filed Jul 20, 2020 19:50 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
Merida Manager, LLC10% owner
Merida Manager II LLC10% owner
Merida Manager III LLC10% owner
Baruchowitz Mitchell10% owner
|
SaleCommon Stock, par value $0.001 | 80,000 | $7.29 | $583,040.00 |
DisclosureSEC source: 0001013594-20-000622 · form4.xml · nonDerivative · entry 2 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Merida Manager, LLC · CIK 0001816277 · 10% owner Merida Manager II LLC · CIK 0001816236 · 10% owner Merida Manager III LLC · CIK 0001816234 · 10% owner Baruchowitz Mitchell · CIK 0001792317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 19:50 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
Merida Manager, LLC10% owner
Merida Manager II LLC10% owner
Merida Manager III LLC10% owner
Baruchowitz Mitchell10% owner
|
SaleCommon Stock, par value $0.001 | 80,000 | $7.34 | $586,880.00 |
DisclosureSEC source: 0001013594-20-000622 · form4.xml · nonDerivative · entry 1 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Merida Manager, LLC · CIK 0001816277 · 10% owner Merida Manager II LLC · CIK 0001816236 · 10% owner Merida Manager III LLC · CIK 0001816234 · 10% owner Baruchowitz Mitchell · CIK 0001792317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:39 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 2,726 | $6.89 | $18,778.05 |
DisclosureSEC source: 0000899243-20-018302 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 459,216 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:39 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 10,906 | $6.89 | $75,125.98 |
DisclosureSEC source: 0000899243-20-018302 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 1,841,162 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 21:05 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 2,345 | $6.83 | $16,009.32 |
DisclosureSEC source: 0000899243-20-017983 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 461,942 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.79 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 21:05 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 9,379 | $6.83 | $64,030.43 |
DisclosureSEC source: 0000899243-20-017983 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 1,852,068 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.79 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 20:37 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 5,652 | $7.20 | $40,687.62 |
DisclosureSEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 4 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 464,287 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.99 to $7.35, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 20:37 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 22,614 | $7.20 | $162,793.66 |
DisclosureSEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 3 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 1,861,447 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.99 to $7.35, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:37 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 10,199 | $6.89 | $70,232.35 |
DisclosureSEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 469,939 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.66 to $7.19, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:37 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 40,801 | $6.89 | $280,963.85 |
DisclosureSEC source: 0000899243-20-017767 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 1,884,061 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.66 to $7.19, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:35 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 6,799 | $7.09 | $48,197.43 |
DisclosureSEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 4 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 480,138 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.93 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:35 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 27,201 | $7.09 | $192,825.17 |
DisclosureSEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 3 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 1,924,862 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.93 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 01:59 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
|
SaleCommon Stock, par value $0.001 | 16,032 | $7.14 | $114,484.51 |
DisclosureSEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 7 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 01:59 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
|
SaleCommon Stock, par value $0.001 | 20,000 | $7.17 | $143,366.00 |
DisclosureSEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 6 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,718,029 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:35 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 5,599 | $7.11 | $39,783.69 |
DisclosureSEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 486,937 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.967 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:35 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 22,401 | $7.11 | $159,170.31 |
DisclosureSEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 1,952,063 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.967 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| June 22, 2020 Filed Jul 20, 2020 19:49 UTC Amendment |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
Merida Manager, LLC10% owner
Merida Manager II LLC10% owner
Merida Manager III LLC10% owner
Baruchowitz Mitchell10% owner
|
SaleCommon Stock, par value $0.001 | 16,032 | $7.14 | $114,484.51 |
DisclosureSEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 7 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Merida Manager, LLC · CIK 0001816277 · 10% owner Merida Manager II LLC · CIK 0001816236 · 10% owner Merida Manager III LLC · CIK 0001816234 · 10% owner Baruchowitz Mitchell · CIK 0001792317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701,997 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons. Read SEC document |
| June 22, 2020 Filed Jul 20, 2020 19:49 UTC Amendment |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
Merida Manager, LLC10% owner
Merida Manager II LLC10% owner
Merida Manager III LLC10% owner
Baruchowitz Mitchell10% owner
|
SaleCommon Stock, par value $0.001 | 20,000 | $7.17 | $143,366.00 |
DisclosureSEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 6 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Merida Manager, LLC · CIK 0001816277 · 10% owner Merida Manager II LLC · CIK 0001816236 · 10% owner Merida Manager III LLC · CIK 0001816234 · 10% owner Baruchowitz Mitchell · CIK 0001792317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,718,029 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 01:59 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
|
SaleCommon Stock, par value $0.001 | 20,000 | $7.48 | $149,672.00 |
DisclosureSEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 5 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738,029 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 01:59 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
|
SaleCommon Stock, par value $0.001 | 20,000 | $7.46 | $149,278.00 |
DisclosureSEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 4 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758,029 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 01:59 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
|
SaleCommon Stock, par value $0.001 | 20,000 | $7.39 | $147,808.00 |
DisclosureSEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 3 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,778,029 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 01:59 UTC |
Merida Capital Partners, LP10% owner
Merida Capital Partners II LP10% owner
Merida Capital Partners III LP10% owner
Merida Advisor, LLC10% owner
|
SaleCommon Stock, par value $0.001 | 20,000 | $7.31 | $146,288.00 |
DisclosureSEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 2 Merida Capital Partners, LP · CIK 0001733102 · 10% owner Merida Capital Partners II LP · CIK 0001729088 · 10% owner Merida Capital Partners III LP · CIK 0001770526 · 10% owner Merida Advisor, LLC · CIK 0001795089 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798,029 F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:35 UTC |
Gotham Green Partners LLC10% owner
|
SaleCommon Stock | 6,399 | $7.41 | $47,401.23 |
DisclosureSEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 4 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 492,536 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.25 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.