Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 2, 2018 21:19 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 84,586 | $3.27 | $276,596.22 |
DisclosureSEC source: 0001490281-18-000116 · wf-form4_154119357782885.xml · nonDerivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,707,948 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:19 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 190,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000116 · wf-form4_154119357782885.xml · nonDerivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,792,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 21:22 UTC |
BARRIS PETER JDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 6,455 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056546 · doc4.xml · derivative · entry 1 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,685 Underlying: Common Stock · 6,455 shares Expires not disclosed F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 21:10 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000112 · wf-form4_154093380060515.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,454 Underlying: Common Stock · 5,933 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 21:08 UTC |
LEVIN JOSEPHDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000111 · wf-form4_154093368505758.xml · derivative · entry 1 LEVIN JOSEPH · CIK 0001442083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,760 Underlying: Common Stock · 5,933 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 21:06 UTC |
Leonsis TheodoreDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 6,325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000110 · wf-form4_154093360172571.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,187 Underlying: Common Stock · 6,325 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 21:20 UTC | Exercise / conversionRestricted Stock Units · Derivative | 47,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000106 · wf-form4_154084802776994.xml · derivative · entry 3 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,286 Underlying: Common Stock · 47,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line vested quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line vested quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. Read SEC document |
|
| October 25, 2018 Filed Oct 29, 2018 21:20 UTC | Tax withholdingCommon Stock | 20,885 | $3.28 | $68,502.80 |
DisclosureSEC source: 0001490281-18-000106 · wf-form4_154084802776994.xml · nonDerivative · entry 2 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,326 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
|
| October 25, 2018 Filed Oct 29, 2018 21:20 UTC | Exercise / conversionCommon Stock | 47,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000106 · wf-form4_154084802776994.xml · nonDerivative · entry 1 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| September 30, 2018 Filed Oct 2, 2018 21:24 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 140,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000104 · wf-form4_153851547579548.xml · derivative · entry 3 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,868 Underlying: Common Stock · 140,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:24 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 62,210 | $3.77 | $234,531.70 |
DisclosureSEC source: 0001490281-18-000104 · wf-form4_153851547579548.xml · nonDerivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,601,595 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:24 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 140,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000104 · wf-form4_153851547579548.xml · nonDerivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 17:40 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 11,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000100 · wf-form4_153730680712827.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,423 Underlying: Common Stock · 11,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 17:40 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 5,149 | $4.00 | $20,596.00 |
DisclosureSEC source: 0001490281-18-000100 · wf-form4_153730680712827.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,919 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 17:40 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 11,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000100 · wf-form4_153730680712827.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 21:39 UTC | Exercise / conversionRestricted Stock Units · Derivative | 14,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000099 · wf-form4_153730676836615.xml · derivative · entry 3 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,822 Underlying: Common Stock · 14,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. Read SEC document |
|
| September 15, 2018 Filed Sep 18, 2018 21:39 UTC | Tax withholdingCommon Stock | 6,406 | $4.00 | $25,624.00 |
DisclosureSEC source: 0001490281-18-000099 · wf-form4_153730676836615.xml · nonDerivative · entry 2 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,068 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
|
| September 15, 2018 Filed Sep 18, 2018 21:39 UTC | Exercise / conversionCommon Stock | 14,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000099 · wf-form4_153730676836615.xml · nonDerivative · entry 1 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| September 15, 2018 Filed Sep 18, 2018 21:38 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000098 · wf-form4_153730671889775.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,521 Underlying: Common Stock · 25,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 21:38 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 10,686 | $4.00 | $42,744.00 |
DisclosureSEC source: 0001490281-18-000098 · wf-form4_153730671889775.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,139 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 21:38 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 25,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000098 · wf-form4_153730671889775.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 22:27 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
SaleCommon Stock | 750,000 | $3.81 | $2,857,500.00 |
DisclosureSEC source: 0001490281-18-000097 · wf-form4_153696403094091.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 34,234,594 F4 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 13, 2018. The price per share for such transactions ranged from $3.78 to $3.88. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F4 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 13, 2018. The price per share for such transactions ranged from $3.78 to $3.88. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:27 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
SaleCommon Stock | 750,000 | $3.82 | $2,865,000.00 |
DisclosureSEC source: 0001490281-18-000097 · wf-form4_153696403094091.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 34,984,594 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 12, 2018. The price per share for such transactions ranged from $3.73 to $3.94. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 12, 2018. The price per share for such transactions ranged from $3.73 to $3.94. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · balance_after: The amount of shares reported on this line reflects an annuity distribution by the Lefkofsky Family 2016 GRAT to Green Media LLC. F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:52 UTC | Exercise / conversionRestricted Stock Units · Derivative | 47,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000077 · wf-form4_153272470694831.xml · derivative · entry 3 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,429 Underlying: Common Stock · 47,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line vested quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line vested quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. Read SEC document |
|
| July 25, 2018 Filed Jul 27, 2018 20:52 UTC | Tax withholdingCommon Stock | 20,885 | $5.27 | $110,063.95 |
DisclosureSEC source: 0001490281-18-000077 · wf-form4_153272470694831.xml · nonDerivative · entry 2 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,015 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
|
| July 25, 2018 Filed Jul 27, 2018 20:52 UTC | Exercise / conversionCommon Stock | 47,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000077 · wf-form4_153272470694831.xml · nonDerivative · entry 1 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| July 18, 2018 Filed Jul 20, 2018 21:15 UTC |
BARRIS PETER JDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043501 · doc4.xml · derivative · entry 1 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,230 Underlying: Common Stock · 4,322 shares Expires not disclosed F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 21:01 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000075 · wf-form4_153212046005248.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,521 Underlying: Common Stock · 3,972 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 21:01 UTC |
LEVIN JOSEPHDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000076 · wf-form4_153212049028779.xml · derivative · entry 1 LEVIN JOSEPH · CIK 0001442083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,827 Underlying: Common Stock · 3,972 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 21:00 UTC |
Leonsis TheodoreDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000074 · wf-form4_153212042635483.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,862 Underlying: Common Stock · 4,234 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 07, 2018 Filed Jul 10, 2018 17:08 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 53,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000073 · wf-form4_153125691528955.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| July 07, 2018 Filed Jul 10, 2018 17:08 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 23,743 | $4.36 | $103,519.48 |
DisclosureSEC source: 0001490281-18-000073 · wf-form4_153125691528955.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,446 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| July 07, 2018 Filed Jul 10, 2018 17:08 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 53,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000073 · wf-form4_153125691528955.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 21:17 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 140,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000072 · wf-form4_153056625016975.xml · derivative · entry 3 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,295 Underlying: Common Stock · 140,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 21:17 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 62,210 | $4.30 | $267,503.00 |
DisclosureSEC source: 0001490281-18-000072 · wf-form4_153056625016975.xml · nonDerivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523,378 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 21:17 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 140,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000072 · wf-form4_153056625016975.xml · nonDerivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,585,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:01 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 11,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000069 · wf-form4_152944564409944.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,045 Underlying: Common Stock · 11,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:01 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 5,149 | $4.68 | $24,097.32 |
DisclosureSEC source: 0001490281-18-000069 · wf-form4_152944564409944.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,595 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:01 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 11,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000069 · wf-form4_152944564409944.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC | Exercise / conversionRestricted Stock Units · Derivative | 14,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000071 · wf-form4_152944576305207.xml · derivative · entry 3 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,281 Underlying: Common Stock · 14,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. Read SEC document |
|
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC | Tax withholdingCommon Stock | 6,406 | $4.68 | $29,980.08 |
DisclosureSEC source: 0001490281-18-000071 · wf-form4_152944576305207.xml · nonDerivative · entry 2 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,757 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
|
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC | Exercise / conversionCommon Stock | 14,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000071 · wf-form4_152944576305207.xml · nonDerivative · entry 1 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000070 · wf-form4_152944572626044.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,782 Underlying: Common Stock · 25,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 10,181 | $4.68 | $47,647.08 |
DisclosureSEC source: 0001490281-18-000070 · wf-form4_152944572626044.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,564 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 25,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000070 · wf-form4_152944572626044.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:09 UTC |
BARRIS PETER JDirector
|
GrantCommon Stock | 40,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038406 · doc4.xml · nonDerivative · entry 3 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,666 F3 · kind: 100% of the restricted stock units granted on June 14, 2018 will vest on June 14, 2019, subject to Mr. Barris' continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:08 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantCommon Stock | 37,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000066 · wf-form4_152935967526395.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570,269 F1 · kind: 100% of the restricted stock units granted on June 14, 2018 will vest on June 14, 2019, subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. F2 · balance_after: The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 18:06 UTC |
Wahl DeborahDirector
|
GrantCommon Stock | 37,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000063 · wf-form4_152935955684400.xml · nonDerivative · entry 1 Wahl Deborah · CIK 0001721714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,002 F1 · kind: 100% of the restricted stock units granted on June 14, 2018 will vest on June 14, 2019, subject to Ms. Wahl's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 18:34 UTC |
A-G Holdings, L.P.Director · See Remarks
Atairos Partners GP, Inc.See Remarks
Atairos Partners, L.P.See Remarks
Atairos Group, Inc.See Remarks
A-G Holdings GP, LLCSee Remarks
Angelakis Michael JDirector · See Remarks
|
GrantClass A Common Stock | 37,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-007520 · dp92346_4.xml · nonDerivative · entry 1 A-G Holdings, L.P. · CIK 0001671119 · Director · See Remarks Atairos Partners GP, Inc. · CIK 0001671176 · See Remarks Atairos Partners, L.P. · CIK 0001671185 · See Remarks Atairos Group, Inc. · CIK 0001671122 · See Remarks A-G Holdings GP, LLC · CIK 0001671120 · See Remarks Angelakis Michael J · CIK 0001393014 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 129,682 F1 · security: This Form 4 is being filed by more than one Reporting Person. The reported shares underlie restricted stock units granted to Michael J. Angelakis in his capacity as a director of the Issuer. Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P., which is the sole voting shareholder of Atairos Group, Inc. Atairos Group, Inc. is the sole limited partner of A-G Holdings, L.P. and sole member and manager of A-G Holdings GP, LLC, which is the general partner of A-G Holdings, L.P. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. F2 · kind: 100% of the restricted stock units granted on June 14, 2018 will vest on June 14, 2019, subject to Mr. Angelakis' continued service as a director of the Issuer through the vesting date. F1 · ownership.nature: This Form 4 is being filed by more than one Reporting Person. The reported shares underlie restricted stock units granted to Michael J. Angelakis in his capacity as a director of the Issuer. Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P., which is the sole voting shareholder of Atairos Group, Inc. Atairos Group, Inc. is the sole limited partner of A-G Holdings, L.P. and sole member and manager of A-G Holdings GP, LLC, which is the general partner of A-G Holdings, L.P. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:09 UTC |
Bass Robert JDirector
|
GrantCommon Stock | 42,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000068 · wf-form4_152935975748649.xml · nonDerivative · entry 1 Bass Robert J · CIK 0001552681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,771 F1 · kind: 100% of the restricted stock units granted on June 14, 2018 will vest on June 14, 2019, subject to Mr. Bass' continued service as a director of the Issuer through the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.