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Nasdaq · USD

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U S GLOBAL INVESTORS INC

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7316
SEC CIK
0000754811
Parsed reports
429

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026180
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 3, 2023 16:25 UTC OtherClass A Common Stock 281 $3.06 $859.86
Disclosure

SEC source: 0000754811-23-000014 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,630

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 15:59 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 709 $3.06 $2,169.54
Disclosure

SEC source: 0000754811-23-000013 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,107

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 18:28 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 822 $2.64 $2,170.08
Disclosure

SEC source: 0000754811-23-000012 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,398

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 18:07 UTC OtherClass A Common Stock 326 $2.64 $860.64
Disclosure

SEC source: 0000754811-23-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,349

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 28, 2023 Filed May 1, 2023 15:53 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 791 $2.74 $2,167.34
Disclosure

SEC source: 0000754811-23-000010 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,576

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 28, 2023 Filed May 1, 2023 15:13 UTC OtherClass A Common Stock 314 $2.74 $860.36
Disclosure

SEC source: 0000754811-23-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,023

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:34 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 813 $2.67 $2,170.71
Disclosure

SEC source: 0000754811-23-000008 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,785

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:19 UTC OtherClass A Common Stock 322 $2.67 $859.74
Disclosure

SEC source: 0000754811-23-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,709

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 17:54 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 764 $2.84 $2,169.76
Disclosure

SEC source: 0000754811-23-000006 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,972

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 17:38 UTC OtherClass A Common Stock 303 $2.84 $860.52
Disclosure

SEC source: 0000754811-23-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,387

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 19:25 UTC OtherClass A Common Stock 275 $3.13 $860.75
Disclosure

SEC source: 0000754811-23-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,084

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 19:42 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 693 $3.13 $2,169.09
Disclosure

SEC source: 0000754811-23-000004 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,208

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 21:11 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 750 $2.89 $2,167.50
Disclosure

SEC source: 0000754811-23-000002 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,515

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:53 UTC OtherClass A Common Stock 297 $2.89 $858.33
Disclosure

SEC source: 0000754811-23-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,809

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 15:16 UTC OtherClass A Common Stock 307 $2.80 $859.60
Disclosure

SEC source: 0000754811-22-000024 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,512

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 15:32 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 775 $2.80 $2,170.00
Disclosure

SEC source: 0000754811-22-000025 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,765

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 19:01 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 748 $2.90 $2,169.20
Disclosure

SEC source: 0000754811-22-000023 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,990

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 18:45 UTC OtherClass A Common Stock 297 $2.90 $861.30
Disclosure

SEC source: 0000754811-22-000022 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,205

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:07 UTC OtherClass A Common Stock 300 $2.87 $861.00
Disclosure

SEC source: 0000754811-22-000020 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,908

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:27 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 756 $2.87 $2,169.72
Disclosure

SEC source: 0000754811-22-000021 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,242

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 18:21 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A Common Stock 10,000 $3.23 $32,300.00
Disclosure

SEC source: 0000754811-22-000019 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,486

Read SEC document
August 31, 2022 Filed Sep 1, 2022 17:52 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 573 $3.78 $2,165.94
Disclosure

SEC source: 0000754811-22-000018 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,486

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 17:34 UTC OtherClass A Common Stock 227 $3.78 $858.06
Disclosure

SEC source: 0000754811-22-000017 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,608

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 17:35 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 518 $4.19 $2,170.42
Disclosure

SEC source: 0000754811-22-000016 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,913

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 17:07 UTC OtherClass A Common Stock 206 $4.19 $863.14
Disclosure

SEC source: 0000754811-22-000015 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,381

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:20 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 491 $4.42 $2,170.22
Disclosure

SEC source: 0000754811-22-000014 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,395

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 15:53 UTC OtherClass A Common Stock 194 $4.42 $857.48
Disclosure

SEC source: 0000754811-22-000013 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,175

F1 · kind: Restricted stock purchases under employee stock purchase plan.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 19:05 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 451 $4.81 $2,169.31
Disclosure

SEC source: 0000754811-22-000012 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,904

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 18:50 UTC OtherClass A Common Stock 179 $4.81 $860.99
Disclosure

SEC source: 0000754811-22-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,981

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 29, 2022 Filed May 2, 2022 17:11 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 407 $5.25 $2,136.75
Disclosure

SEC source: 0000754811-22-000010 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,453

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 29, 2022 Filed May 2, 2022 16:59 UTC OtherClass A Common Stock 158 $5.25 $829.50
Disclosure

SEC source: 0000754811-22-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 16:33 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 406 $5.20 $2,111.20
Disclosure

SEC source: 0000754811-22-000008 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,046

F1 · kind: Restricted stock purchase plan under employee stock purchase plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 16:18 UTC OtherClass A Common Stock 154 $5.20 $800.80
Disclosure

SEC source: 0000754811-22-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,644

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 20:57 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 375 $5.62 $2,107.50
Disclosure

SEC source: 0000754811-22-000006 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,640

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 20:43 UTC OtherClass A Common Stock 142 $5.62 $798.04
Disclosure

SEC source: 0000754811-22-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,490

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 19:45 UTC OtherClass A Common Stock 148 $5.40 $799.20
Disclosure

SEC source: 0000754811-22-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,348

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 20:29 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 391 $5.40 $2,111.40
Disclosure

SEC source: 0000754811-22-000004 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,265

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:18 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 479 $4.40 $2,107.60
Disclosure

SEC source: 0000754811-22-000002 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,874

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:56 UTC OtherClass A Common Stock 182 $4.40 $800.80
Disclosure

SEC source: 0000754811-22-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 17:06 UTC OtherClass A Common Stock 154 $5.20 $800.80
Disclosure

SEC source: 0000754811-21-000018 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 17:19 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 406 $5.20 $2,111.20
Disclosure

SEC source: 0000754811-21-000019 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,395

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 15:40 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 344 $6.13 $2,108.72
Disclosure

SEC source: 0000754811-21-000017 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,989

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 15:29 UTC OtherClass A Common Stock 131 $6.13 $803.03
Disclosure

SEC source: 0000754811-21-000016 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,864

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 18:23 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 370 $5.69 $2,105.30
Disclosure

SEC source: 0000754811-21-000015 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,645

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 18:09 UTC OtherClass A Common Stock 140 $5.69 $796.60
Disclosure

SEC source: 0000754811-21-000014 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,733

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 19:56 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 334 $6.32 $2,110.88
Disclosure

SEC source: 0000754811-21-000013 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,275

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 19:29 UTC OtherClass A Common Stock 127 $6.32 $802.64
Disclosure

SEC source: 0000754811-21-000012 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,593

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 17:39 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 364 $5.80 $2,111.20
Disclosure

SEC source: 0000754811-21-000011 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,941

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 17:25 UTC OtherClass A Common Stock 138 $5.80 $800.40
Disclosure

SEC source: 0000754811-21-000010 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,466

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:08 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 340 $6.19 $2,104.60
Disclosure

SEC source: 0000754811-21-000009 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,577

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.