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U S GLOBAL INVESTORS INC

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7316
SEC CIK
0000754811
Parsed reports
429

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026180
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2025 Filed Aug 1, 2025 21:31 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 999 $2.39 $2,387.61
Disclosure

SEC source: 0000754811-25-000019 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,044

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 21:15 UTC OtherClass A Common Stock 395 $2.39 $944.05
Disclosure

SEC source: 0000754811-25-000018 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,724

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 17:04 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 917 $2.60 $2,384.20
Disclosure

SEC source: 0000754811-25-000017 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,045

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 16:48 UTC OtherClass A Common Stock 364 $2.60 $946.40
Disclosure

SEC source: 0000754811-25-000016 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,329

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 14:21 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 1,085 $2.20 $2,387.00
Disclosure

SEC source: 0000754811-25-000014 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,128

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 14:02 UTC OtherClass A Common Stock 430 $2.20 $946.00
Disclosure

SEC source: 0000754811-25-000013 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,965

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2025 Filed May 1, 2025 21:11 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 1,120 $2.13 $2,385.60
Disclosure

SEC source: 0000754811-25-000012 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,043

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2025 Filed May 1, 2025 20:55 UTC OtherClass A Common Stock 444 $2.13 $945.72
Disclosure

SEC source: 0000754811-25-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,535

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 18:05 UTC OtherClass A Common Stock 419 $2.26 $946.94
Disclosure

SEC source: 0000754811-25-000010 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,091

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 17:50 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 1,056 $2.26 $2,386.56
Disclosure

SEC source: 0000754811-25-000009 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,923

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 20:38 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 986 $2.42 $2,386.12
Disclosure

SEC source: 0000754811-25-000006 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,867

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 20:25 UTC OtherClass A Common Stock 391 $2.42 $946.22
Disclosure

SEC source: 0000754811-25-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,672

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 18:42 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 969 $2.46 $2,383.74
Disclosure

SEC source: 0000754811-25-000004 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,881

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 18:26 UTC OtherClass A Common Stock 384 $2.46 $944.64
Disclosure

SEC source: 0000754811-25-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,281

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 20:44 UTC OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0000754811-25-000002 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,897

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 20:32 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 978 $2.44 $2,386.32
Disclosure

SEC source: 0000754811-25-000001 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,912

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 18:51 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 978 $2.44 $2,386.32
Disclosure

SEC source: 0000754811-24-000024 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,934

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 18:33 UTC OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0000754811-24-000023 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,509

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 18:04 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 974 $2.45 $2,386.30
Disclosure

SEC source: 0000754811-24-000022 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,956

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 17:45 UTC OtherClass A Common Stock 386 $2.45 $945.70
Disclosure

SEC source: 0000754811-24-000021 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,121

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:05 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 925 $2.58 $2,386.50
Disclosure

SEC source: 0000754811-24-000020 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,982

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 19:42 UTC OtherClass A Common Stock 367 $2.58 $946.86
Disclosure

SEC source: 0000754811-24-000019 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,735

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 19:27 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 932 $2.56 $2,385.92
Disclosure

SEC source: 0000754811-24-000018 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,057

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 19:05 UTC OtherClass A Common Stock 369 $2.56 $944.64
Disclosure

SEC source: 0000754811-24-000017 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,368

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 19:01 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 900 $2.65 $2,385.00
Disclosure

SEC source: 0000754811-24-000016 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,125

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 18:45 UTC OtherClass A Common Stock 357 $2.65 $946.05
Disclosure

SEC source: 0000754811-24-000015 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,999

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 19:17 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 914 $2.61 $2,385.54
Disclosure

SEC source: 0000754811-24-000014 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,225

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 19:03 UTC OtherClass A Common Stock 363 $2.61 $947.43
Disclosure

SEC source: 0000754811-24-000013 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,642

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 17:50 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 925 $2.58 $2,386.50
Disclosure

SEC source: 0000754811-24-000012 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,311

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 16:44 UTC OtherClass A Common Stock 366 $2.58 $944.28
Disclosure

SEC source: 0000754811-24-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,279

F1 · kind: Restricted stock purchase under employee purchase plan.

Read SEC document
April 30, 2024 Filed May 1, 2024 17:47 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 894 $2.67 $2,386.98
Disclosure

SEC source: 0000754811-24-000010 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,386

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2024 Filed May 1, 2024 17:32 UTC OtherClass A Common Stock 355 $2.67 $947.85
Disclosure

SEC source: 0000754811-24-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,913

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 18:01 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 858 $2.78 $2,385.24
Disclosure

SEC source: 0000754811-24-000008 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,492

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 17:19 UTC OtherClass A Common Stock 340 $2.78 $945.20
Disclosure

SEC source: 0000754811-24-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,558

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 18:09 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 914 $2.61 $2,385.54
Disclosure

SEC source: 0000754811-24-000006 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,634

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 17:52 UTC OtherClass A Common Stock 363 $2.61 $947.43
Disclosure

SEC source: 0000754811-24-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,218

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 19:40 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 817 $2.92 $2,385.64
Disclosure

SEC source: 0000754811-24-000004 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,720

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 19:26 UTC OtherClass A Common Stock 323 $2.92 $943.16
Disclosure

SEC source: 0000754811-24-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,855

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 18:00 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 846 $2.82 $2,385.72
Disclosure

SEC source: 0000754811-24-000002 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,903

F1 · kind: Restricted stock purchase under employee stock plan.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 17:43 UTC OtherClass A Common Stock 336 $2.82 $947.52
Disclosure

SEC source: 0000754811-24-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,532

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 17:07 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 809 $2.95 $2,386.55
Disclosure

SEC source: 0000754811-23-000024 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,057

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 16:50 UTC OtherClass A Common Stock 321 $2.95 $946.95
Disclosure

SEC source: 0000754811-23-000023 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,196

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 17:13 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 868 $2.75 $2,387.00
Disclosure

SEC source: 0000754811-23-000022 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,248

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 16:56 UTC OtherClass A Common Stock 344 $2.75 $946.00
Disclosure

SEC source: 0000754811-23-000021 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,875

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:59 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 837 $2.85 $2,385.45
Disclosure

SEC source: 0000754811-23-000020 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,380

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:46 UTC OtherClass A Common Stock 332 $2.85 $946.20
Disclosure

SEC source: 0000754811-23-000019 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,531

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 17:04 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 756 $3.01 $2,275.56
Disclosure

SEC source: 0000754811-23-000018 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,543

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 16:47 UTC OtherClass A Common Stock 300 $3.01 $903.00
Disclosure

SEC source: 0000754811-23-000017 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,199

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:40 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 680 $3.19 $2,169.20
Disclosure

SEC source: 0000754811-23-000016 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,787

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:26 UTC OtherClass A Common Stock 269 $3.19 $858.11
Disclosure

SEC source: 0000754811-23-000015 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,899

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.