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GPMT

Granite Point Mortgage Trust Inc.

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Tapewire entity
7217
SEC CIK
0001703644
Parsed reports
343

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2021 Filed Feb 1, 2021 21:08 UTC
Karber Michael J.General Counsel and Secretary
Tax withholdingCommon Stock 900 $9.64 $8,676.00
Disclosure

SEC source: 0001703644-21-000037 · wf-form4_161221369451534.xml · nonDerivative · entry 1

Karber Michael J. · CIK 0001796257 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,809

F1 · kind: Restricted shares forfeited to satisfy the Reporting Person's tax liability in connection with the vesting of restricted shares.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:06 UTC
TAYLOR JOHN ADirector · President and CEO
Tax withholdingCommon Stock 11,011 $9.64 $106,146.04
Disclosure

SEC source: 0001703644-21-000035 · wf-form4_161221356049988.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,045

F1 · kind: Restricted shares forfeited to satisfy the Reporting Person's tax liability in connection with the vesting of restricted shares.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:05 UTC
PLUST STEVENChief Operating Officer
Tax withholdingCommon Stock 5,453 $9.64 $52,566.92
Disclosure

SEC source: 0001703644-21-000034 · wf-form4_161221350729540.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,049

F1 · kind: Restricted shares forfeited to satisfy the Reporting Person's tax liability in connection with the vesting of restricted shares.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:04 UTC
Morral Peter M.Chief Development Officer
Tax withholdingCommon Stock 5,994 $9.64 $57,782.16
Disclosure

SEC source: 0001703644-21-000033 · wf-form4_161221344655729.xml · nonDerivative · entry 1

Morral Peter M. · CIK 0001838439 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,101

F1 · kind: Restricted shares forfeited to satisfy the Reporting Person's tax liability in connection with the vesting of restricted shares.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:03 UTC
ALPART STEPHENChief Investment Officer
Tax withholdingCommon Stock 6,457 $9.64 $62,245.48
Disclosure

SEC source: 0001703644-21-000032 · wf-form4_161221338089881.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,684

F1 · kind: Restricted shares forfeited to satisfy the Reporting Person's tax liability in connection with the vesting of restricted shares.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:46 UTC GrantRestricted Stock Units · Derivative 5,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000023 · wf-form4_160988316371359.xml · derivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 5,005 shares

Expires 2021-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:17 UTC
URBASZEK MARCINChief Financial Officer
GrantRestricted Stock Units · Derivative 56,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000010 · wf-form4_160988140757029.xml · derivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,056

Underlying: Common Stock · 56,056 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:41 UTC GrantRestricted Stock Units · Derivative 15,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000021 · wf-form4_160988285843238.xml · derivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

Underlying: Common Stock · 15,015 shares

Expires 2021-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:37 UTC GrantRestricted Stock Units · Derivative 5,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000019 · wf-form4_160988264058206.xml · derivative · entry 1

KAMARCK MARTIN · CIK 0001188564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 5,005 shares

Expires 2021-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:50 UTC GrantRestricted Stock Units · Derivative 5,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000025 · wf-form4_160988338331560.xml · derivative · entry 1

Woodhouse Hope B · CIK 0001529759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 5,005 shares

Expires 2021-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:33 UTC GrantRestricted Stock Units · Derivative 5,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000017 · wf-form4_160988240946764.xml · derivative · entry 1

DEHNE TANUJA M · CIK 0001563781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 5,005 shares

Expires 2021-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2021, subject to continued service with GPMT.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:28 UTC
TAYLOR JOHN ADirector · President and CEO
GrantRestricted Stock Units · Derivative 100,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000015 · wf-form4_160988205725677.xml · derivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,100

Underlying: Common Stock · 100,100 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:22 UTC
Morral Peter M.Chief Development Officer
GrantRestricted Stock Units · Derivative 60,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000013 · wf-form4_160988175688408.xml · derivative · entry 1

Morral Peter M. · CIK 0001838439 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,060

Underlying: Common Stock · 60,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

F1 · derivative.expiration_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:21 UTC
PLUST STEVENChief Operating Officer
GrantRestricted Stock Units · Derivative 60,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000012 · wf-form4_160988164876448.xml · derivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,060

Underlying: Common Stock · 60,060 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:13 UTC
Karber Michael J.General Counsel and Secretary
GrantRestricted Stock Units · Derivative 32,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000008 · wf-form4_160988117390544.xml · derivative · entry 1

Karber Michael J. · CIK 0001796257 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,532

Underlying: Common Stock · 32,532 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:08 UTC
ALPART STEPHENChief Investment Officer
GrantRestricted Stock Units · Derivative 60,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001703644-21-000006 · wf-form4_160988091912649.xml · derivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,060

Underlying: Common Stock · 60,060 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

F1 · derivative.exercise_date: Represents a restricted stock unit award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. Restricted stock units are contingent rights to receive a share of GPMT common stock on a 1-to-1 basis. This award vests in a single tranche on December 31, 2025, subject to continued employment.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:03 UTC
URBASZEK MARCINChief Financial Officer
SaleCommon Stock 2,219 $7.17 $15,917.33
Disclosure

SEC source: 0001703644-20-000051 · wf-form4_159302900923529.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,833

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2020 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.25, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:06 UTC SaleCommon Stock 1,532 $7.17 $10,977.09
Disclosure

SEC source: 0001703644-20-000053 · wf-form4_159302915085954.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,798

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 23, 2020 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.25, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:07 UTC
TAYLOR JOHN ADirector · President and CEO
SaleCommon Stock 13,806 $7.17 $99,040.10
Disclosure

SEC source: 0001703644-20-000054 · wf-form4_159302925726794.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,056

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 25, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2020 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.25, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:02 UTC
ALPART STEPHENChief Investment Officer
SaleCommon Stock 2,971 $7.18 $21,319.00
Disclosure

SEC source: 0001703644-20-000050 · wf-form4_159302890412729.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,141

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 24, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2020 of a restricted stock award previously granted to the reporting person.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 16:21 UTC GrantCommon Stock 12,450 $0.00 $0.00
Disclosure

SEC source: 0001703644-20-000043 · wf-form4_159130209575954.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,625

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:18 UTC GrantCommon Stock 18,924 $0.00 $0.00
Disclosure

SEC source: 0001703644-20-000041 · wf-form4_159130191518870.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,079

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 16:15 UTC GrantCommon Stock 12,948 $0.00 $0.00
Disclosure

SEC source: 0001703644-20-000039 · wf-form4_159130173226249.xml · nonDerivative · entry 1

KAMARCK MARTIN · CIK 0001188564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,529

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:25 UTC GrantCommon Stock 12,450 $0.00 $0.00
Disclosure

SEC source: 0001703644-20-000045 · wf-form4_159130231171839.xml · nonDerivative · entry 1

Woodhouse Hope B · CIK 0001529759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,124

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:11 UTC GrantCommon Stock 12,948 $0.00 $0.00
Disclosure

SEC source: 0001703644-20-000037 · wf-form4_159130148545596.xml · nonDerivative · entry 1

DEHNE TANUJA M · CIK 0001563781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,529

F1 · acquired: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:09 UTC
URBASZEK MARCINChief Financial Officer
SaleCommon Stock 2,003 $18.44 $36,935.32
Disclosure

SEC source: 0001707300-20-000002 · wf-form4_158050497704535.xml · nonDerivative · entry 3

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,052

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2020 of a restricted stock award previously granted to the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.41 to $18.46, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:05 UTC SaleCommon Stock 429 $18.41 $7,897.89
Disclosure

SEC source: 0001447307-20-000002 · wf-form4_158050472194048.xml · nonDerivative · entry 3

Sandberg Rebecca B · CIK 0001447307 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,330

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F4 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2020 of a restricted stock award previously granted to the reporting person.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:08 UTC
TAYLOR JOHN ADirector · President and CEO
SaleCommon Stock 10,853 $18.40 $199,695.20
Disclosure

SEC source: 0001708282-20-000002 · wf-form4_158050489070804.xml · nonDerivative · entry 3

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,862

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 25, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2020 of a restricted stock award previously granted to the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.38 to $18.46, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:04 UTC
Karber Michael J.General Counsel
SaleCommon Stock 1,155 $18.40 $21,252.00
Disclosure

SEC source: 0001796257-20-000004 · wf-form4_158050462828568.xml · nonDerivative · entry 3

Karber Michael J. · CIK 0001796257 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,709

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F4 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2020 of a restricted stock award previously granted to the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.41, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 21:02 UTC
ALPART STEPHENChief Investment Officer
SaleCommon Stock 5,443 $18.40 $100,151.20
Disclosure

SEC source: 0001708036-20-000002 · wf-form4_158050453061102.xml · nonDerivative · entry 3

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,112

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 24, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2020 of a restricted stock award previously granted to the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.39 to $18.41, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 29, 2020 Filed Jan 31, 2020 21:09 UTC
URBASZEK MARCINChief Financial Officer
GrantCommon Stock 13,535 $0.00 $0.00
Disclosure

SEC source: 0001707300-20-000002 · wf-form4_158050497704535.xml · nonDerivative · entry 2

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,055

F4 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

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January 29, 2020 Filed Jan 31, 2020 21:09 UTC
URBASZEK MARCINChief Financial Officer
SaleCommon Stock 2,334 $18.36 $42,852.24
Disclosure

SEC source: 0001707300-20-000002 · wf-form4_158050497704535.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,520

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 28, 2020 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.36 to $18.42, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 29, 2020 Filed Jan 31, 2020 21:05 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001447307-20-000002 · wf-form4_158050472194048.xml · nonDerivative · entry 2

Sandberg Rebecca B · CIK 0001447307 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,759

F3 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

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January 29, 2020 Filed Jan 31, 2020 21:05 UTC SaleCommon Stock 537 $18.44 $9,902.28
Disclosure

SEC source: 0001447307-20-000002 · wf-form4_158050472194048.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,970

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 28, 2020 of a restricted stock award previously granted to the reporting person.

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January 29, 2020 Filed Jan 31, 2020 21:08 UTC
TAYLOR JOHN ADirector · President and CEO
GrantCommon Stock 64,970 $0.00 $0.00
Disclosure

SEC source: 0001708282-20-000002 · wf-form4_158050489070804.xml · nonDerivative · entry 2

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,715

F4 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:08 UTC
TAYLOR JOHN ADirector · President and CEO
SaleCommon Stock 11,971 $18.36 $219,787.56
Disclosure

SEC source: 0001708282-20-000002 · wf-form4_158050489070804.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,745

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 25, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 28, 2020 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.36 to $18.42, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:06 UTC
PLUST STEVENChief Operating Officer
GrantCommon Stock 40,606 $0.00 $0.00
Disclosure

SEC source: 0001708103-20-000002 · wf-form4_158050479774415.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,502

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:04 UTC
Karber Michael J.General Counsel
GrantCommon Stock 10,286 $0.00 $0.00
Disclosure

SEC source: 0001796257-20-000004 · wf-form4_158050462828568.xml · nonDerivative · entry 2

Karber Michael J. · CIK 0001796257 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,864

F3 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:04 UTC
Karber Michael J.General Counsel
SaleCommon Stock 901 $18.44 $16,614.44
Disclosure

SEC source: 0001796257-20-000004 · wf-form4_158050462828568.xml · nonDerivative · entry 1

Karber Michael J. · CIK 0001796257 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,578

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 28, 2020 of a restricted stock award previously granted to the reporting person.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:02 UTC
ALPART STEPHENChief Investment Officer
GrantCommon Stock 40,606 $0.00 $0.00
Disclosure

SEC source: 0001708036-20-000002 · wf-form4_158050453061102.xml · nonDerivative · entry 2

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,555

F4 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:02 UTC
ALPART STEPHENChief Investment Officer
SaleCommon Stock 6,262 $18.42 $115,346.04
Disclosure

SEC source: 0001708036-20-000002 · wf-form4_158050453061102.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,949

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 24, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 28, 2020 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $18.46, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:01 UTC
PLUST STEVENChief Operating Officer
PurchaseCommon Stock 10,600 $18.56 $196,723.28
Disclosure

SEC source: 0001703644-19-000083 · wf-form4_156589927109369.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,896

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.53 to $18.57. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:28 UTC
URBASZEK MARCINChief Financial Officer
SaleCommon Stock 2,337 $18.92 $44,209.96
Disclosure

SEC source: 0001703644-19-000064 · wf-form4_156158447294719.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,854

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.88 to $18.95, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:32 UTC
Sandberg Rebecca BGeneral Counsel and Secretary
SaleCommon Stock 1,610 $18.92 $30,461.52
Disclosure

SEC source: 0001703644-19-000067 · wf-form4_156158473644575.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,507

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.87 to $18.955, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:34 UTC
TAYLOR JOHN ADirector · President and CEO
SaleCommon Stock 14,555 $18.91 $275,274.35
Disclosure

SEC source: 0001703644-19-000069 · wf-form4_156158487409332.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,716

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 25, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.88 to $18.93, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:30 UTC
ALPART STEPHENChief Investment Officer
SaleCommon Stock 3,128 $18.92 $59,185.51
Disclosure

SEC source: 0001703644-19-000065 · wf-form4_156158460541932.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,211

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 24, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.885 to $18.955, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 14, 2019 Filed May 15, 2019 16:52 UTC GrantCommon Stock 3,248 $19.24 $62,491.52
Disclosure

SEC source: 0001703644-19-000058 · wf-form4_155795355832574.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,175

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
May 14, 2019 Filed May 15, 2019 16:55 UTC GrantCommon Stock 3,378 $19.24 $64,992.72
Disclosure

SEC source: 0001703644-19-000060 · wf-form4_155795373067502.xml · nonDerivative · entry 1

KAMARCK MARTIN · CIK 0001188564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,581

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:50 UTC GrantCommon Stock 4,937 $19.24 $94,987.88
Disclosure

SEC source: 0001703644-19-000057 · wf-form4_155795343809230.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,155

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:57 UTC GrantCommon Stock 3,248 $19.24 $62,491.52
Disclosure

SEC source: 0001703644-19-000061 · wf-form4_155795383374925.xml · nonDerivative · entry 1

Woodhouse Hope B · CIK 0001529759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,674

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vest on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.