Last 12 months
Inside the activity.
8 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2022 Filed Mar 18, 2022 20:19 UTC |
Hughes Brian F.Director
|
GrantClass A Common Stock | 29,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035607 · tm229703-7_4seq1.xml · nonDerivative · entry 1 Hughes Brian F. · CIK 0001825326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · shares: These shares represent restricted stock units ("RSUs"), of which 9,751 will vest on the date of the Company's 2022 Annual Shareholders Meeting and 19,773 will vest on January 1, 2023, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting. Read SEC document |
| February 28, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 16,160 | $7.00 | $113,120.00 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 14 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,528,737 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 28, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 16,160 | $7.00 | $113,120.00 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 14 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,528,737 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 25, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 8,208 | $6.87 | $56,388.96 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 13 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,512,577 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 25, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 8,208 | $6.87 | $56,388.96 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 13 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,512,577 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 24, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 8,085 | $6.58 | $53,199.30 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 12 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,504,369 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 24, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 8,085 | $6.58 | $53,199.30 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 12 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,504,369 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 23, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 10,275 | $6.73 | $69,150.75 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 11 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,496,284 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 23, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 10,275 | $6.73 | $69,150.75 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 11 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,496,284 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 22, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 9,549 | $6.65 | $63,500.85 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 10 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,486,009 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 22, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 9,549 | $6.65 | $63,500.85 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 10 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,486,009 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 18, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 43,388 | $6.63 | $287,662.44 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 9 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,476,460 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 18, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 43,388 | $6.63 | $287,662.44 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 9 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,476,460 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 17, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 38,955 | $7.00 | $272,685.00 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 8 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,433,072 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 17, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 38,955 | $7.00 | $272,685.00 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 8 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,433,072 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 16, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 76,801 | $7.13 | $547,591.13 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 7 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,394,117 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 16, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 76,801 | $7.13 | $547,591.13 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 7 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,394,117 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 15, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 19,875 | $7.26 | $144,292.50 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 6 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,317,316 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 15, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 19,875 | $7.26 | $144,292.50 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 6 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,317,316 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 14, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 9,104 | $7.24 | $65,912.96 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 5 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,297,441 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 14, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 9,104 | $7.24 | $65,912.96 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 5 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,297,441 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 11, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 161,101 | $8.28 | $1,333,916.28 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 4 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,288,337 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 11, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 161,101 | $8.28 | $1,333,916.28 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 4 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,288,337 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 10, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 45,199 | $8.30 | $375,151.70 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 3 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,127,236 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 10, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 45,199 | $8.30 | $375,151.70 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 3 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,127,236 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 09, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 2,500 | $8.25 | $20,625.00 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 2 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,082,037 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 09, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 2,500 | $8.25 | $20,625.00 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 2 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,082,037 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 08, 2022 Filed Apr 11, 2022 21:47 UTC |
Tikvah Management LLC10% owner
|
PurchaseCommon Stock | 34,200 | $8.05 | $275,310.00 |
DisclosureSEC source: 0000919574-22-002690 · ownership.xml · nonDerivative · entry 1 Tikvah Management LLC · CIK 0001606477 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,079,537 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| February 08, 2022 Filed Apr 25, 2022 16:22 UTC Amendment |
Tikvah Management LLC10% owner
COHEN DAVID I10% owner
Ezrah Charitable Trust10% owner
|
PurchaseCommon Stock | 34,200 | $8.05 | $275,310.00 |
DisclosureSEC source: 0000919574-22-002839 · ownership.xml · nonDerivative · entry 1 Tikvah Management LLC · CIK 0001606477 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,079,537 F2 · ownership.nature: The reported securities are owned by a client (the "Client") of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to the Client. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 16:33 UTC |
Doll Dixon R Jr.10% owner
|
PurchaseClass A Common Stock | 1,330 | $7.64 | $10,161.20 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 4 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter's trust Disclosed balance after: 1,330 F4 · ownership.nature: The reporting person purchased shares of Class A Common Stock on the open market for a trust account for the benefit of his daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 16:33 UTC |
Doll Dixon R Jr.10% owner
|
PurchaseClass A Common Stock | 1,350 | $7.54 | $10,179.00 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 1,350 F3 · ownership.nature: The reporting person purchased shares of Class A Common Stock on the open market for accounts for the benefit of his son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 16:33 UTC |
Doll Dixon R Jr.10% owner
|
PurchaseClass A Common Stock | 1,300 | $7.52 | $9,776.00 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 1,300 F3 · ownership.nature: The reporting person purchased shares of Class A Common Stock on the open market for accounts for the benefit of his son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:30 UTC |
Basile Donald GDirector · 10% owner
|
GrantWarrants · Derivative | 10,837,400 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-154394 · tm2136343-14_4seq1.xml · derivative · entry 3 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,837,400 Underlying: Class A Common Stock · 10,837,400 shares Expires 2026-12-27 F3 · kind: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F3 · price: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F4 · ownership.nature: As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:30 UTC |
Basile Donald GDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 5,789,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-154394 · tm2136343-14_4seq1.xml · derivative · entry 2 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 5,789,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.exercise_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.expiration_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:30 UTC |
Basile Donald GDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 5,789,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-154394 · tm2136343-14_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,789,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Dec 30, 2021 02:31 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
GrantWarrants · Derivative | 10,837,400 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-154396 · tm2136343-15_4seq1.xml · derivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,837,400 Underlying: Class A Common Stock · 10,837,400 shares Expires 2026-12-27 F3 · kind: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F3 · price: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F4 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Dec 30, 2021 02:31 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 5,789,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-154396 · tm2136343-15_4seq1.xml · derivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,789,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.exercise_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.expiration_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Dec 30, 2021 02:31 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
Exercise / conversionClass A Common Stock | 5,789,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-154396 · tm2136343-15_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Jan 7, 2022 16:33 UTC |
Doll Dixon R Jr.10% owner
|
GrantWarrants · Derivative | 10,837,400 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · derivative · entry 7 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,837,400 Underlying: Class A Common Stock · 10,837,400 shares Expires 2026-12-27 F5 · kind: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F5 · price: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F6 · ownership.nature: As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Jan 7, 2022 16:33 UTC |
Doll Dixon R Jr.10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 5,789,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · derivative · entry 6 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 5,789,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.exercise_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.expiration_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Jan 7, 2022 16:33 UTC |
Doll Dixon R Jr.10% owner
|
Exercise / conversionClass A Common Stock | 5,789,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,789,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| April 22, 2021 Filed May 10, 2021 16:30 UTC |
Doll Dixon R Jr.Co-Chief Executive Officer
|
PurchaseClass A Common Stock | 100 | $10.15 | $1,015.00 |
DisclosureSEC source: 0001104659-21-063897 · tm2115788d1_4.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 20:45 UTC |
Basile Donald GDirector · See Remarks · 10% owner
|
OtherClass B Common Stock · Derivative | 536,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-127521 · tm2036489d1_4.xml · derivative · entry 1 Basile Donald G · CIK 0001587452 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,789,000 Underlying: Class A Common Stock · 536,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the registrant, 536,000 shares of Class B common stock were returned to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 20:45 UTC |
Doll Dixon R Jr.Co-Chief Executive Officer
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OtherClass B Common Stock · Derivative | 536,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-127522 · tm2036489d2_4.xml · derivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,789,000 Underlying: Class A Common Stock · 536,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the registrant, 536,000 shares of Class B common stock were returned to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 01:43 UTC |
Roman DBDR Tech Sponsor LLC10% owner
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OtherClass B Common Stock · Derivative | 536,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-127520 · tm2036489d3_4.xml · derivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789,000 Underlying: Class A Common Stock · 536,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the registrant, 536,000 shares of Class B common stock were returned to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.