Last 12 months
Inside the activity.
8 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2022 Filed Nov 15, 2022 19:02 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 320,000 | $5.00 | $1,600,032.00 |
DisclosureSEC source: 0001104659-22-119235 · tm2230652-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,393,170 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 11, 2022 Filed Nov 16, 2022 00:01 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 320,000 | $5.00 | $1,600,032.00 |
DisclosureSEC source: 0001104659-22-119234 · tm2230652-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,393,170 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 20:42 UTC |
Basile Donald G10% owner
|
SaleClass A Common Stock | 2,098 | $5.20 | $10,909.60 |
DisclosureSEC source: 0001104659-22-115569 · tm2229949-1_4seq1.xml · nonDerivative · entry 2 Basile Donald G · CIK 0001587452 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,713,170 F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 20:42 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 2,098 | $5.20 | $10,909.60 |
DisclosureSEC source: 0001104659-22-115570 · tm2229949-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,713,170 F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 01:42 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 2,098 | $5.20 | $10,909.60 |
DisclosureSEC source: 0001104659-22-115571 · tm2229949-3_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,713,170 F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 20:42 UTC |
Basile Donald G10% owner
|
SaleClass A Common Stock | 34,216 | $5.20 | $177,991.63 |
DisclosureSEC source: 0001104659-22-115569 · tm2229949-1_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,715,268 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 20:42 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 34,216 | $5.20 | $177,991.63 |
DisclosureSEC source: 0001104659-22-115570 · tm2229949-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,715,268 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 03, 2022 Filed Nov 8, 2022 01:42 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 34,216 | $5.20 | $177,991.63 |
DisclosureSEC source: 0001104659-22-115571 · tm2229949-3_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,715,268 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 15:28 UTC |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 4,432 | $5.26 | $23,312.32 |
DisclosureSEC source: 0000919574-22-005926 · ownership.xml · nonDerivative · entry 2 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,085,123 F3 · price: These shares were purchased in multiple transactions. The purchase price for each transaction was $5.26 per share. F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen (collectively, with The Ezrah Charitable Trust and Tikvah Management LLC, the "Reporting Persons") because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| October 11, 2022 Filed Oct 20, 2022 15:37 UTC Amendment |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 4,432 | $5.26 | $23,312.32 |
DisclosureSEC source: 0000919574-22-006029 · ownership.xml · nonDerivative · entry 2 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,039,786 F3 · price: These shares were purchased in multiple transactions. The purchase price for each transaction was $5.26 per share. F4 · balance_after: Due to a clerical error, the amount of securities beneficially owned reported in Table I was listed incorrectly because the Class A Public Warrants owned by the Reporting Persons were included in Table I. This Form 4 has been amended to reflect the accurate number of Common Stock owned by the Reporting Persons in Table I and the accurate number of Class A Public Warrants owned by the Reporting Persons in Table II. F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen (collectively, with The Ezrah Charitable Trust and Tikvah Management LLC, the "Reporting Persons") because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 15:28 UTC |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 130,989 | $5.19 | $679,832.91 |
DisclosureSEC source: 0000919574-22-005926 · ownership.xml · nonDerivative · entry 1 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,080,691 F2 · price: This constitutes the weighted average purchase price per share. The prices range from $4.90 to $5.26. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen (collectively, with The Ezrah Charitable Trust and Tikvah Management LLC, the "Reporting Persons") because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| October 10, 2022 Filed Oct 20, 2022 15:37 UTC Amendment |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 130,989 | $5.19 | $679,832.91 |
DisclosureSEC source: 0000919574-22-006029 · ownership.xml · nonDerivative · entry 1 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,035,354 F2 · price: This constitutes the weighted average purchase price per share. The prices range from $4.90 to $5.26. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · balance_after: Due to a clerical error, the amount of securities beneficially owned reported in Table I was listed incorrectly because the Class A Public Warrants owned by the Reporting Persons were included in Table I. This Form 4 has been amended to reflect the accurate number of Common Stock owned by the Reporting Persons in Table I and the accurate number of Class A Public Warrants owned by the Reporting Persons in Table II. F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen (collectively, with The Ezrah Charitable Trust and Tikvah Management LLC, the "Reporting Persons") because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:00 UTC |
Howe Niloofar RaziDirector
|
GrantClass A Common Stock | 2,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-105917 · tm2227372-1_4seq1.xml · nonDerivative · entry 1 Howe Niloofar Razi · CIK 0001863923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,968 F1 · shares: These shares represent restricted stock units ("RSUs"), which are fully vested and granted in lieu of annual cash retainer payments made to eligible non-employee members of the Company's board of directors under the Company RSU Conversion and Deferral Program for Directors, and may be settled into Class A Common Stock. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 10:59 UTC |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 3,649 | $4.90 | $17,880.10 |
DisclosureSEC source: 0000919574-22-005691 · ownership.xml · nonDerivative · entry 1 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,949,702 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| September 26, 2022 Filed Sep 26, 2022 20:51 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 4,532 | $4.78 | $21,650.27 |
DisclosureSEC source: 0001781002-22-000066 · primary_doc.xml · nonDerivative · entry 3 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,933,344 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 09/23/2022, prices ranged from $4.71 to $4.78 per share, inclusive. On 09/26/2022, prices ranged from $4.765 to $4.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 20:51 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 7,350 | $4.78 | $35,096.25 |
DisclosureSEC source: 0001781002-22-000066 · primary_doc.xml · nonDerivative · entry 2 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,928,812 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 09/23/2022, prices ranged from $4.71 to $4.78 per share, inclusive. On 09/26/2022, prices ranged from $4.765 to $4.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 20:51 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 800 | $4.83 | $3,864.00 |
DisclosureSEC source: 0001781002-22-000066 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,921,462 F2 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 21, 2022 Filed Sep 21, 2022 20:15 UTC |
Galant PaulDirector
|
GrantClass A Common Stock | 19,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-101938 · tm2226330-1_4seq1.xml · nonDerivative · entry 2 Galant Paul · CIK 0001587958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,060 F2 · shares: These shares represent RSUs, which will vest in full on the earlier of (a) the 2023 annual meeting of CompoSecure, Inc. or (b) September 21, 2023, the first anniversary of the date of grant. Read SEC document |
| September 21, 2022 Filed Sep 21, 2022 20:15 UTC |
Galant PaulDirector
|
GrantClass A Common Stock | 26,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-101938 · tm2226330-1_4seq1.xml · nonDerivative · entry 1 Galant Paul · CIK 0001587958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,187 F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full on September 21, 2023, the first anniversary of the date of grant. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 20:57 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 11,722 | $4.99 | $58,478.71 |
DisclosureSEC source: 0001781002-22-000065 · primary_doc.xml · nonDerivative · entry 3 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,920,662 F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 09/16/2022, prices ranged from $4.92 to $5.00 per share, inclusive. On 09/19/2022, prices ranged from $4.98 to $4.99, inclusive. On 09/20/2022, prices ranged from $4.975 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:57 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 5,430 | $4.99 | $27,093.53 |
DisclosureSEC source: 0001781002-22-000065 · primary_doc.xml · nonDerivative · entry 2 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,908,940 F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 09/16/2022, prices ranged from $4.92 to $5.00 per share, inclusive. On 09/19/2022, prices ranged from $4.98 to $4.99, inclusive. On 09/20/2022, prices ranged from $4.975 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:57 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 32,848 | $4.98 | $163,737.43 |
DisclosureSEC source: 0001781002-22-000065 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,903,510 F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 09/16/2022, prices ranged from $4.92 to $5.00 per share, inclusive. On 09/19/2022, prices ranged from $4.98 to $4.99, inclusive. On 09/20/2022, prices ranged from $4.975 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 19:02 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 11,445 | $5.38 | $61,611.87 |
DisclosureSEC source: 0001104659-22-100934 · tm2226085-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,749,484 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 19:01 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 11,445 | $5.38 | $61,611.87 |
DisclosureSEC source: 0001104659-22-100933 · tm2226085-1_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,749,484 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 23:02 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 11,445 | $5.38 | $61,611.87 |
DisclosureSEC source: 0001104659-22-100935 · tm2226085-3_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,749,484 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 19:22 UTC |
DOLL DIXON10% owner
|
SaleClass A Common Stock | 26,507 | $5.41 | $143,498.30 |
DisclosureSEC source: 0001104659-22-100126 · tm2225917-2_4seq1.xml · nonDerivative · entry 3 DOLL DIXON · CIK 0001143946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,760,929 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 19:22 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 26,507 | $5.41 | $143,498.30 |
DisclosureSEC source: 0001104659-22-100127 · tm2225917-3_4seq1.xml · nonDerivative · entry 3 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,760,929 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 20:31 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 26,507 | $5.41 | $143,498.30 |
DisclosureSEC source: 0001104659-22-100136 · tm2225917-4_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,760,929 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 23:21 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 26,507 | $5.41 | $143,498.30 |
DisclosureSEC source: 0001104659-22-100125 · tm2225917-1_4seq1.xml · nonDerivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760,929 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 19:22 UTC |
DOLL DIXON10% owner
|
SaleClass A Common Stock | 30,296 | $5.62 | $170,175.66 |
DisclosureSEC source: 0001104659-22-100126 · tm2225917-2_4seq1.xml · nonDerivative · entry 2 DOLL DIXON · CIK 0001143946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,787,436 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 19:22 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 30,296 | $5.62 | $170,175.66 |
DisclosureSEC source: 0001104659-22-100127 · tm2225917-3_4seq1.xml · nonDerivative · entry 2 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,787,436 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:31 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 30,296 | $5.62 | $170,175.66 |
DisclosureSEC source: 0001104659-22-100136 · tm2225917-4_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,787,436 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 23:21 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 30,296 | $5.62 | $170,175.66 |
DisclosureSEC source: 0001104659-22-100125 · tm2225917-1_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,787,436 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 19:22 UTC |
DOLL DIXON10% owner
|
SaleClass A Common Stock | 5,680 | $6.00 | $34,084.54 |
DisclosureSEC source: 0001104659-22-100126 · tm2225917-2_4seq1.xml · nonDerivative · entry 1 DOLL DIXON · CIK 0001143946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,817,732 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 19:22 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 5,680 | $6.00 | $34,084.54 |
DisclosureSEC source: 0001104659-22-100127 · tm2225917-3_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,817,732 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:31 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 5,680 | $6.00 | $34,084.54 |
DisclosureSEC source: 0001104659-22-100136 · tm2225917-4_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,817,732 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 23:21 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 5,680 | $6.00 | $34,084.54 |
DisclosureSEC source: 0001104659-22-100125 · tm2225917-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,817,732 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 19:27 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 11,381 | $6.06 | $68,990.48 |
DisclosureSEC source: 0001104659-22-097968 · tm2225308-1_4seq1.xml · nonDerivative · entry 2 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,823,412 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.15, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 19:28 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 11,381 | $6.06 | $68,990.48 |
DisclosureSEC source: 0001104659-22-097969 · tm2225308-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,823,412 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.15, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 23:28 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 11,381 | $6.06 | $68,990.48 |
DisclosureSEC source: 0001104659-22-097971 · tm2225308-3_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,823,412 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.15, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:27 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 21,034 | $6.00 | $126,210.31 |
DisclosureSEC source: 0001104659-22-097968 · tm2225308-1_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,834,793 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:28 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 21,034 | $6.00 | $126,210.31 |
DisclosureSEC source: 0001104659-22-097969 · tm2225308-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,834,793 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 23:28 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 21,034 | $6.00 | $126,210.31 |
DisclosureSEC source: 0001104659-22-097971 · tm2225308-3_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,834,793 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 31, 2022 Filed Aug 31, 2022 20:32 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 24,215 | $6.01 | $145,575.74 |
DisclosureSEC source: 0001104659-22-096664 · tm2224881d1_4.xml · nonDerivative · entry 3 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,855,827 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.075, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 31, 2022 Filed Aug 31, 2022 20:33 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 24,215 | $6.01 | $145,575.74 |
DisclosureSEC source: 0001104659-22-096665 · tm2224881d2_4.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,855,827 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.075, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 00:34 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 24,215 | $6.01 | $145,575.74 |
DisclosureSEC source: 0001104659-22-096666 · tm2224881d3_4.xml · nonDerivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,855,827 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.075, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 20:32 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 59,692 | $6.03 | $359,942.76 |
DisclosureSEC source: 0001104659-22-096664 · tm2224881d1_4.xml · nonDerivative · entry 2 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,880,042 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.135, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 20:33 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 59,692 | $6.03 | $359,942.76 |
DisclosureSEC source: 0001104659-22-096665 · tm2224881d2_4.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,880,042 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.135, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 00:34 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 59,692 | $6.03 | $359,942.76 |
DisclosureSEC source: 0001104659-22-096666 · tm2224881d3_4.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,880,042 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.135, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 20:32 UTC |
Basile Donald GDirector · 10% owner
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SaleClass A Common Stock | 42,670 | $6.01 | $256,468.04 |
DisclosureSEC source: 0001104659-22-096664 · tm2224881d1_4.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,939,734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.