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Nasdaq · USD

GOVX

GeoVax Labs, Inc.

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8419
SEC CIK
0000832489
Parsed reports
116

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2026 Filed Jun 22, 2026 20:22 UTC GrantStock Option · Derivative 6,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021323 · rdgdoc.xml · derivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2036-06-17

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:21 UTC
Morgan JayneDirector
GrantStock Option · Derivative 6,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021322 · rdgdoc.xml · derivative · entry 1

Morgan Jayne · CIK 0001959682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2036-06-17

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:21 UTC GrantStock Option · Derivative 6,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021321 · rdgdoc.xml · derivative · entry 1

MCNALLY ROBERT T · CIK 0001049435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2036-06-17

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:20 UTC GrantStock Option · Derivative 6,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021320 · rdgdoc.xml · derivative · entry 1

Lemerond Nicole · CIK 0001941712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2036-06-17

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:20 UTC GrantStock Option · Derivative 6,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021319 · rdgdoc.xml · derivative · entry 1

Kollintzas Dean G · CIK 0001378351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2036-06-17

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:19 UTC GrantStock Option · Derivative 6,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021317 · rdgdoc.xml · derivative · entry 1

CHASE RANDAL D · CIK 0001078784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2036-06-17

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:19 UTC
Sharkey John W.VP, Business Development
GrantStock Option · Derivative 17,600 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021316 · rdgdoc.xml · derivative · entry 1

Sharkey John W. · CIK 0001515991 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 17,600 shares

Expires 2036-06-17

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:18 UTC GrantStock Option · Derivative 17,600 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021315 · rdgdoc.xml · derivative · entry 1

Reynolds Mark · CIK 0001298237 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 17,600 shares

Expires 2036-06-17

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:18 UTC
NEWMAN MARK JChief Scientific Officer
GrantStock Option · Derivative 17,600 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021314 · rdgdoc.xml · derivative · entry 1

NEWMAN MARK J · CIK 0001242123 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 17,600 shares

Expires 2036-06-17

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:17 UTC
McKee Kelly T. Jr.Chief Medical Officer
GrantStock Option · Derivative 17,600 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021312 · rdgdoc.xml · derivative · entry 1

McKee Kelly T. Jr. · CIK 0001903889 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 17,600 shares

Expires 2036-06-17

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:16 UTC
DODD DAVID ADirector · President, CEO
GrantStock Option · Derivative 29,300 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001437749-26-021311 · rdgdoc.xml · derivative · entry 1

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,300

Underlying: Common Stock · 29,300 shares

Expires 2036-06-17

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
October 17, 2025 Filed Oct 20, 2025 13:11 UTC PurchaseCommon Stock 10,000 $0.55 $5,498.00
Disclosure

SEC source: 0001437749-25-031314 · rdgdoc.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,402

Read SEC document
August 07, 2025 Filed Aug 8, 2025 19:13 UTC
McKee Kelly T. Jr.Chief Medical Officer
PurchaseCommon Stock 1,107 $0.67 $741.69
Disclosure

SEC source: 0001437749-25-025690 · rdgdoc.xml · nonDerivative · entry 1

McKee Kelly T. Jr. · CIK 0001903889 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,494

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:51 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019644 · rdgdoc.xml · derivative · entry 1

Lemerond Nicole · CIK 0001941712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-02

F1 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:50 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019642 · rdgdoc.xml · derivative · entry 1

CHASE RANDAL D · CIK 0001078784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-02

F1 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:49 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019640 · rdgdoc.xml · derivative · entry 1

Kollintzas Dean G · CIK 0001378351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-02

F1 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:46 UTC
Morgan JayneDirector
GrantStock Option · Derivative 10,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019636 · rdgdoc.xml · derivative · entry 1

Morgan Jayne · CIK 0001959682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-02

F1 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:48 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019638 · rdgdoc.xml · derivative · entry 1

MCNALLY ROBERT T · CIK 0001049435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-02

F1 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:42 UTC
NEWMAN MARK JChief Scientific Officer
GrantStock Option · Derivative 70,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019632 · rdgdoc.xml · derivative · entry 1

NEWMAN MARK J · CIK 0001242123 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2035-01-02

F2 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:45 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019634 · rdgdoc.xml · derivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-02

F1 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:41 UTC
McKee Kelly T. Jr.Chief Medical Officer
GrantStock Option · Derivative 70,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019630 · rdgdoc.xml · derivative · entry 1

McKee Kelly T. Jr. · CIK 0001903889 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2035-01-02

F2 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:39 UTC
Sharkey John W.VP, Business Development
GrantStock Option · Derivative 70,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019628 · rdgdoc.xml · derivative · entry 1

Sharkey John W. · CIK 0001515991 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2035-01-02

F2 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:38 UTC GrantStock Option · Derivative 70,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019626 · rdgdoc.xml · derivative · entry 1

Reynolds Mark · CIK 0001298237 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2035-01-02

F2 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 13:35 UTC
DODD DAVID ADirector · President, CEO
GrantStock Option · Derivative 185,500 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001437749-25-019624 · rdgdoc.xml · derivative · entry 1

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,500

Underlying: Common Stock · 185,500 shares

Expires 2035-01-02

F2 · date: This stock option was granted on January 2, 2025, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of the GeoVax Labs, Inc. 2025 Stock Incentive Plan. Such approval occurred on June 5, 2025, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments of the first three anniversary dates of the grant.

Read SEC document
April 10, 2025 Filed Apr 10, 2025 20:01 UTC
Sharkey John W.VP, Business Development
PurchaseCommon Stock 6,000 $0.99 $5,940.00
Disclosure

SEC source: 0001437749-25-011658 · rdgdoc.xml · nonDerivative · entry 1

Sharkey John W. · CIK 0001515991 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,191

Read SEC document
April 10, 2025 Filed Apr 11, 2025 17:23 UTC PurchaseCommon Stock 10,000 $0.98 $9,800.00
Disclosure

SEC source: 0001437749-25-011750 · rdgdoc.xml · nonDerivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,402

Read SEC document
April 01, 2025 Filed Apr 1, 2025 20:46 UTC
DODD DAVID ADirector · President, CEO
PurchaseCommon Stock 10,000 $1.08 $10,800.00
Disclosure

SEC source: 0001437749-25-010482 · rdgdoc.xml · nonDerivative · entry 1

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,661

Read SEC document
March 31, 2025 Filed Mar 31, 2025 20:04 UTC PurchaseCommon Stock 6,800 $1.08 $7,343.32
Disclosure

SEC source: 0001437749-25-010179 · rdgdoc.xml · nonDerivative · entry 1

Reynolds Mark · CIK 0001298237 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,013

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:12 UTC
DODD DAVID ADirector · President, CEO
GrantStock Option · Derivative 35,000 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026813 · rdgdoc.xml · derivative · entry 1

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-08-12

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments on the first three anniversary dates of the grant.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:11 UTC
McKee Kelly T. Jr.Chief Medical Officer
GrantStock Option · Derivative 15,700 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026809 · rdgdoc.xml · derivative · entry 1

McKee Kelly T. Jr. · CIK 0001903889 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2034-08-12

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments on the first three anniversary dates of the grant.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:10 UTC
NEWMAN MARK JChief Scientific Officer
GrantStock Option · Derivative 15,700 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026804 · rdgdoc.xml · derivative · entry 1

NEWMAN MARK J · CIK 0001242123 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2034-08-12

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments on the first three anniversary dates of the grant.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:10 UTC GrantStock Option · Derivative 15,700 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026802 · rdgdoc.xml · derivative · entry 1

Reynolds Mark · CIK 0001298237 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2034-08-12

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments on the first three anniversary dates of the grant.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:09 UTC
Sharkey John W.VP, Business Development
GrantStock Option · Derivative 15,700 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026800 · rdgdoc.xml · derivative · entry 1

Sharkey John W. · CIK 0001515991 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2034-08-12

F1 · derivative.exercise_date: Stock option becomes exercisable in three equal annual installments on the first three anniversary dates of the grant.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:09 UTC GrantStock Option · Derivative 8,050 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026798 · rdgdoc.xml · derivative · entry 1

CHASE RANDAL D · CIK 0001078784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,050 shares

Expires 2034-08-12

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:08 UTC GrantStock Option · Derivative 8,050 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026793 · rdgdoc.xml · derivative · entry 1

Kollintzas Dean G · CIK 0001378351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,050 shares

Expires 2034-08-12

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:07 UTC GrantStock Option · Derivative 8,050 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026791 · rdgdoc.xml · derivative · entry 1

Lemerond Nicole · CIK 0001941712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,050 shares

Expires 2034-08-12

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:07 UTC GrantStock Option · Derivative 8,050 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026788 · rdgdoc.xml · derivative · entry 1

MCNALLY ROBERT T · CIK 0001049435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,050 shares

Expires 2034-08-12

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:06 UTC
Morgan JayneDirector
GrantStock Option · Derivative 8,050 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026787 · rdgdoc.xml · derivative · entry 1

Morgan Jayne · CIK 0001959682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,050 shares

Expires 2034-08-12

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:06 UTC GrantStock Option · Derivative 8,050 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437749-24-026786 · rdgdoc.xml · derivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,050 shares

Expires 2034-08-12

Read SEC document
August 09, 2024 Filed Aug 12, 2024 12:47 UTC
DODD DAVID ADirector · President, CEO
PurchaseCommon Stock 8,000 $1.95 $15,600.00
Disclosure

SEC source: 0001437749-24-025953 · rdgdoc.xml · nonDerivative · entry 1

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,661

Read SEC document
February 22, 2024 Filed Feb 22, 2024 21:41 UTC
DODD DAVID ADirector · President, CEO
PurchaseCommon Stock 8,209 $2.27 $18,663.16
Disclosure

SEC source: 0001437749-24-005209 · rdgdoc.xml · nonDerivative · entry 2

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,661

Read SEC document
February 21, 2024 Filed Feb 22, 2024 21:41 UTC
DODD DAVID ADirector · President, CEO
PurchaseCommon Stock 520 $2.15 $1,118.00
Disclosure

SEC source: 0001437749-24-005209 · rdgdoc.xml · nonDerivative · entry 1

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,452

Read SEC document
February 07, 2024 Filed Feb 7, 2024 21:43 UTC PurchaseCommon Stock 2,000 $2.77 $5,540.00
Disclosure

SEC source: 0001437749-24-003380 · rdgdoc.xml · nonDerivative · entry 1

Reynolds Mark · CIK 0001298237 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,213

Read SEC document
December 22, 2023 Filed Dec 26, 2023 20:51 UTC
McKee Kelly T. Jr.Chief Medical Officer
PurchaseCommon Stock 6,944 $0.36 $2,499.84
Disclosure

SEC source: 0001437749-23-035306 · rdgdoc.xml · nonDerivative · entry 1

McKee Kelly T. Jr. · CIK 0001903889 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,782

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September 25, 2023 Filed Sep 27, 2023 20:33 UTC
McKee Kelly T. Jr.Chief Medical Officer
PurchaseCommon Stock 9,653 $0.52 $5,019.56
Disclosure

SEC source: 0001437749-23-026935 · rdgdoc.xml · nonDerivative · entry 1

McKee Kelly T. Jr. · CIK 0001903889 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,838

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August 25, 2023 Filed Aug 28, 2023 20:05 UTC
DODD DAVID ADirector · President, CEO
PurchaseCommon Stock 35,087 $0.57 $19,999.59
Disclosure

SEC source: 0001437749-23-024763 · rdgdoc.xml · nonDerivative · entry 1

DODD DAVID A · CIK 0001193607 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,957

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August 18, 2023 Filed Aug 21, 2023 12:39 UTC PurchaseCommon Stock 10,000 $0.52 $5,179.00
Disclosure

SEC source: 0001437749-23-024227 · rdgdoc.xml · nonDerivative · entry 1

Reynolds Mark · CIK 0001298237 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,184

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August 01, 2023 Filed Aug 14, 2023 20:53 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001437749-23-023746 · rdgdoc.xml · derivative · entry 1

SPENCER JOHN N JR · CIK 0001270555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-12-07

F1 · date: This stock option was granted on December 7, 2022, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of an increase in common shares reserved for the company's stock incentive plan. Such approval occurred on August 1, 2023, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

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August 01, 2023 Filed Aug 14, 2023 20:53 UTC
Morgan JayneDirector
GrantStock Option · Derivative 50,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001437749-23-023745 · rdgdoc.xml · derivative · entry 1

Morgan Jayne · CIK 0001959682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-12-07

F1 · date: This stock option was granted on December 7, 2022, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of an increase in common shares reserved for the company's stock incentive plan. Such approval occurred on August 1, 2023, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

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August 01, 2023 Filed Aug 14, 2023 20:52 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001437749-23-023744 · rdgdoc.xml · derivative · entry 1

MCNALLY ROBERT T · CIK 0001049435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-12-07

F1 · date: This stock option was granted on December 7, 2022, with the exercise price set based on the closing price of the underlying common stock as of that date. The stock option was granted contingent upon stockholder approval of an increase in common shares reserved for the company's stock incentive plan. Such approval occurred on August 1, 2023, so that is the date upon which the stock option is deemed granted pursuant to SEC reporting guidance.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.