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Nasdaq · USD

GOSS

Gossamer Bio, Inc.

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6928
SEC CIK
0001728117
Parsed reports
228

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2023 Filed Mar 22, 2023 21:14 UTC
Hasnain FaheemDirector · President & CEO
PurchaseCommon Stock 440,500 $1.14 $503,579.60
Disclosure

SEC source: 0001728117-23-000018 · wf-form4_167951967938039.xml · nonDerivative · entry 3

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 4,495,897

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.20 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 21:14 UTC
Hasnain FaheemDirector · President & CEO
PurchaseCommon Stock 269,389 $1.20 $322,323.94
Disclosure

SEC source: 0001728117-23-000018 · wf-form4_167951967938039.xml · nonDerivative · entry 2

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 4,055,397

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.155 to $1.21 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 17:23 UTC
Carter LauraChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001728117-23-000028 · wf-form4_167952019155286.xml · derivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on March 20, 2024 and 1/48th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:14 UTC
Hasnain FaheemDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 544,500 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001728117-23-000018 · wf-form4_167951967938039.xml · derivative · entry 5

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,500

Underlying: Common Stock · 544,500 shares

Expires 2033-03-19

F4 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on March 20, 2024 and 1/48th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:14 UTC
Hasnain FaheemDirector · President & CEO
PurchaseCommon Stock 168,683 $1.03 $174,485.70
Disclosure

SEC source: 0001728117-23-000018 · wf-form4_167951967938039.xml · nonDerivative · entry 1

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 3,786,008

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.97 to 1.09 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:19 UTC
Christian WaageEVP, Tech Ops and Admin
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001728117-23-000022 · wf-form4_167951991888150.xml · derivative · entry 4

Christian Waage · CIK 0001553179 · EVP, Tech Ops and Admin

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on March 20, 2024 and 1/48th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:19 UTC
Christian WaageEVP, Tech Ops and Admin
PurchaseCommon Stock 18,500 $1.20 $22,144.50
Disclosure

SEC source: 0001728117-23-000022 · wf-form4_167951991888150.xml · nonDerivative · entry 1

Christian Waage · CIK 0001553179 · EVP, Tech Ops and Admin

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 32,388

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:21 UTC
Peterson CarynEVP, Regulatory Affairs
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001728117-23-000026 · wf-form4_167952007605605.xml · derivative · entry 1

Peterson Caryn · CIK 0001857256 · EVP, Regulatory Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on March 20, 2024 and 1/48th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:20 UTC
Aranda RichardChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001728117-23-000024 · wf-form4_167951999562246.xml · derivative · entry 1

Aranda Richard · CIK 0001867872 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on March 20, 2024 and 1/48th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:17 UTC GrantStock Option (Right to Buy) · Derivative 211,500 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001728117-23-000020 · wf-form4_167951981146427.xml · derivative · entry 3

Giraudo Bryan · CIK 0001740847 · COO/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,500

Underlying: Common Stock · 211,500 shares

Expires 2033-03-19

F1 · derivative.exercise_date: 25% of the total number of shares subject to the option will vest on March 20, 2024 and 1/48th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 21:17 UTC PurchaseCommon Stock 50,000 $0.97 $48,435.00
Disclosure

SEC source: 0001728117-23-000020 · wf-form4_167951981146427.xml · nonDerivative · entry 1

Giraudo Bryan · CIK 0001740847 · COO/CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 70,990

Read SEC document
March 16, 2023 Filed Mar 20, 2023 09:22 UTC
Carter LauraChief Scientific Officer
SaleCommon Stock 6,029 $1.10 $6,619.84
Disclosure

SEC source: 0001728117-23-000016 · wf-form4_167931855307436.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,263

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.08 to $1.10 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 13:21 UTC
Aranda RichardChief Medical Officer
SaleCommon Stock 7,563 $1.10 $8,304.17
Disclosure

SEC source: 0001728117-23-000014 · wf-form4_167931846505758.xml · nonDerivative · entry 1

Aranda Richard · CIK 0001867872 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,388

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.08 to $1.10 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 13:19 UTC
Peterson CarynEVP, Regulatory Affairs
SaleCommon Stock 7,564 $1.10 $8,305.27
Disclosure

SEC source: 0001728117-23-000012 · wf-form4_167931838708022.xml · nonDerivative · entry 1

Peterson Caryn · CIK 0001857256 · EVP, Regulatory Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,851

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.08 to $1.10 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 17:21 UTC
Carter LauraChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001728117-22-000114 · wf-form4_167062448909309.xml · derivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2032-12-06

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on December 7, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:13 UTC
Hasnain FaheemDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 544,500 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001728117-22-000104 · wf-form4_167062400607119.xml · derivative · entry 1

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,500

Underlying: Common Stock · 544,500 shares

Expires 2032-12-06

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on December 7, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:17 UTC
Christian WaageEVP, Tech Ops and Admin
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001728117-22-000108 · wf-form4_167062422822547.xml · derivative · entry 1

Christian Waage · CIK 0001553179 · EVP, Tech Ops and Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2032-12-06

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on December 7, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:18 UTC
Aranda RichardChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001728117-22-000110 · wf-form4_167062432335745.xml · derivative · entry 1

Aranda Richard · CIK 0001867872 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2032-12-06

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on December 7, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:20 UTC
Peterson CarynEVP, Regulatory Affairs
GrantStock Option (Right to Buy) · Derivative 157,500 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001728117-22-000112 · wf-form4_167062440627546.xml · derivative · entry 1

Peterson Caryn · CIK 0001857256 · EVP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2032-12-06

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on December 7, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:15 UTC GrantStock Option (Right to Buy) · Derivative 211,500 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001728117-22-000106 · wf-form4_167062410024328.xml · derivative · entry 1

Giraudo Bryan · CIK 0001740847 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,500

Underlying: Common Stock · 211,500 shares

Expires 2032-12-06

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on December 7, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 16:57 UTC
Carter LauraChief Scientific Officer
SaleCommon Stock 4,876 $12.07 $58,867.95
Disclosure

SEC source: 0001728117-22-000090 · wf-form4_166673142835218.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,292

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.881 to $12.078 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold.Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 20:55 UTC
Aranda RichardChief Medical Officer
SaleCommon Stock 4,757 $12.07 $57,431.26
Disclosure

SEC source: 0001728117-22-000088 · wf-form4_166673132619628.xml · nonDerivative · entry 1

Aranda Richard · CIK 0001867872 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,430

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.881 to $12.078 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold.Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 20:59 UTC
Peterson CarynEVP, Regulatory Affairs
SaleCommon Stock 4,757 $12.07 $57,431.26
Disclosure

SEC source: 0001728117-22-000092 · wf-form4_166673154182049.xml · nonDerivative · entry 1

Peterson Caryn · CIK 0001857256 · EVP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,415

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.881 to $12.078 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
October 24, 2022 Filed Oct 27, 2022 17:04 UTC Amendment
Carter LauraChief Scientific Officer
SaleCommon Stock 4,876 $12.07 $58,867.95
Disclosure

SEC source: 0001728117-22-000094 · wf-form4a_166690466548859.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,292

F1 · kind: The Reporting Person's purchase of 6,934 shares of common stock at a price of $7.21 per share on July 15, 2022 was matchable under Section 16(b) of the Securities Exchange Act of 1934, with the Reporting Person's sale of common stock reported herein and, to the extent of 2,058 shares, the Reporting Person's sale of common stock at a price of $8.278 per share on March 16, 2022. The Reporting Person has agreed top pay to the Issuer $18,558.51, which, together with the $7,351.42 previously paid to the Issuer on July 15, 2022, represents the full amount of the profit realized in connection with the short-swing transaction.

F2 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.881 to $12.078 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold.Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
July 15, 2022 Filed Jul 15, 2022 16:27 UTC
Carter LauraChief Scientific Officer
PurchaseCommon Stock 6,934 $7.21 $49,994.14
Disclosure

SEC source: 0001728117-22-000065 · wf-form4_165791682751110.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,168

F1 · kind: The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 6,934 shares, with the Reporting Person's sale of 6,934 shares of common stock at a price ranging from $8.278 to $8.25 per share on July 1, 2022 and March 16, 2022. The Reporting Person paid to the Issuer $7,351.42, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
July 15, 2022 Filed Jul 15, 2022 20:21 UTC
Hasnain FaheemDirector · President & CEO
PurchaseCommon Stock 138,696 $7.21 $999,998.16
Disclosure

SEC source: 0001728117-22-000059 · wf-form4_165791646217786.xml · nonDerivative · entry 1

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 3,617,325

F1 · kind: The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 19,035 shares, with the Reporting Person's sale of 19,035 shares of common stock at a price of $8.915 per share on March 23, 2022. The Reporting Person paid to the Issuer $32,454.68, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
July 15, 2022 Filed Jul 15, 2022 20:25 UTC
Christian WaageEVP, Tech Ops and Admin
PurchaseCommon Stock 6,934 $7.21 $49,994.14
Disclosure

SEC source: 0001728117-22-000063 · wf-form4_165791671885890.xml · nonDerivative · entry 1

Christian Waage · CIK 0001553179 · EVP, Tech Ops and Admin

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 13,888

F1 · kind: The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 6,934 shares, with the Reporting Person's sale of 6,934 shares of common stock at a price of $8.915 per share on March 23, 2022. The Reporting Person paid to the Issuer $11,882.47, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
July 15, 2022 Filed Jul 15, 2022 20:23 UTC PurchaseCommon Stock 13,869 $7.21 $99,995.49
Disclosure

SEC source: 0001728117-22-000061 · wf-form4_165791656527611.xml · nonDerivative · entry 1

Giraudo Bryan · CIK 0001740847 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 20,990

F1 · kind: The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 10,722 shares, with the Reporting Person's sale of 10,722 shares of common stock at a price of $8.915 per share on March 23, 2022. The Reporting Person paid to the Issuer $18,281.01, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 16:39 UTC
Carter LauraChief Scientific Officer
SaleCommon Stock 8,808 $8.25 $72,648.38
Disclosure

SEC source: 0001728117-22-000053 · wf-form4_165705352176346.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,234

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.01 to 8.25 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 22:47 UTC
Aranda RichardChief Medical Officer
SaleCommon Stock 1,778 $6.88 $12,232.64
Disclosure

SEC source: 0001728117-22-000051 · wf-form4_165602440770532.xml · nonDerivative · entry 1

Aranda Richard · CIK 0001867872 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,897

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.88 to 7.13 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Read SEC document
June 09, 2022 Filed Jul 15, 2022 21:05 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001728117-22-000071 · wf-form4_165791912081771.xml · derivative · entry 1

Bilenker Joshua H. · CIK 0001612312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-08

F1 · shares: Award made pursuant to Non-Employee Director Compensation Program.

F2 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer'sstockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 09, 2022 Filed Jul 15, 2022 21:03 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001728117-22-000069 · wf-form4_165791902180593.xml · derivative · entry 1

Milligan Sandra · CIK 0001859810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-08

F1 · shares: Award made pursuant to Non-Employee Director Compensation Program.

F2 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date

Read SEC document
June 09, 2022 Filed Jul 15, 2022 21:06 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001728117-22-000073 · wf-form4_165791919498991.xml · derivative · entry 1

Cox Russell J. · CIK 0001512984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-08

F1 · kind: Award made pursuant to Non-Employee Director Compensation Program.

F2 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer'sstockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 09, 2022 Filed Jul 15, 2022 21:15 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001728117-22-000076 · wf-form4_165791970616328.xml · derivative · entry 1

Daniel Thomas O · CIK 0001538894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-08

F1 · shares: Award made pursuant to Non-Employee Director Compensation Program.

F2 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer'sstockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 09, 2022 Filed Jul 15, 2022 21:21 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001728117-22-000078 · wf-form4_165792005588771.xml · derivative · entry 1

Burow Kristina · CIK 0001569248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-08

F1 · kind: Award made pursuant to Non-Employee Director Compensation Program.

F2 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer'sstockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 09, 2022 Filed Jul 15, 2022 20:52 UTC
GALA RENEE DDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001728117-22-000067 · wf-form4_165791832433011.xml · derivative · entry 1

GALA RENEE D · CIK 0001607737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-08

F1 · shares: Award made pursuant to Non-Employee Director Compensation Program.

F2 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date

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May 04, 2022 Filed May 5, 2022 18:14 UTC
Carter LauraChief Scientific Officer
SaleCommon Stock 1,262 $7.20 $9,086.40
Disclosure

SEC source: 0001728117-22-000041 · wf-form4_165178888025620.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,042

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

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March 23, 2022 Filed Mar 24, 2022 20:55 UTC
Hasnain FaheemDirector · President & CEO
SaleCommon Stock 19,035 $8.92 $169,697.03
Disclosure

SEC source: 0001728117-22-000031 · wf-form4_164815532088964.xml · nonDerivative · entry 1

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,465

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

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March 23, 2022 Filed Mar 24, 2022 20:57 UTC
Christian WaageEVP, Tech Ops and Admin
SaleCommon Stock 10,722 $8.92 $95,586.63
Disclosure

SEC source: 0001728117-22-000033 · wf-form4_164815543637815.xml · nonDerivative · entry 1

Christian Waage · CIK 0001553179 · EVP, Tech Ops and Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,008

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

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March 23, 2022 Filed Mar 24, 2022 20:53 UTC SaleCommon Stock 10,722 $8.92 $95,586.63
Disclosure

SEC source: 0001728117-22-000029 · wf-form4_164815518548512.xml · nonDerivative · entry 1

Giraudo Bryan · CIK 0001740847 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,167

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

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March 16, 2022 Filed Mar 17, 2022 17:03 UTC
Carter LauraChief Scientific Officer
SaleCommon Stock 5,002 $8.28 $41,406.56
Disclosure

SEC source: 0001728117-22-000027 · wf-form4_164755094113540.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,304

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.27 to $8.41 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

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March 16, 2022 Filed Mar 17, 2022 21:00 UTC
Peterson CarynEVP, Regulatory Affairs
SaleCommon Stock 6,279 $8.28 $51,977.56
Disclosure

SEC source: 0001728117-22-000025 · wf-form4_164755080313319.xml · nonDerivative · entry 1

Peterson Caryn · CIK 0001857256 · EVP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,172

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.27 to $8.41 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

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March 16, 2022 Filed Mar 17, 2022 20:58 UTC
Aranda RichardChief Medical Officer
SaleCommon Stock 6,278 $8.28 $51,975.56
Disclosure

SEC source: 0001728117-22-000023 · wf-form4_164755066150082.xml · nonDerivative · entry 1

Aranda Richard · CIK 0001867872 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,675

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.27 to $8.42 per share. The price reported above reflects the weighted average sale price for the entire number of shares sold. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

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January 06, 2022 Filed Jan 10, 2022 16:13 UTC
Carter LauraChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 190,000 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001728117-22-000011 · wf-form4_164184919646960.xml · derivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on January 6, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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January 06, 2022 Filed Jan 10, 2022 21:03 UTC
Hasnain FaheemDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001728117-22-000002 · wf-form4_164184855665829.xml · derivative · entry 1

Hasnain Faheem · CIK 0001352620 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on January 6, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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January 06, 2022 Filed Jan 10, 2022 21:07 UTC
Christian WaageEVP & General Counsel
GrantStock Option (Right to Buy) · Derivative 190,000 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001728117-22-000005 · wf-form4_164184879849201.xml · derivative · entry 1

Christian Waage · CIK 0001553179 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on January 6, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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January 06, 2022 Filed Jan 10, 2022 21:11 UTC
Peterson CarynEVP, Regulatory Affairs
GrantStock Option (Right to Buy) · Derivative 190,000 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001728117-22-000009 · wf-form4_164184907106908.xml · derivative · entry 1

Peterson Caryn · CIK 0001857256 · EVP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on January 6, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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January 06, 2022 Filed Jan 10, 2022 21:05 UTC GrantStock Option (Right to Buy) · Derivative 265,000 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001728117-22-000004 · wf-form4_164184871170973.xml · derivative · entry 1

Giraudo Bryan · CIK 0001740847 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

Underlying: Common Stock · 265,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on January 6, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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January 06, 2022 Filed Jan 10, 2022 21:09 UTC
Aranda RichardChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 190,000 $0.00 Strike: $11.94 $0.00
Disclosure

SEC source: 0001728117-22-000007 · wf-form4_164184894330645.xml · derivative · entry 1

Aranda Richard · CIK 0001867872 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: One-third of the total number of shares subject to the option will vest on January 6, 2023 and 1/36th of the total number of shares subject to the option vest on the last day of each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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October 25, 2021 Filed Oct 26, 2021 17:01 UTC
Carter LauraChief Scientific Officer
SaleCommon Stock 2,377 $12.25 $29,118.25
Disclosure

SEC source: 0001728117-21-000098 · wf-form4_163528202672533.xml · nonDerivative · entry 1

Carter Laura · CIK 0001858178 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,306

F1 · shares: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.