GOGO

SEC source: 0001209191-17-021135 · doc4.xml · derivative · entry 3

Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

Underlying: Common Stock · 29,840 shares

Expires 2027-03-14

F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

SEC source: 0001209191-17-021135 · doc4.xml · derivative · entry 2

Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,340

Underlying: Common Stock · 58,340 shares

Expires 2027-03-14

F2 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

SEC source: 0001209191-17-021135 · doc4.xml · nonDerivative · entry 1

Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,672

F1 · security: Includes restricted shares.

SEC source: 0001209191-17-021134 · doc4.xml · derivative · entry 4

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

SEC source: 0001209191-17-021134 · doc4.xml · derivative · entry 3

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

Underlying: Common Stock · 29,840 shares

Expires 2027-03-14

F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

SEC source: 0001209191-17-021134 · doc4.xml · derivative · entry 2

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,340

Underlying: Common Stock · 58,340 shares

Expires 2027-03-14

F2 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

SEC source: 0001209191-17-021134 · doc4.xml · nonDerivative · entry 1

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,653

F1 · security: Includes restricted shares.

SEC source: 0001209191-17-021132 · doc4.xml · derivative · entry 4

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

SEC source: 0001209191-17-021132 · doc4.xml · derivative · entry 3

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

Underlying: Common Stock · 29,840 shares

Expires 2027-03-14

F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

SEC source: 0001209191-17-021132 · doc4.xml · derivative · entry 2

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,340

Underlying: Common Stock · 58,340 shares

Expires 2027-03-14

F2 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

SEC source: 0001209191-17-021132 · doc4.xml · nonDerivative · entry 1

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,087

F1 · security: Includes restricted shares.

SEC source: 0001209191-17-021127 · doc4.xml · derivative · entry 4

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Underlying: Common Stock · 930 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

SEC source: 0001209191-17-021127 · doc4.xml · derivative · entry 3

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: Common Stock · 7,710 shares

Expires 2027-03-14

F4 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

F4 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

SEC source: 0001209191-17-021127 · doc4.xml · derivative · entry 2

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2027-03-14

F3 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

SEC source: 0001209191-17-021127 · doc4.xml · derivative · entry 1

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Underlying: Common Stock · 2,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 14, 2017, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 14, 2017, subject to continued employment with the Company.

SEC source: 0001209191-17-017828 · doc4.xml · derivative · entry 2

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355,000

Underlying: Common Stock · 14,885 shares

Expires 2020-03-01

F3 · price: Represents the aggregate purchase price for the 3.75% senior convertible notes due 2020.

F1 · derivative.exercise_date: The 3.75% senior convertible notes due 2020 become convertible on December 1, 2019 or earlier upon certain events.

F2 · derivative.underlying_shares: The 3.75% senior convertible notes due 2020 are convertible into common stock at a conversion price equal to $23.85 per share of the issuer's common stock, subject to adjustment in certain events.

SEC source: 0001209191-17-017828 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 41,929 shares

Expires 2020-03-01

F3 · price: Represents the aggregate purchase price for the 3.75% senior convertible notes due 2020.

F1 · derivative.exercise_date: The 3.75% senior convertible notes due 2020 become convertible on December 1, 2019 or earlier upon certain events.

F2 · derivative.underlying_shares: The 3.75% senior convertible notes due 2020 are convertible into common stock at a conversion price equal to $23.85 per share of the issuer's common stock, subject to adjustment in certain events.

SEC source: 0001209191-17-015615 · doc4.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,093

F1 · security: Includes restricted shares.

F2 · balance_after: Includes 2,947 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c)

SEC source: 0000899243-17-005226 · doc4.xml · nonDerivative · entry 1

Thorndale Farm LLC · CIK 0001455402 · 10% owner

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,936

F1 · kind: The reported disposition was effected solely in connection with the long-term estate planning of Mr. Thorne and his family. This transfer was not effected in the open market.

F2 · ownership.direct: Reflects shares held by the Bertha P. Thorne Trust Under Will dated 12/23/1970 FBO Oakleigh B. Thorne. Mr. Thorne, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.direct: Certain of the entities for which shares are reported on this report and certain other entities that hold the issuer's shares have entered into a service agreement with Thorndale Farm, L.L.C., of which Mr. Thorne is the Chief Executive Officer. As such, Thorndale Farm, L.L.C. and Mr. Thorne may be deemed to have beneficial ownership of the shares held by such entities. Thorndale Farm, L.L.C. and Mr. Thorne disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that either Thorndale Farm, L.L.C. or Mr. Thorne is a beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-17-001990 · doc4.xml · nonDerivative · entry 2

Thorndale Farm LLC · CIK 0001455402 · 10% owner

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,037,306

F4 · kind: The reported disposition was effected solely in connection with the long-term estate planning of Mr. Thorne and his family. No shares were purchased or sold in connection with the disposition, nor was the transfer effected in the open market.

F2 · ownership.direct: Reflects shares held by the 2005 Restatement of the Oakleigh Thorne Trust dated June 23, 1997. Mr. Thorne, as trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Thorne disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.direct: Certain of the entities for which shares are reported on this report and certain other entities that hold the issuer's shares have entered into a service agreement with Thorndale Farm, L.L.C., of which Mr. Thorne is the Chief Executive Officer. As such, Thorndale Farm, L.L.C. and Mr. Thorne may be deemed to have beneficial ownership of the shares held by such entities. Thorndale Farm, L.L.C. and Mr. Thorne disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that either Thorndale Farm, L.L.C. or Mr. Thorne is a beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-000708 · doc4.xml · derivative · entry 2

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000708 · doc4.xml · derivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,384

Underlying: Common Stock · 3,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000706 · doc4.xml · derivative · entry 2

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,130

Underlying: Common Stock · 6,130 shares

Expires 2026-12-30

SEC source: 0001209191-17-000706 · doc4.xml · derivative · entry 1

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,083

Underlying: Common Stock · 2,575 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000710 · doc4.xml · derivative · entry 2

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000710 · doc4.xml · derivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,613

Underlying: Common Stock · 3,524 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000709 · doc4.xml · derivative · entry 2

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000709 · doc4.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,076

Underlying: Common Stock · 1,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000714 · doc4.xml · derivative · entry 2

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000714 · doc4.xml · derivative · entry 1

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,274

Underlying: Common Stock · 1,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000712 · doc4.xml · derivative · entry 2

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000712 · doc4.xml · derivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,145

Underlying: Common Stock · 3,253 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000707 · doc4.xml · derivative · entry 2

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000707 · doc4.xml · derivative · entry 1

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,764

Underlying: Common Stock · 3,253 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000703 · doc4.xml · derivative · entry 2

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000703 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Underlying: Common Stock · 3,253 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-17-000705 · doc4.xml · derivative · entry 2

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Underlying: Common Stock · 4,517 shares

Expires 2026-12-30

SEC source: 0001209191-17-000705 · doc4.xml · derivative · entry 1

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

Underlying: Common Stock · 1,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-16-150026 · doc4.xml · nonDerivative · entry 1

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,832

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.65 to $9.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-16-149237 · doc4.xml · nonDerivative · entry 2

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,244

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.05 to $9.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-16-149237 · doc4.xml · nonDerivative · entry 3

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 6,500

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.57 to $9.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-16-149237 · doc4.xml · nonDerivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,244

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.55 to $9.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Reflects receipt of shares in connection with a pro rata distribution from Blumenstein/Thorne Aircell Partners, LP, of which the reporting person was a limited partner, exempt under Rule 16a-9.

SEC source: 0001209191-16-148982 · doc4.xml · nonDerivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 654,267

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.60 to $9.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Reflects shares held by the Charles C. Townsend III Trust. Mr Townsend, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Townsend disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-16-143820 · doc4.xml · derivative · entry 2

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Underlying: Common Stock · 3,892 shares

Expires 2026-09-30

SEC source: 0001209191-16-143820 · doc4.xml · derivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,724

Underlying: Common Stock · 3,057 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-16-143818 · doc4.xml · derivative · entry 2

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,282

Underlying: Common Stock · 5,282 shares

Expires 2026-09-30

SEC source: 0001209191-16-143818 · doc4.xml · derivative · entry 1

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,508

Underlying: Common Stock · 2,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-16-143822 · doc4.xml · derivative · entry 2

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Underlying: Common Stock · 3,892 shares

Expires 2026-09-30

SEC source: 0001209191-16-143822 · doc4.xml · derivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,089

Underlying: Common Stock · 2,943 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

SEC source: 0001209191-16-143821 · doc4.xml · derivative · entry 2

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Underlying: Common Stock · 3,892 shares

Expires 2026-09-30