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Nasdaq · USD

GOGO

Gogo Inc.

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5812
SEC CIK
0001537054
Parsed reports
764

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2017 Filed May 31, 2017 14:49 UTC
Elias Marguerite MEVP, Gen Counsel and Secy
Tax withholdingCommon Stock 637 $12.71 $8,096.27
Disclosure

SEC source: 0001209191-17-036375 · doc4.xml · nonDerivative · entry 1

Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,035

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 14:51 UTC
SMALL MICHAELDirector · President and CEO
Tax withholdingCommon Stock 1,749 $12.71 $22,229.79
Disclosure

SEC source: 0001209191-17-036377 · doc4.xml · nonDerivative · entry 2

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,334

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 14:51 UTC
SMALL MICHAELDirector · President and CEO
Tax withholdingCommon Stock 1,749 $12.71 $22,229.79
Disclosure

SEC source: 0001209191-17-036377 · doc4.xml · nonDerivative · entry 1

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,083

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:52 UTC
WADE JOHNEVP and COO
Tax withholdingCommon Stock 194 $12.71 $2,465.74
Disclosure

SEC source: 0001209191-17-036378 · doc4.xml · nonDerivative · entry 3

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,539

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:52 UTC
WADE JOHNEVP and COO
Tax withholdingCommon Stock 637 $12.71 $8,096.27
Disclosure

SEC source: 0001209191-17-036378 · doc4.xml · nonDerivative · entry 2

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,733

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:52 UTC
WADE JOHNEVP and COO
Tax withholdingCommon Stock 637 $12.71 $8,096.27
Disclosure

SEC source: 0001209191-17-036378 · doc4.xml · nonDerivative · entry 1

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,370

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:50 UTC
Jackson KarenSVP, Human Resources
Tax withholdingCommon Stock 69 $12.71 $876.99
Disclosure

SEC source: 0001209191-17-036376 · doc4.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,646

F1 · security: Includes restricted shares.

F2 · balance_after: Includes 3,659 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c)

Read SEC document
May 26, 2017 Filed May 31, 2017 18:48 UTC
COBIN JONATHAN BEVP, Chief Commercial Officer
Tax withholdingCommon Stock 637 $12.71 $8,096.27
Disclosure

SEC source: 0001209191-17-036374 · doc4.xml · nonDerivative · entry 2

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,379

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:48 UTC
COBIN JONATHAN BEVP, Chief Commercial Officer
Tax withholdingCommon Stock 637 $12.71 $8,096.27
Disclosure

SEC source: 0001209191-17-036374 · doc4.xml · nonDerivative · entry 1

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,016

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:48 UTC
CHARI ANAND KEVP, Engineering and CTO
Tax withholdingCommon Stock 831 $12.71 $10,562.01
Disclosure

SEC source: 0001209191-17-036373 · doc4.xml · nonDerivative · entry 2

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,619

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:48 UTC
CHARI ANAND KEVP, Engineering and CTO
Tax withholdingCommon Stock 637 $12.71 $8,096.27
Disclosure

SEC source: 0001209191-17-036373 · doc4.xml · nonDerivative · entry 1

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,450

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:47 UTC
Bayer Michael P.SVP, Controller & CAO
Tax withholdingCommon Stock 248 $12.71 $3,152.08
Disclosure

SEC source: 0001209191-17-036372 · doc4.xml · nonDerivative · entry 1

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447

F1 · security: Includes restricted shares.

F2 · balance_after: Includes 1,342 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c).

Read SEC document
May 26, 2017 Filed Feb 16, 2018 19:45 UTC Amendment
Bayer Michael P.SVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010768 · doc4a.xml · derivative · entry 3

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 24, 2016, the reporting person was granted 3,200 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

F5 · derivative.expiration_date: On June 24, 2016, the reporting person was granted 3,200 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

F4 · ownership.direct: Due to an administrative error, the original Form 4 filed on May 31, 2017 omitted the conversion of the shares underlying the restricted stock units that vested on May 26, 2017 into shares of common stock.

Read SEC document
May 26, 2017 Filed Feb 16, 2018 19:45 UTC Amendment
Bayer Michael P.SVP, Controller & CAO
Tax withholdingCommon Stock 248 $12.71 $3,152.08
Disclosure

SEC source: 0001209191-18-010768 · doc4a.xml · nonDerivative · entry 2

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,247

F1 · security: Includes restricted shares.

F3 · balance_after: Includes 1,342 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c).

Read SEC document
May 26, 2017 Filed Feb 16, 2018 19:45 UTC Amendment
Bayer Michael P.SVP, Controller & CAO
Exercise / conversionCommon Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010768 · doc4a.xml · nonDerivative · entry 1

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted shares.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · balance_after: Includes 1,342 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c).

F4 · ownership.direct: Due to an administrative error, the original Form 4 filed on May 31, 2017 omitted the conversion of the shares underlying the restricted stock units that vested on May 26, 2017 into shares of common stock.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 20:26 UTC
ROWAN BARRY LEVP, Finance
GrantPerformance Restricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028206 · doc4.xml · derivative · entry 4

ROWAN BARRY L · CIK 0001253821 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by April 24, 2021 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by April 24, 2021 shall be forfeited.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 20:26 UTC
ROWAN BARRY LEVP, Finance
GrantPerformance Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001209191-17-028206 · doc4.xml · derivative · entry 3

ROWAN BARRY L · CIK 0001253821 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-04-24

F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by April 24, 2021 shall be forfeited.

F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by April 24, 2021 shall be forfeited.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 20:26 UTC
ROWAN BARRY LEVP, Finance
GrantOptions (Right to Buy) · Derivative 200,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001209191-17-028206 · doc4.xml · derivative · entry 2

ROWAN BARRY L · CIK 0001253821 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-04-24

F2 · derivative.exercise_date: These options were granted on April 24, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 20:26 UTC
ROWAN BARRY LEVP, Finance
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028206 · doc4.xml · nonDerivative · entry 1

ROWAN BARRY L · CIK 0001253821 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Grant of restricted shares, which are scheduled to vest in four equal annual installments on the first four anniversaries of April 24, 2017, subject to continued employment with the Company.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:12 UTC GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024710 · doc4.xml · derivative · entry 2

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:12 UTC GrantDeferred Share Units · Derivative 3,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024710 · doc4.xml · derivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,452

Underlying: Common Stock · 3,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:10 UTC GrantOptions (Right to Buy) · Derivative 5,004 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024697 · doc4.xml · derivative · entry 2

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

Underlying: Common Stock · 5,004 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:10 UTC GrantDeferred Share Units · Derivative 2,159 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024697 · doc4.xml · derivative · entry 1

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,242

Underlying: Common Stock · 2,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:13 UTC
THORNE OAKLEIGHDirector · 10% owner
GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024721 · doc4.xml · derivative · entry 2

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:13 UTC
THORNE OAKLEIGHDirector · 10% owner
GrantDeferred Share Units · Derivative 2,954 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024721 · doc4.xml · derivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,567

Underlying: Common Stock · 2,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:12 UTC GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024715 · doc4.xml · derivative · entry 2

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:12 UTC GrantDeferred Share Units · Derivative 1,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024715 · doc4.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,666

Underlying: Common Stock · 1,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:15 UTC GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024736 · doc4.xml · derivative · entry 2

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:15 UTC GrantDeferred Share Units · Derivative 1,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024736 · doc4.xml · derivative · entry 1

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,864

Underlying: Common Stock · 1,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:14 UTC GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024728 · doc4.xml · derivative · entry 2

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:14 UTC GrantDeferred Share Units · Derivative 2,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024728 · doc4.xml · derivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,872

Underlying: Common Stock · 2,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:11 UTC GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024704 · doc4.xml · derivative · entry 2

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:11 UTC GrantDeferred Share Units · Derivative 2,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024704 · doc4.xml · derivative · entry 1

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,491

Underlying: Common Stock · 2,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:09 UTC
JONES HUGH WDirector
GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024692 · doc4.xml · derivative · entry 2

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:09 UTC
JONES HUGH WDirector
GrantDeferred Share Units · Derivative 1,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024692 · doc4.xml · derivative · entry 1

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

Underlying: Common Stock · 1,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:09 UTC GrantOptions (Right to Buy) · Derivative 3,687 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-17-024687 · doc4.xml · derivative · entry 2

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 3,687 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:09 UTC GrantDeferred Share Units · Derivative 2,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024687 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,616

Underlying: Common Stock · 2,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 21:15 UTC
WADE JOHNEVP and COO
GrantPerformance Restricted Stock Units · Derivative 3,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021142 · doc4.xml · derivative · entry 4

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

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March 14, 2017 Filed Mar 16, 2017 21:15 UTC
WADE JOHNEVP and COO
GrantPerformance Options (Right to Buy) · Derivative 29,840 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001209191-17-021142 · doc4.xml · derivative · entry 3

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

Underlying: Common Stock · 29,840 shares

Expires 2027-03-14

F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

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March 14, 2017 Filed Mar 16, 2017 21:15 UTC
WADE JOHNEVP and COO
GrantOptions (Right to Buy) · Derivative 58,340 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001209191-17-021142 · doc4.xml · derivative · entry 2

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,340

Underlying: Common Stock · 58,340 shares

Expires 2027-03-14

F2 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

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March 14, 2017 Filed Mar 16, 2017 21:15 UTC
WADE JOHNEVP and COO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021142 · doc4.xml · nonDerivative · entry 1

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,007

F1 · security: Includes restricted shares.

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March 14, 2017 Filed Mar 16, 2017 21:14 UTC
SMALL MICHAELDirector · President and CEO
GrantPerformance Restricted Stock Units · Derivative 10,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021140 · doc4.xml · derivative · entry 4

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,430

Underlying: Common Stock · 10,430 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

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March 14, 2017 Filed Mar 16, 2017 21:14 UTC
SMALL MICHAELDirector · President and CEO
GrantPerformance Options (Right to Buy) · Derivative 81,870 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001209191-17-021140 · doc4.xml · derivative · entry 3

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,870

Underlying: Common Stock · 81,870 shares

Expires 2027-03-14

F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 21:14 UTC
SMALL MICHAELDirector · President and CEO
GrantOptions (Right to Buy) · Derivative 100,000 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001209191-17-021140 · doc4.xml · derivative · entry 2

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-14

F2 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 21:14 UTC
SMALL MICHAELDirector · President and CEO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021140 · doc4.xml · nonDerivative · entry 1

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,832

F1 · security: Includes restricted shares.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 21:12 UTC
Jackson KarenSVP, Human Resources
GrantPerformance Restricted Stock Units · Derivative 930 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021137 · doc4.xml · derivative · entry 4

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Underlying: Common Stock · 930 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F6 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

F6 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 21:12 UTC
Jackson KarenSVP, Human Resources
GrantPerformance Options (Right to Buy) · Derivative 7,710 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001209191-17-021137 · doc4.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: Common Stock · 7,710 shares

Expires 2027-03-14

F4 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

F4 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 21:12 UTC
Jackson KarenSVP, Human Resources
GrantOptions (Right to Buy) · Derivative 23,000 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001209191-17-021137 · doc4.xml · derivative · entry 2

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2027-03-14

F3 · derivative.exercise_date: These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 21:12 UTC
Jackson KarenSVP, Human Resources
GrantCommon Stock 2,910 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021137 · doc4.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,715

F1 · security: Includes restricted shares.

F2 · balance_after: Includes 3,659 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c)

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March 14, 2017 Filed Mar 16, 2017 21:11 UTC
Elias Marguerite MEVP, Gen Counsel and Secy
GrantPerformance Restricted Stock Units · Derivative 3,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021135 · doc4.xml · derivative · entry 4

Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.