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Nasdaq · USD

GOGO

Gogo Inc.

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5812
SEC CIK
0001537054
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764

Last 12 months

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8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2018 Filed Feb 20, 2018 17:30 UTC
SMALL MICHAELDirector · President and CEO
GrantPerformance Restricted Stock Units · Derivative 26,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011436 · doc4.xml · derivative · entry 1

SMALL MICHAEL · CIK 0001230004 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 26,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

F2 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 17:20 UTC
ROWAN BARRY LEVP and CFO
GrantPerformance Options (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 4

ROWAN BARRY L · CIK 0001253821 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 17:20 UTC
ROWAN BARRY LEVP and CFO
GrantPerformance Restricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 3

ROWAN BARRY L · CIK 0001253821 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 17:20 UTC
ROWAN BARRY LEVP and CFO
GrantOptions (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 2

ROWAN BARRY L · CIK 0001253821 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F3 · derivative.exercise_date: These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 17:20 UTC
ROWAN BARRY LEVP and CFO
GrantRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 1

ROWAN BARRY L · CIK 0001253821 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:27 UTC
WADE JOHNEVP and COO
GrantPerformance Options (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011438 · doc4.xml · derivative · entry 4

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:27 UTC
WADE JOHNEVP and COO
GrantPerformance Restricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011438 · doc4.xml · derivative · entry 3

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:27 UTC
WADE JOHNEVP and COO
GrantOptions (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011438 · doc4.xml · derivative · entry 2

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F3 · derivative.exercise_date: These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:27 UTC
WADE JOHNEVP and COO
GrantRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011438 · doc4.xml · derivative · entry 1

WADE JOHN · CIK 0001579578 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:19 UTC
Jackson KarenSVP, Human Resources
GrantPerformance Options (Right to Buy) · Derivative 6,525 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011431 · doc4.xml · derivative · entry 4

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525

Underlying: Common Stock · 6,525 shares

Expires 2028-02-17

F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:19 UTC
Jackson KarenSVP, Human Resources
GrantPerformance Restricted Stock Units · Derivative 975 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011431 · doc4.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:19 UTC
Jackson KarenSVP, Human Resources
GrantOptions (Right to Buy) · Derivative 19,575 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011431 · doc4.xml · derivative · entry 2

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,575

Underlying: Common Stock · 19,575 shares

Expires 2028-02-17

F3 · derivative.exercise_date: These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:19 UTC
Jackson KarenSVP, Human Resources
GrantRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011431 · doc4.xml · derivative · entry 1

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,925

Underlying: Common Stock · 2,925 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
COBIN JONATHAN BEVP, Chief Commercial Officer
GrantPerformance Options (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011428 · doc4.xml · derivative · entry 4

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
COBIN JONATHAN BEVP, Chief Commercial Officer
GrantPerformance Restricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011428 · doc4.xml · derivative · entry 3

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
COBIN JONATHAN BEVP, Chief Commercial Officer
GrantOptions (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011428 · doc4.xml · derivative · entry 2

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F3 · derivative.exercise_date: These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
COBIN JONATHAN BEVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011428 · doc4.xml · derivative · entry 1

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
CHARI ANAND KEVP, Engineering and CTO
GrantPerformance Options (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011424 · doc4.xml · derivative · entry 4

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
CHARI ANAND KEVP, Engineering and CTO
GrantPerformance Restricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011424 · doc4.xml · derivative · entry 3

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
CHARI ANAND KEVP, Engineering and CTO
GrantOptions (Right to Buy) · Derivative 37,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011424 · doc4.xml · derivative · entry 2

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-02-17

F3 · derivative.exercise_date: These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:18 UTC
CHARI ANAND KEVP, Engineering and CTO
GrantRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011424 · doc4.xml · derivative · entry 1

CHARI ANAND K · CIK 0001579594 · EVP, Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:17 UTC
Bayer Michael P.SVP, Controller & CAO
GrantPerformance Options (Right to Buy) · Derivative 6,525 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011422 · doc4.xml · derivative · entry 4

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525

Underlying: Common Stock · 6,525 shares

Expires 2028-02-17

F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:17 UTC
Bayer Michael P.SVP, Controller & CAO
GrantPerformance Restricted Stock Units · Derivative 975 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011422 · doc4.xml · derivative · entry 3

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:17 UTC
Bayer Michael P.SVP, Controller & CAO
GrantOptions (Right to Buy) · Derivative 19,575 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001209191-18-011422 · doc4.xml · derivative · entry 2

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,575

Underlying: Common Stock · 19,575 shares

Expires 2028-02-17

F3 · derivative.exercise_date: These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 22:17 UTC
Bayer Michael P.SVP, Controller & CAO
GrantRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011422 · doc4.xml · derivative · entry 1

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,035

Underlying: Common Stock · 2,925 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company.

Read SEC document
February 17, 2018 Filed Feb 19, 2019 21:10 UTC
WADE JOHNPresident, CA division
Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011056 · doc4.xml · derivative · entry 3

WADE JOHN · CIK 0001579578 · President, CA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018.

F3 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 12:35 UTC GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000586 · doc4.xml · derivative · entry 2

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 12:35 UTC GrantDeferred Share Units · Derivative 2,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000586 · doc4.xml · derivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,228

Underlying: Common Stock · 2,992 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 12:33 UTC GrantOptions (Right to Buy) · Derivative 4,709 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000583 · doc4.xml · derivative · entry 2

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,709

Underlying: Common Stock · 4,709 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 12:33 UTC GrantDeferred Share Units · Derivative 2,105 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000583 · doc4.xml · derivative · entry 1

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,417

Underlying: Common Stock · 2,105 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:36 UTC
THORNE OAKLEIGHDirector · 10% owner
GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000589 · doc4.xml · derivative · entry 2

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:36 UTC
THORNE OAKLEIGHDirector · 10% owner
GrantDeferred Share Units · Derivative 2,881 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000589 · doc4.xml · derivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,017

Underlying: Common Stock · 2,881 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:35 UTC GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000587 · doc4.xml · derivative · entry 2

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:35 UTC GrantDeferred Share Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000587 · doc4.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,215

Underlying: Common Stock · 1,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:33 UTC
JONES HUGH WDirector
GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000582 · doc4.xml · derivative · entry 2

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:33 UTC
JONES HUGH WDirector
GrantDeferred Share Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000582 · doc4.xml · derivative · entry 1

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,932

Underlying: Common Stock · 1,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:34 UTC GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000585 · doc4.xml · derivative · entry 2

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:34 UTC GrantDeferred Share Units · Derivative 2,659 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000585 · doc4.xml · derivative · entry 1

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,291

Underlying: Common Stock · 2,659 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 12:32 UTC GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000581 · doc4.xml · derivative · entry 2

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 12:32 UTC GrantDeferred Share Units · Derivative 2,659 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000581 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,416

Underlying: Common Stock · 2,659 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:38 UTC GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000591 · doc4.xml · derivative · entry 2

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:38 UTC GrantDeferred Share Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000591 · doc4.xml · derivative · entry 1

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,413

Underlying: Common Stock · 1,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:37 UTC GrantOptions (Right to Buy) · Derivative 3,470 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-000590 · doc4.xml · derivative · entry 2

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-12-29

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:37 UTC GrantDeferred Share Units · Derivative 2,659 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000590 · doc4.xml · derivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,672

Underlying: Common Stock · 2,659 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
December 29, 2017 Filed Jan 12, 2018 16:13 UTC Amendment GrantOptions (Right to Buy) · Derivative 3,477 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-003414 · doc4a.xml · derivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

Underlying: Common Stock · 3,477 shares

Expires 2027-12-29

F1 · shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · derivative.underlying_shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · balance_after: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

Read SEC document
December 29, 2017 Filed Jan 12, 2018 16:11 UTC Amendment GrantOptions (Right to Buy) · Derivative 4,718 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-003410 · doc4a.xml · derivative · entry 1

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Underlying: Common Stock · 4,718 shares

Expires 2027-12-29

F1 · shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · derivative.underlying_shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · balance_after: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

Read SEC document
December 29, 2017 Filed Jan 12, 2018 21:16 UTC Amendment
THORNE OAKLEIGHDirector · 10% owner
GrantOptions (Right to Buy) · Derivative 3,477 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-003417 · doc4a.xml · derivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

Underlying: Common Stock · 3,477 shares

Expires 2027-12-29

F1 · shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · derivative.underlying_shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · balance_after: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

Read SEC document
December 29, 2017 Filed Jan 12, 2018 21:14 UTC Amendment GrantOptions (Right to Buy) · Derivative 3,477 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-003415 · doc4a.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

Underlying: Common Stock · 3,477 shares

Expires 2027-12-29

F1 · shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · derivative.underlying_shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · balance_after: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

Read SEC document
December 29, 2017 Filed Jan 12, 2018 21:10 UTC Amendment
JONES HUGH WDirector
GrantOptions (Right to Buy) · Derivative 3,477 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-003409 · doc4a.xml · derivative · entry 1

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

Underlying: Common Stock · 3,477 shares

Expires 2027-12-29

F1 · shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · derivative.underlying_shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · balance_after: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

Read SEC document
December 29, 2017 Filed Jan 12, 2018 21:12 UTC Amendment GrantOptions (Right to Buy) · Derivative 3,477 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-18-003412 · doc4a.xml · derivative · entry 1

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

Underlying: Common Stock · 3,477 shares

Expires 2027-12-29

F1 · shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · derivative.underlying_shares: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

F1 · balance_after: Due to an administrative error, the original Form 4 filed on January 3, 2018 incorrectly stated the number of shares underlying the options granted to the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.