Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 2, 2020 21:07 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 55,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061127 · doc4.xml · derivative · entry 3 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 55,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On December 1, 2020, the Company sold its commercial aviation division to a subsidiary of Intelsat S.A. ("Buyer"). Upon the closing of the sale, Mr. Cobin ceased to be employed by the Company and became an employee of Buyer. These restricted stock units will vest upon the earlier of (i) December 1, 2021 and (ii) the date of Mr. Cobin's termination of employment by Buyer as a result of death, Disability, or termination without Cause or his resignation for Good Reason; provided, however, that such vesting shall not apply if Mr. Cobin is terminated for Cause or resigns without Good Reason (including, for the avoidance of doubt, his Retirement) prior to December 1, 2021 which, in each case, shall result in the forfeiture of such restricted stock units as of such time. F2 · derivative.expiration_date: On December 1, 2020, the Company sold its commercial aviation division to a subsidiary of Intelsat S.A. ("Buyer"). Upon the closing of the sale, Mr. Cobin ceased to be employed by the Company and became an employee of Buyer. These restricted stock units will vest upon the earlier of (i) December 1, 2021 and (ii) the date of Mr. Cobin's termination of employment by Buyer as a result of death, Disability, or termination without Cause or his resignation for Good Reason; provided, however, that such vesting shall not apply if Mr. Cobin is terminated for Cause or resigns without Good Reason (including, for the avoidance of doubt, his Retirement) prior to December 1, 2021 which, in each case, shall result in the forfeiture of such restricted stock units as of such time. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:07 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Tax withholdingCommon Stock | 16,699 | $10.54 | $176,007.46 |
DisclosureSEC source: 0001209191-20-061127 · doc4.xml · nonDerivative · entry 2 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,423 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:07 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionCommon Stock | 55,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-061127 · doc4.xml · nonDerivative · entry 1 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCall Options (obligation to sell at purchaser's option) · Derivative | 3,078 | $1.21 Strike: $11.00 | $3,731.15 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,078 Underlying: Common Stock, par value $0.0001 per share · 307,800 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCall Options (obligation to sell at purchaser's option) · Derivative | 5,000 | $1.48 Strike: $10.00 | $7,410.50 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000 Underlying: Common Stock, par value $0.0001 per share · 500,000 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 24, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCommon Stock, par value $0.0001 per share | 350,000 | $10.25 | $3,587,500.00 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,066,076 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:08 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCommon Stock, par value $0.0001 per share | 272,898 | $10.48 | $2,860,953.47 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,416,076 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.1200 to $10.9950, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:08 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCall Options (obligation to sell at purchaser's option) · Derivative | 7,248 | $1.20 Strike: $10.00 | $8,678.03 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · derivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,248 Underlying: Common Stock, par value $0.0001 per share · 724,800 shares Expires 2021-01-15 F5 · derivative.exercise_date: Such options are exercisable as of November 23, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:08 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCommon Stock, par value $0.0001 per share | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,688,974 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:08 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCommon Stock, par value $0.0001 per share | 420,000 | $10.02 | $4,209,576.00 |
DisclosureSEC source: 0000921895-20-003121 · form411509006_11252020.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,838,974 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7200 to $10.2550, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative | 2,895,000 | $169.00 | $489,255,000.00 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 8 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,849,000 Underlying: Common Stock, par value $0.0001 per share · 482,500 shares Expires 2022-05-15 F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 20, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCommon Stock, par value $0.0001 per share | 20,650 | $9.91 | $204,569.23 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,258,974 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.8150 to $10.0500, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
Sale6.00% CONVERTIBLE SENIOR NOTES DUE 2022 · Derivative | 400,000 | $175.01 | $70,002,320.00 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 7 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,744,000 Underlying: Common Stock, par value $0.0001 per share · 66,667 shares Expires 2022-05-15 F8 · derivative.exercise_price: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F8 · derivative.exercise_date: The initial conversion rate of the Notes is 166.6667 shares of common stock per $1,000 principal amount of Notes, which corresponds to an initial conversion price of approximately $6.00 per share and represents a conversion premium of approximately 20.0% over the last reported sale price of the Company's common stock of $5.00 per share on The NASDAQ Global Select Market on November 16, 2018. The Notes will be convertible prior to January 15, 2022, only under certain circumstances (as set forth in the Indenture) and thereafter at any time. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F9 · balance_after: The Notes will bear interest at a rate of 6.00% per year, payable semi-annually in arrears on May 15 and November 15 of each year, beginning on May 15, 2019. The Notes will mature on May 15, 2022, unless earlier repurchased by the Company or converted. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCall Options (obligation to sell at purchaser's option) · Derivative | 3,000 | $1.36 Strike: $10.00 | $4,074.90 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000 Underlying: Common Stock, par value $0.0001 per share · 300,000 shares Expires 2021-01-15 F7 · derivative.exercise_date: Such options are exercisable as of November 19, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCommon Stock, par value $0.0001 per share | 213,390 | $9.97 | $2,126,644.74 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,279,624 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $9.7650 to $10.2100, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCall Options (obligation to sell at purchaser's option) · Derivative | 2,503 | $1.00 Strike: $12.00 | $2,503.25 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,503 Underlying: Common Stock, par value $0.0001 per share · 250,300 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCall Options (obligation to sell at purchaser's option) · Derivative | 2,000 | $1.40 Strike: $11.00 | $2,800.00 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · derivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000 Underlying: Common Stock, par value $0.0001 per share · 200,000 shares Expires 2021-01-15 F6 · derivative.exercise_date: Such options are exercisable as of November 18, 2020 and were immediately exercisable upon their acquisition. F2 · derivative.underlying: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.direct: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 01:09 UTC |
Mudrick Capital Management, L.P.10% owner
Mudrick GP, LLC10% owner
Mudrick Capital Management LLC10% owner
Mudrick Jason10% owner
|
SaleCommon Stock, par value $0.0001 per share | 233,800 | $10.44 | $2,440,310.88 |
DisclosureSEC source: 0000921895-20-003089 · form411509006_11202020.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner Mudrick Distressed Opportunity Specialty Fund, L.P. · CIK 0001656061 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner Mudrick GP, LLC · CIK 0001656059 · 10% owner Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner Mudrick Capital Management LLC · CIK 0001730922 · 10% owner Mudrick Jason · CIK 0001367262 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,493,014 F1 · security: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · price: The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $10.0400 to $11.0250, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: This Form 4 is filed jointly by Mudrick Distressed Opportunity Specialty Fund, L.P. ("Specialty LP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II LP"), Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), and Jason Mudrick. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities beneficially owned by MCM. Mudrick GP is the general partner of Specialty LP and Global LP and may be deemed the beneficial owner of the securities beneficially owned by Specialty LP and Global LP. Drawdown II GP is the general partner of Drawdown II LP and may be deemed the beneficial owner of the securities beneficially owned by Drawdown II LP. MCM is the investment manager to Specialty LP, Drawdown II LP, Global LP and certain managed accounts. MCM GP is the general partner of MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP and MCM GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed the beneficial owner of the securities beneficially owned by Specialty LP, Drawdown II LP, Global LP and certain managed accounts. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:41 UTC |
WADE JOHNPresident, CA division
|
SaleCommon Stock | 9,982 | $10.41 | $103,925.60 |
DisclosureSEC source: 0001209191-20-058617 · doc4.xml · nonDerivative · entry 1 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,552 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.41 to $10.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:39 UTC |
Aguirre Sergio A.President, BA division
|
SaleCommon Stock | 32,152 | $10.40 | $334,380.80 |
DisclosureSEC source: 0001209191-20-058616 · doc4.xml · nonDerivative · entry 1 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:41 UTC |
MUNDHEIM ROBERT HDirector
|
GrantOptions (Right to Buy) · Derivative | 2,490 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052945 · doc4.xml · derivative · entry 2 MUNDHEIM ROBERT H · CIK 0001039520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,490 Underlying: Common Stock · 2,490 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:41 UTC |
MUNDHEIM ROBERT HDirector
|
GrantDeferred Share Units · Derivative | 3,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052945 · doc4.xml · derivative · entry 1 MUNDHEIM ROBERT H · CIK 0001039520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,749 Underlying: Common Stock · 3,294 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:39 UTC |
LEMAY RONALD TDirector
|
GrantOptions (Right to Buy) · Derivative | 3,686 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052942 · doc4.xml · derivative · entry 2 LEMAY RONALD T · CIK 0001104293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686 Underlying: Common Stock · 3,686 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:39 UTC |
LEMAY RONALD TDirector
|
GrantDeferred Share Units · Derivative | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052942 · doc4.xml · derivative · entry 1 LEMAY RONALD T · CIK 0001104293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,559 Underlying: Common Stock · 2,272 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:42 UTC |
Payne Christopher DDirector
|
GrantOptions (Right to Buy) · Derivative | 4,168 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052946 · doc4.xml · derivative · entry 2 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,168 Underlying: Common Stock · 4,168 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:42 UTC |
Payne Christopher DDirector
|
GrantDeferred Share Units · Derivative | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052946 · doc4.xml · derivative · entry 1 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,418 Underlying: Common Stock · 1,975 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:38 UTC |
JONES HUGH WDirector
|
GrantOptions (Right to Buy) · Derivative | 2,918 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052941 · doc4.xml · derivative · entry 2 JONES HUGH W · CIK 0001182420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,918 Underlying: Common Stock · 2,918 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:38 UTC |
JONES HUGH WDirector
|
GrantDeferred Share Units · Derivative | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052941 · doc4.xml · derivative · entry 1 JONES HUGH W · CIK 0001182420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,937 Underlying: Common Stock · 1,799 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:40 UTC |
MAYES MICHELE COLEMANDirector
|
GrantOptions (Right to Buy) · Derivative | 4,168 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052943 · doc4.xml · derivative · entry 2 MAYES MICHELE COLEMAN · CIK 0001224609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,168 Underlying: Common Stock · 4,168 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:40 UTC |
MAYES MICHELE COLEMANDirector
|
GrantDeferred Share Units · Derivative | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052943 · doc4.xml · derivative · entry 1 MAYES MICHELE COLEMAN · CIK 0001224609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,239 Underlying: Common Stock · 2,164 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:37 UTC |
CRANDALL ROBERT LDirector
|
GrantOptions (Right to Buy) · Derivative | 4,168 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052940 · doc4.xml · derivative · entry 2 CRANDALL ROBERT L · CIK 0001206595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,168 Underlying: Common Stock · 4,168 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:37 UTC |
CRANDALL ROBERT LDirector
|
GrantDeferred Share Units · Derivative | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052940 · doc4.xml · derivative · entry 1 CRANDALL ROBERT L · CIK 0001206595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,619 Underlying: Common Stock · 1,975 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:44 UTC |
WILLIAMS HARRIS NDirector
|
GrantOptions (Right to Buy) · Derivative | 2,918 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052948 · doc4.xml · derivative · entry 2 WILLIAMS HARRIS N · CIK 0001579625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,918 Underlying: Common Stock · 2,918 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:44 UTC |
WILLIAMS HARRIS NDirector
|
GrantDeferred Share Units · Derivative | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052948 · doc4.xml · derivative · entry 1 WILLIAMS HARRIS N · CIK 0001579625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,418 Underlying: Common Stock · 1,799 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:43 UTC |
TOWNSEND CHARLES CDirector
|
GrantOptions (Right to Buy) · Derivative | 4,168 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001209191-20-052947 · doc4.xml · derivative · entry 2 TOWNSEND CHARLES C · CIK 0001579494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,168 Underlying: Common Stock · 4,168 shares Expires 2030-09-30 F3 · derivative.exercise_date: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:43 UTC |
TOWNSEND CHARLES CDirector
|
GrantDeferred Share Units · Derivative | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052947 · doc4.xml · derivative · entry 1 TOWNSEND CHARLES C · CIK 0001579494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,875 Underlying: Common Stock · 1,975 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. F2 · derivative.expiration_date: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:31 UTC |
Silver (Equity) Holdings, LP10% owner
GTCR Partners XII/A&C LP10% owner
GTCR Investment XII LLC10% owner
|
PurchaseCommon Stock | 43,246 | $9.41 | $406,944.86 |
DisclosureSEC source: 0000899243-20-024809 · doc4.xml · nonDerivative · entry 3 Silver (Equity) Holdings, LP · CIK 0001823992 · 10% owner GTCR Partners XII/A&C LP · CIK 0001823990 · 10% owner GTCR Investment XII LLC · CIK 0001823989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,674,482 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.32 to $9.50, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: Reflects securities held directly by Silver (Equity) Holdings, LP. GTCR Partners XII/A&C LP is the general partner of Silver (Equity) Holdings, LP. GTCR Investment XII LLC is the general partner of GTCR Partners XII/A&C LP. GTCR Investment XII LLC is managed by a ten-member board of managers (the "GTCR Board of Managers"). F5 · ownership.nature: Each of the reporting persons and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:31 UTC |
Silver (Equity) Holdings, LP10% owner
GTCR Partners XII/A&C LP10% owner
GTCR Investment XII LLC10% owner
|
PurchaseCommon Stock | 1,059,691 | $10.46 | $11,084,367.86 |
DisclosureSEC source: 0000899243-20-024809 · doc4.xml · nonDerivative · entry 2 Silver (Equity) Holdings, LP · CIK 0001823992 · 10% owner GTCR Partners XII/A&C LP · CIK 0001823990 · 10% owner GTCR Investment XII LLC · CIK 0001823989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,631,236 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.32 to $10.50, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: Reflects securities held directly by Silver (Equity) Holdings, LP. GTCR Partners XII/A&C LP is the general partner of Silver (Equity) Holdings, LP. GTCR Investment XII LLC is the general partner of GTCR Partners XII/A&C LP. GTCR Investment XII LLC is managed by a ten-member board of managers (the "GTCR Board of Managers"). F5 · ownership.nature: Each of the reporting persons and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 04, 2020 Filed Sep 10, 2020 00:31 UTC |
Silver (Equity) Holdings, LP10% owner
GTCR Partners XII/A&C LP10% owner
GTCR Investment XII LLC10% owner
|
PurchaseCommon Stock | 1,503,422 | $9.94 | $14,944,014.68 |
DisclosureSEC source: 0000899243-20-024809 · doc4.xml · nonDerivative · entry 1 Silver (Equity) Holdings, LP · CIK 0001823992 · 10% owner GTCR Partners XII/A&C LP · CIK 0001823990 · 10% owner GTCR Investment XII LLC · CIK 0001823989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,571,545 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.315 to $10.31, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F4 · ownership.nature: Reflects securities held directly by Silver (Equity) Holdings, LP. GTCR Partners XII/A&C LP is the general partner of Silver (Equity) Holdings, LP. GTCR Investment XII LLC is the general partner of GTCR Partners XII/A&C LP. GTCR Investment XII LLC is managed by a ten-member board of managers (the "GTCR Board of Managers"). F5 · ownership.nature: Each of the reporting persons and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 10:34 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
SaleCommon Stock | 18,371 | $9.52 | $174,844.16 |
DisclosureSEC source: 0001209191-20-049588 · doc4.xml · nonDerivative · entry 1 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,848 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.49 to $9.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 13:18 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 17,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044625 · doc4.xml · derivative · entry 3 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 17,112 restricted stock units, fully vesting on July 31, 2020 F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 17,112 restricted stock units, fully vesting on July 31, 2020 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 13:18 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Tax withholdingCommon Stock | 5,013 | $2.91 | $14,587.83 |
DisclosureSEC source: 0001209191-20-044625 · doc4.xml · nonDerivative · entry 2 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,219 F1 · security: Includes restricted shares. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 13:18 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Exercise / conversionCommon Stock | 17,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044625 · doc4.xml · nonDerivative · entry 1 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 13:20 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 24,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044627 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 24,064 restricted stock units, fully vesting on July 31, 2020 F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 24,064 restricted stock units, fully vesting on July 31, 2020 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 13:20 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionCommon Stock | 24,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044627 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:21 UTC |
WADE JOHNPresident, CA division
|
Exercise / conversionRestricted Stock Units · Derivative | 21,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044628 · doc4.xml · derivative · entry 3 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 21,390 restricted stock units, fully vesting on July 31, 2020 F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 21,390 restricted stock units, fully vesting on July 31, 2020 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:21 UTC |
WADE JOHNPresident, CA division
|
Tax withholdingCommon Stock | 6,267 | $2.91 | $18,236.97 |
DisclosureSEC source: 0001209191-20-044628 · doc4.xml · nonDerivative · entry 2 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,534 F1 · security: Includes restricted shares. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:21 UTC |
WADE JOHNPresident, CA division
|
Exercise / conversionCommon Stock | 21,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044628 · doc4.xml · nonDerivative · entry 1 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:19 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044626 · doc4.xml · derivative · entry 3 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 15,241 restricted stock units, fully vesting on July 31, 2020 F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 15,241 restricted stock units, fully vesting on July 31, 2020 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:19 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
Tax withholdingCommon Stock | 4,465 | $2.91 | $12,993.15 |
DisclosureSEC source: 0001209191-20-044626 · doc4.xml · nonDerivative · entry 2 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,524 F1 · security: Includes restricted shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.