Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2021 Filed Mar 23, 2021 16:48 UTC |
Confer Ryan M.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 235,000 | $0.00 Strike: $5.08 | $0.00 |
DisclosureSEC source: 0001437749-21-006915 · rdgdoc.xml · derivative · entry 1 Confer Ryan M. · CIK 0001735541 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,000 Underlying: Common Stock · 235,000 shares Expires 2031-03-19 F1 · derivative.exercise_date: One third (1/3) of the Shares subject to the Option shall vest on each annual anniversary of March 19, 2021 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of March 19, 2021 provided that the optionee continues to serve as a Service Provider (as defined in Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:46 UTC |
Varner John RodneyDirector · President & CEO
|
GrantStock Option (right to buy) · Derivative | 460,000 | $0.00 Strike: $5.08 | $0.00 |
DisclosureSEC source: 0001437749-21-006913 · rdgdoc.xml · derivative · entry 1 Varner John Rodney · CIK 0001735543 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,000 Underlying: Common Stock · 460,000 shares Expires 2031-03-19 F1 · derivative.exercise_date: One third (1/3) of the Shares subject to the Option shall vest on each annual anniversary of March 19, 2021 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of March 19, 2021 provided that the optionee continues to serve as a Service Provider (as defined in Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:46 UTC |
Redman Michael ThomasEVP & Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $5.08 | $0.00 |
DisclosureSEC source: 0001437749-21-006912 · rdgdoc.xml · derivative · entry 1 Redman Michael Thomas · CIK 0001703052 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-03-19 F1 · derivative.exercise_date: One third (1/3) of the Shares subject to the Option shall vest on each annual anniversary of March 19, 2021 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of March 19, 2021, provided that the optionee continues to serve as a Service Provider (as defined in Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 17:54 UTC |
Confer Ryan M.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 270,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001437749-20-018691 · rdgdoc.xml · derivative · entry 1 Confer Ryan M. · CIK 0001735541 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2030-08-20 F1 · derivative.exercise_date: One thirty-sixth (1/36) of the Shares subject to the Option shall vest on each monthly anniversary of August 21, 2020 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of August 21, 2020, provided that the optionee continues to serve as a Service Provider (as defined in Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 21:54 UTC |
Varner John RodneyDirector · President & CEO
|
GrantStock Option (right to buy) · Derivative | 530,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001437749-20-018692 · rdgdoc.xml · derivative · entry 1 Varner John Rodney · CIK 0001735543 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,000 Underlying: Common Stock · 530,000 shares Expires 2030-08-20 F1 · derivative.exercise_date: One thirty-sixth (1/36) of the Shares subject to the Option shall vest on each monthly anniversary of August 21, 2020 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of August 21, 2020, provided that the optionee continues to serve as a Service Provider (as defined in Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 16:46 UTC |
Moreno Toscano Jose AntonioDirector
|
GrantStock Option (right to buy) · Derivative | 42,068 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0001437749-20-015876 · rdgdoc.xml · derivative · entry 1 Moreno Toscano Jose Antonio · CIK 0001807313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,068 Underlying: Common Stock · 42,068 shares Expires 2030-07-24 F1 · derivative.exercise_price: Equal to the greater of (a) the fair market value of a share of common stock on June 18, 2020, the date on which the option grant was to be made under the Genprex, Inc. Outside Director Compensation Policy and (b) the fair market value of a share of common stock on July 24, 2020, the date on which the option grant was made. F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of June 18, 2020 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, provided that the Optionee continues to serve as a Service Provider (as defined in the Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 16:44 UTC |
Wilson William R Jr.Director
|
GrantStock Option (right to buy) · Derivative | 42,068 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0001437749-20-015874 · rdgdoc.xml · derivative · entry 1 Wilson William R Jr. · CIK 0001807385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,068 Underlying: Common Stock · 42,068 shares Expires 2030-07-24 F1 · derivative.exercise_price: Equal to the greater of (a) the fair market value of a share of common stock on June 18, 2020, the date on which the option grant was to be made under the Genprex, Inc. Outside Director Compensation Policy and (b) the fair market value of a share of common stock on July 24, 2020, the date on which the option grant was made. F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of June 18, 2020 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, provided that the Optionee continues to serve as a Service Provider (as defined in the Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 20:46 UTC |
LONGNECKER BRENT MDirector
|
GrantStock Option (right to buy) · Derivative | 42,068 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0001437749-20-015875 · rdgdoc.xml · derivative · entry 1 LONGNECKER BRENT M · CIK 0001218777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,068 Underlying: Common Stock · 42,068 shares Expires 2030-07-24 F1 · derivative.exercise_price: Equal to the greater of (a) the fair market value of a share of common stock on June 18, 2020, the date on which the option grant was to be made under the Genprex, Inc. Outside Director Compensation Policy and (b) the fair market value of a share of common stock on July 24, 2020, the date on which the option grant was made. F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of June 18, 2020 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, provided that the Optionee continues to serve as a Service Provider (as defined in the Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 12:43 UTC |
Pearson Robert W.Director
|
GrantStock Option (Right to Buy) · Derivative | 67,708 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-20-000026 · rdgdoc.xml · derivative · entry 2 Pearson Robert W. · CIK 0001432527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,708 Underlying: Common Stock · 67,708 shares Expires 2029-12-30 F3 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 12:43 UTC |
Pearson Robert W.Director
|
GrantStock Option (Right to Buy) · Derivative | 68,376 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001437749-20-000026 · rdgdoc.xml · derivative · entry 1 Pearson Robert W. · CIK 0001432527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,376 Underlying: Common Stock · 68,376 shares Expires 2029-12-30 F1 · derivative.exercise_price: Equal to the fair market value of a share of common stock on June 10, 2019, the date on which the option grant was to be made under the Genprex, Inc. Outside Director Compensation Policy. F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of June 10, 2019 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, provided that the Optionee continues to serve as a Service Provider (as defined in the Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 17:45 UTC |
Friedman David E.Director
|
GrantStock Option (Right to Buy) · Derivative | 78,125 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001437749-20-000028 · rdgdoc.xml · derivative · entry 2 Friedman David E. · CIK 0001735757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,125 Underlying: Common Stock · 78,125 shares Expires 2029-12-30 F3 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 17:45 UTC |
Friedman David E.Director
|
GrantStock Option (Right to Buy) · Derivative | 68,376 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001437749-20-000028 · rdgdoc.xml · derivative · entry 1 Friedman David E. · CIK 0001735757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,376 Underlying: Common Stock · 68,376 shares Expires 2029-12-30 F1 · derivative.exercise_price: Equal to the fair market value of a share of common stock on June 10, 2019, the date on which the option grant was to be made under the Genprex, Inc. Outside Director Compensation Policy. F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of June 10, 2019 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, provided that the Optionee continues to serve as a Service Provider (as defined in the Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| December 30, 2019 Filed Mar 20, 2020 19:01 UTC Amendment |
Pearson Robert W.Director
|
GrantStock Option (Right to Buy) · Derivative | 68,376 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001437749-20-005801 · rdgdoc.xml · derivative · entry 1 Pearson Robert W. · CIK 0001432527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,376 Underlying: Common Stock · 68,376 shares Expires 2029-12-30 F1 · derivative.exercise_price: Equal to the fair market value of a share of common stock on June 10, 2019, the date on which the option grant was to be made under the Genprex, Inc. Outside Director Compensation Policy. F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of June 10, 2019 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, provided that the Optionee continues to serve as a Service Provider (as defined in the Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. F3 · derivative.exercise_date: This Form 4 amendment is being filed to reflect that on March 18, 2020, the Option was amended to provide that one hundred percent (100%) of the Shares subject to the Option became exercisable on March 18, 2020. Read SEC document |
| December 30, 2019 Filed Mar 21, 2020 00:28 UTC Amendment |
Friedman David E.Director
|
GrantStock Option (Right to Buy) · Derivative | 68,376 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001437749-20-005803 · rdgdoc.xml · derivative · entry 1 Friedman David E. · CIK 0001735757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,376 Underlying: Common Stock · 68,376 shares Expires 2029-12-30 F1 · derivative.exercise_price: Equal to the fair market value of a share of common stock on June 10, 2019, the date on which the option grant was to be made under the Genprex, Inc. Outside Director Compensation Policy. F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of June 10, 2019 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, provided that the Optionee continues to serve as a Service Provider (as defined in the Genprex, Inc. 2018 Equity Incentive Plan) through the applicable vesting date. F3 · derivative.exercise_date: This Form 4 amendment is being filed to reflect that on March 18, 2020, the Option was amended to provide that one hundred percent (100%) of the Shares subject to the Option became exercisable on March 18, 2020. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 17:11 UTC |
Varner John RodneyDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,800 | $0.89 | $1,594.62 |
DisclosureSEC source: 0001437749-19-018060 · rdgdoc.xml · nonDerivative · entry 1 Varner John Rodney · CIK 0001735543 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Alizzita Ltd. Disclosed balance after: 1,800 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8856 per share to $0.8880 per share. A total of 100 shares were purchased at $0.8856 per share, a total of 1,500 shares were purchased at $0.8858 per shares, a total of 100 shares were purchased at $0.8859 per share, and a total of 100 shares were purchased at $0.8880 per share. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 14:42 UTC |
Confer Ryan M.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 230,769 | $0.00 Strike: $1.62 | $0.00 |
DisclosureSEC source: 0001209191-19-005723 · doc4.xml · derivative · entry 1 Confer Ryan M. · CIK 0001735541 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,769 Underlying: Common Stock · 230,769 shares Expires 2029-01-25 F1 · derivative.exercise_date: One thirty-sixth (1/36) of the Shares subject to the Option shall vest on each monthly anniversary of January 25, 2019 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of January 25, 2019. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:44 UTC |
Pham Julien LPresident & COO
|
GrantStock Option (Right to Buy) · Derivative | 432,692 | $0.00 Strike: $1.62 | $0.00 |
DisclosureSEC source: 0001209191-19-005726 · doc4.xml · derivative · entry 1 Pham Julien L · CIK 0001735525 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,692 Underlying: Common Stock · 432,692 shares Expires 2029-01-25 F1 · derivative.exercise_date: One thirty-sixth (1/36) of the Shares subject to the Option shall vest on each monthly anniversary of January 25, 2019 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of January 25, 2019. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:45 UTC |
Varner John RodneyDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 615,384 | $0.00 Strike: $1.62 | $0.00 |
DisclosureSEC source: 0001209191-19-005728 · doc4.xml · derivative · entry 1 Varner John Rodney · CIK 0001735543 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,384 Underlying: Common Stock · 615,384 shares Expires 2029-01-25 F1 · derivative.exercise_date: One thirty-sixth (1/36) of the Shares subject to the Option shall vest on each monthly anniversary of January 25, 2019 so that one hundred percent (100%) of the shares subject to the Option are vested on the third anniversary of January 25, 2019. Read SEC document |
| December 05, 2018 Filed Feb 14, 2019 16:35 UTC |
ROTH JACK A10% owner
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010187 · doc5.xml · nonDerivative · entry 2 ROTH JACK A · CIK 0001134875 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JREG Investments, Ltd. Disclosed balance after: 646,960 Read SEC document |
| December 05, 2018 Filed Feb 14, 2019 16:35 UTC |
ROTH JACK A10% owner
|
OtherCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010187 · doc5.xml · nonDerivative · entry 1 ROTH JACK A · CIK 0001134875 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,853 F1 · kind: Partition of community property. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 23:11 UTC |
Genprex, Inc.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-18-057453 · doc4.xml · derivative · entry 2 Genprex, Inc. · CIK 0001595248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of the Vesting Commencement Date and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, in each case, provided that the Optionee continues to serve as a Service Provider through the applicable vesting date. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 23:11 UTC |
Genprex, Inc.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-18-057453 · doc4.xml · derivative · entry 1 Genprex, Inc. · CIK 0001595248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F1 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 23:08 UTC |
Genprex, Inc.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-18-057451 · doc4.xml · derivative · entry 2 Genprex, Inc. · CIK 0001595248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of the Vesting Commencement Date and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, in each case, provided that the Optionee continues to serve as a Service Provider (as defined in the Plan) through the applicable vesting date. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 23:08 UTC |
Genprex, Inc.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-18-057451 · doc4.xml · derivative · entry 1 Genprex, Inc. · CIK 0001595248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F1 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 23:04 UTC |
Genprex, Inc.Director · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 551,284 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-18-057448 · doc4.xml · derivative · entry 1 Genprex, Inc. · CIK 0001595248 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,284 Underlying: Common Stock · 551,284 shares Expires 2028-11-02 F1 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| November 02, 2018 Filed Feb 5, 2019 11:06 UTC |
Pearson Robert W.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-19-007169 · doc4.xml · derivative · entry 2 Pearson Robert W. · CIK 0001432527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of November 2, 2018 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, in each case, provided that the Optionee continues to serve as a Service Provider through the applicable vesting date. Read SEC document |
| November 02, 2018 Filed Feb 5, 2019 11:06 UTC |
Pearson Robert W.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-19-007169 · doc4.xml · derivative · entry 1 Pearson Robert W. · CIK 0001432527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F1 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| November 02, 2018 Filed Feb 5, 2019 16:07 UTC |
Friedman David E.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-19-007171 · doc4.xml · derivative · entry 2 Friedman David E. · CIK 0001735757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F2 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of November 2, 2018 and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, in each case, provided that the Optionee continues to serve as a Service Provider through the applicable vesting date. Read SEC document |
| November 02, 2018 Filed Feb 5, 2019 16:07 UTC |
Friedman David E.Director
|
GrantStock Option (Right to Buy) · Derivative | 101,156 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-19-007171 · doc4.xml · derivative · entry 1 Friedman David E. · CIK 0001735757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,156 Underlying: Common Stock · 101,156 shares Expires 2028-11-02 F1 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| November 02, 2018 Filed Feb 5, 2019 16:07 UTC |
Varner John RodneyDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 551,284 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-19-007170 · doc4.xml · derivative · entry 1 Varner John Rodney · CIK 0001735543 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,284 Underlying: Common Stock · 551,284 shares Expires 2028-11-02 F1 · derivative.exercise_date: One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option. Read SEC document |
| September 27, 2018 Filed Oct 2, 2018 00:35 UTC |
Ly Viet-An Hoan10% owner
|
OtherCOMMON STOCK | 475,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001784 · ownership.xml · nonDerivative · entry 3 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tangle Trade Mgmt, LLC Disclosed balance after: 36,067 F3 · kind: Pro rata distribution from Tangletrade Fund LP, of which the reporting person is the general partner. F4 · ownership.direct: 5,867 shares are held directly and 30,200 shares are held indirectly. Read SEC document |
| September 27, 2018 Filed Oct 2, 2018 00:35 UTC |
Ly Viet-An Hoan10% owner
|
OtherCOMMON STOCK | 102,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001784 · ownership.xml · nonDerivative · entry 2 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Inception Incubator Limited Disclosed balance after: 0 F2 · kind: Pro rata distribution from Inception Incubator Limited, of which the reporting person is the general partner. Read SEC document |
| September 27, 2018 Filed Oct 2, 2018 00:35 UTC |
Ly Viet-An Hoan10% owner
|
OtherCOMMON STOCK | 583,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001784 · ownership.xml · nonDerivative · entry 1 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Inception Fund, L.P Disclosed balance after: 0 F1 · kind: Pro rata distribution from Inception Fund, LP of which the reporting person is the general partner. Read SEC document |
| July 30, 2018 Filed Aug 2, 2018 20:59 UTC |
Pham Julien LPresident & COO
|
PurchaseCommon Stock | 500 | $3.40 | $1,700.00 |
DisclosureSEC source: 0001185185-18-001335 · ownership.xml · nonDerivative · entry 1 Pham Julien L · CIK 0001735525 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 22:34 UTC |
Ly Viet-An Hoan10% owner
|
GrantWarrant Agreement (right to buy) · Derivative | 425,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001311 · ownership.xml · derivative · entry 2 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Cancer Revolution LLC Disclosed balance after: 425,000 Underlying: Common Stock · 425,000 shares Expires 2023-07-27 Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 22:34 UTC |
Ly Viet-An Hoan10% owner
|
GrantWarrant Agreement (right to buy) · Derivative | 144,351 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001311 · ownership.xml · derivative · entry 1 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Inception Capital Management, LLC Disclosed balance after: 144,351 Underlying: Common Stock · 144,351 shares Expires 2023-07-27 Read SEC document |
| May 23, 2018 Filed May 25, 2018 17:41 UTC |
Confer Ryan M.Chief Financial Officer
|
GrantStock option (right to buy) · Derivative | 327,236 | $0.00 Strike: $9.80 | $0.00 |
DisclosureSEC source: 0001185185-18-001004 · form4-confer052518.xml · derivative · entry 1 Confer Ryan M. · CIK 0001735541 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,236 Underlying: Common Stock · 327,236 shares Expires 2028-05-23 F1 · derivative.exercise_date: 1/3 of the shares vest on 5/23/2018; the remaining 2/3 of the shares vest in equal quarterly installments over the following 3 years. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:38 UTC |
Pham Julien LPresident & COO
|
GrantStock option (right to buy) · Derivative | 659,346 | $0.00 Strike: $9.80 | $0.00 |
DisclosureSEC source: 0001185185-18-001002 · form4-pham052518.xml · derivative · entry 1 Pham Julien L · CIK 0001735525 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,346 Underlying: Common Stock · 659,346 shares Expires 2028-05-23 F1 · derivative.exercise_date: 1/2 of the shares vest as follows: 1/3 of such shares vest one year after 5/23/2018; the remaining 2/3 of such shares vest in equal quarterly installments over the following 2 years. The other 1/2 of the shares vest on achievement of performance goals. Read SEC document |
| March 29, 2018 Filed Apr 5, 2018 16:51 UTC |
ROTH JACK A10% owner
|
PurchaseCommon Stock | 40,000 | $5.00 | $200,000.00 |
DisclosureSEC source: 0001185185-18-000640 · form4-roth040518.xml · nonDerivative · entry 1 ROTH JACK A · CIK 0001134875 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By JREG Investments, Ltd. Disclosed balance after: 1,338,999 Read SEC document |
| March 29, 2018 Filed Apr 5, 2018 20:57 UTC |
Varner John RodneyDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001185185-18-000642 · form4-varner040518.xml · nonDerivative · entry 1 Varner John Rodney · CIK 0001735543 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,735 Read SEC document |
| March 29, 2018 Filed Apr 5, 2018 20:46 UTC |
Nance Christy M.10% owner
|
PurchaseCommon Stock | 50,000 | $5.00 | $250,000.00 |
DisclosureSEC source: 0001185185-18-000638 · form4-nance040518.xml · nonDerivative · entry 1 Nance Christy M. · CIK 0001735536 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.