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Greenlane Holdings, Inc.

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8520
SEC CIK
0001743745
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2019 Filed Apr 25, 2019 22:42 UTC ConversionClass A common stock 644,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007133 · ownership.xml · nonDerivative · entry 2

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Reporting Person acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 3 and 4 below.

F2 · price: The Reporting Person acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 3 and 4 below.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:42 UTC SaleClass A common stock 644,860 $15.81 $10,195,236.60
Disclosure

SEC source: 0001213900-19-007133 · ownership.xml · nonDerivative · entry 1

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Reporting Person sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The Reporting Person was a Selling Stockholder in the IPO.

F1 · price: The Reporting Person sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The Reporting Person was a Selling Stockholder in the IPO.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:46 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 644,860 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007141 · ownership.xml · derivative · entry 5

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,976,766

Underlying: Class A common stock · 644,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by each of the Reporting Person and Jacoby.

F8 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F6 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO.

F8 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F8 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F9 · derivative.expiration_date: The Common Units have no expiration date.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:46 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass C common stock 1,934,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007141 · ownership.xml · nonDerivative · entry 3

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,930,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Jacoby acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby.

F6 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO.

F6 · price: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:46 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A common stock 644,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007141 · ownership.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 644,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Jacoby acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 5 and 6 below.

F3 · price: Jacoby acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 5 and 6 below.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:46 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A common stock 644,860 $15.81 $10,195,236.60
Disclosure

SEC source: 0001213900-19-007141 · ownership.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: Jacoby sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). Jacoby was a Selling Stockholder in the IPO.

F2 · price: Jacoby sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). Jacoby was a Selling Stockholder in the IPO.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:45 UTC
Scheiner Jay M.Chief Operating Officer
ConversionCommon Units · Derivative 8,729 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007139 · ownership.xml · derivative · entry 4

Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,241

Underlying: Class A common stock · 8,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person.

F6 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 11,639 Common Units were redeemed by the Reporting Person, and 8,729 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO.

F6 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F6 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F7 · derivative.expiration_date: The Common Units have no expiration date.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:45 UTC
Scheiner Jay M.Chief Operating Officer
ConversionClass B common stock 8,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007139 · ownership.xml · nonDerivative · entry 3

Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Reporting Person acquired 364,970 shares of Class B common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class B common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a one-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election.

F4 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 11,639 Common Units were redeemed by the Reporting Person, and 8,729 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO.

F4 · price: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 11,639 Common Units were redeemed by the Reporting Person, and 8,729 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:45 UTC
Scheiner Jay M.Chief Operating Officer
ConversionClass A common stock 8,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007139 · ownership.xml · nonDerivative · entry 2

Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Reporting Person acquired 8,729 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 3 and 4 below.

F2 · price: The Reporting Person acquired 8,729 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 3 and 4 below.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:45 UTC
Scheiner Jay M.Chief Operating Officer
SaleClass A common stock 8,729 $15.81 $138,005.49
Disclosure

SEC source: 0001213900-19-007139 · ownership.xml · nonDerivative · entry 1

Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Reporting Person sold 8,729 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The Reporting Person was a Selling Stockholder in the IPO.

F1 · price: The Reporting Person sold 8,729 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The Reporting Person was a Selling Stockholder in the IPO.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:42 UTC
Kadey SashaChief Marketing Officer
ConversionCommon Units · Derivative 11,639 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007135 · ownership.xml · derivative · entry 4

Kadey Sasha · CIK 0001773292 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,991

Underlying: Class A common stock · 11,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person.

F6 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 11,639 Common Units were redeemed by the Reporting Person, and 11,639 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO.

F6 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F6 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F7 · derivative.expiration_date: The Common Units have no expiration date.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:42 UTC
Kadey SashaChief Marketing Officer
ConversionClass B common stock 11,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007135 · ownership.xml · nonDerivative · entry 3

Kadey Sasha · CIK 0001773292 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Reporting Person acquired 486,630 shares of Class B common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class B common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a one-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election.

F4 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 11,639 Common Units were redeemed by the Reporting Person, and 11,639 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO.

F4 · price: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 11,639 Common Units were redeemed by the Reporting Person, and 11,639 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:42 UTC
Kadey SashaChief Marketing Officer
ConversionClass A common stock 11,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007135 · ownership.xml · nonDerivative · entry 2

Kadey Sasha · CIK 0001773292 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Reporting Person acquired 11,639 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 3 and 4 below.

F2 · price: The Reporting Person acquired 11,639 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 3 and 4 below.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:42 UTC
Kadey SashaChief Marketing Officer
SaleClass A common stock 11,639 $15.81 $184,012.59
Disclosure

SEC source: 0001213900-19-007135 · ownership.xml · nonDerivative · entry 1

Kadey Sasha · CIK 0001773292 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Reporting Person sold 11,639 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The Reporting Person was a Selling Stockholder in the IPO.

F1 · price: The Reporting Person sold 11,639 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The Reporting Person was a Selling Stockholder in the IPO.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:43 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 644,860 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007137 · ownership.xml · derivative · entry 4

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,976,766

Underlying: Class A common stock · 644,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby.

F7 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO.

F7 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F7 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F8 · derivative.expiration_date: The Common Units have no expiration date.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:43 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass C common stock 1,934,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007137 · ownership.xml · nonDerivative · entry 3

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,930,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Jacoby acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class C common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a three-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election.

F5 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO.

F5 · price: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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April 23, 2019 Filed Apr 25, 2019 22:43 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass A common stock 644,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-007137 · ownership.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 644,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Jacoby acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 4 and 5 below.

F3 · price: Jacoby acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 4 and 5 below.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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April 23, 2019 Filed Apr 25, 2019 22:43 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A common stock 644,860 $15.81 $10,195,236.60
Disclosure

SEC source: 0001213900-19-007137 · ownership.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: Jacoby sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). Jacoby was a Selling Stockholder in the IPO.

F2 · price: Jacoby sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). Jacoby was a Selling Stockholder in the IPO.

F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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April 23, 2019 Filed Sep 30, 2019 18:42 UTC PurchaseClass A Common Stock 5,000 $17.00 $85,000.00
Disclosure

SEC source: 0000925421-19-000288 · edgar.xml · nonDerivative · entry 1

Taney Richard · CIK 0001381860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: These shares were purchased from the underwriters in the initial public offering that closed on April 23, 2019.

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April 23, 2019 Filed Apr 28, 2020 23:12 UTC
Closner NeilDirector
ConversionConvertible Notes · Derivative 14,705 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000200 · edgar.xml · derivative · entry 2

Closner Neil · CIK 0001773429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NQC Investment Corp.

Disclosed balance after: 0

Underlying: Class A common stock · 14,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person acquired 14,705 shares of Class A common stock upon the conversion of an equal number of convertible prommisory notes (the "Convertible Notes") purchased from Greenlane Holdings, LLC, the Issuer's operating partnership. The Convertible Notes automatically settled into shares of the Issuer's Class A common stock in connection with the initial public offering by the Issuer of its Class A common stock on April 23, 2019.

F1 · derivative.exercise_date: The Reporting Person acquired 14,705 shares of Class A common stock upon the conversion of an equal number of convertible prommisory notes (the "Convertible Notes") purchased from Greenlane Holdings, LLC, the Issuer's operating partnership. The Convertible Notes automatically settled into shares of the Issuer's Class A common stock in connection with the initial public offering by the Issuer of its Class A common stock on April 23, 2019.

F1 · derivative.expiration_date: The Reporting Person acquired 14,705 shares of Class A common stock upon the conversion of an equal number of convertible prommisory notes (the "Convertible Notes") purchased from Greenlane Holdings, LLC, the Issuer's operating partnership. The Convertible Notes automatically settled into shares of the Issuer's Class A common stock in connection with the initial public offering by the Issuer of its Class A common stock on April 23, 2019.

F3 · ownership.nature: Represents Mr. Closner's pecuniary interest in the Convertible Notes held by NQC Investment Corp.

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April 23, 2019 Filed Apr 28, 2020 23:12 UTC
Closner NeilDirector
ConversionClass A common stock 14,705 Not disclosed Not disclosed
Disclosure

SEC source: 0000925421-20-000200 · edgar.xml · nonDerivative · entry 1

Closner Neil · CIK 0001773429 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NQC Investment Corp.

Disclosed balance after: 14,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person acquired 14,705 shares of Class A common stock upon the conversion of an equal number of convertible prommisory notes (the "Convertible Notes") purchased from Greenlane Holdings, LLC, the Issuer's operating partnership. The Convertible Notes automatically settled into shares of the Issuer's Class A common stock in connection with the initial public offering by the Issuer of its Class A common stock on April 23, 2019.

F2 · ownership.nature: Represents Mr. Closner's pecuniary interest in the Class A common stock held by NQC Investment Corp.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.