GNK

SEC source: 0001140361-20-006229 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,743.47

Underlying: Common Stock · 390.47 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-20-006229 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182.14

Underlying: Common Stock · 188.34 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2019.

SEC source: 0001140361-20-006229 · form4.xml · derivative · entry 4

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,151.56

Underlying: Common Stock · 332.61 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F4 · derivative.expiration_date: These RSUs vested on May 15, 2018.

SEC source: 0001140361-20-006229 · form4.xml · derivative · entry 3

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,159.3

Underlying: Common Stock · 660 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F3 · derivative.expiration_date: These RSUs vested on May 17, 2017.

SEC source: 0001140361-20-006229 · form4.xml · derivative · entry 2

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268.3

Underlying: Common Stock · 46.1 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 18, 2016.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 18, 2016.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 18, 2016.

SEC source: 0001140361-20-005105 · form4.xml · derivative · entry 5

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,730

Underlying: Common Stock · 19,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-005105 · form4.xml · nonDerivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,149

F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on March 4, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.11 inclusive on March 4, 2020. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-20-005105 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-20-005104 · form4.xml · derivative · entry 5

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

Underlying: Common Stock · 2,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-005104 · form4.xml · nonDerivative · entry 2

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on March 4, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.07 (inclusive) on March 4, 2020. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-20-005104 · form4.xml · nonDerivative · entry 1

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-20-005101 · form4.xml · derivative · entry 4

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,912

Underlying: Common Stock · 6,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-005101 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-20-005102 · form4.xml · derivative · entry 4

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192

Underlying: Common Stock · 596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-005102 · form4.xml · nonDerivative · entry 1

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-20-005126 · form4.xml · derivative · entry 5

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,730

Underlying: Common Stock · 19,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-005126 · form4.xml · nonDerivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,149

F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on March 4, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.11 inclusive on March 4, 2020. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-20-005126 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-20-004313 · form4.xml · derivative · entry 6

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock · 2,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-004313 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-20-004308 · form4.xml · derivative · entry 7

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,696

Underlying: Common Stock · 6,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-004308 · form4.xml · nonDerivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,868

F1 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on February 27, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.27 to $7.45 inclusive) on February 27, 2020. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-20-004308 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-20-004306 · form4.xml · derivative · entry 7

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-004306 · form4.xml · nonDerivative · entry 2

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837

F1 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on February 27, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.08 (inclusive) on February 27, 2020. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-20-004306 · form4.xml · nonDerivative · entry 1

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-20-004313 · form4.xml · derivative · entry 3

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,180

Underlying: Common Stock · 58,180 shares

Expires 2026-02-25

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

SEC source: 0001140361-20-004313 · form4.xml · derivative · entry 2

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,329

Underlying: Common Stock · 28,329 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-004310 · form4.xml · derivative · entry 2

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,408

Underlying: Common Stock · 23,408 shares

Expires 2026-02-25

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

SEC source: 0001140361-20-004310 · form4.xml · derivative · entry 1

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,804

Underlying: Common Stock · 11,804 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-004308 · form4.xml · derivative · entry 4

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,539

Underlying: Common Stock · 168,539 shares

Expires 2026-02-25

F5 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

SEC source: 0001140361-20-004308 · form4.xml · derivative · entry 3

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,986

Underlying: Common Stock · 84,986 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-004306 · form4.xml · derivative · entry 4

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,090

Underlying: Common Stock · 28,090 shares

Expires 2026-02-25

F5 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

SEC source: 0001140361-20-004306 · form4.xml · derivative · entry 3

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,164

Underlying: Common Stock · 14,164 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-20-004304 · form4.xml · derivative · entry 3

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618

Underlying: Common Stock · 5,618 shares

Expires 2026-02-25

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

SEC source: 0001140361-20-004304 · form4.xml · derivative · entry 2

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Underlying: Common Stock · 2,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-19-022222 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353

Underlying: Common Stock · 493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F4 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-19-022222 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993.8

Underlying: Common Stock · 237.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These restricted stock units vested on May 15, 2019.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These restricted stock units vested on May 15, 2019.

F3 · derivative.expiration_date: These restricted stock units vested on May 15, 2019.

SEC source: 0001140361-19-022222 · form4.xml · derivative · entry 1

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,818.95

Underlying: Common Stock · 419.95 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units vested on May 15, 2018.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units vested on May 15, 2018.

F1 · derivative.expiration_date: These restricted stock units vested on May 15, 2018.

SEC source: 0001140361-19-022227 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353

Underlying: Common Stock · 493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-19-022227 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993.8

Underlying: Common Stock · 237.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F6 · derivative.expiration_date: These RSUs vested on May 15, 2019.

SEC source: 0001140361-19-022227 · form4.xml · derivative · entry 4

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,818.95

Underlying: Common Stock · 419.95 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2018.

SEC source: 0001140361-19-022227 · form4.xml · derivative · entry 3

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499.3

Underlying: Common Stock · 833.3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F4 · derivative.expiration_date: These RSUs vested on May 17, 2017.

SEC source: 0001140361-19-022227 · form4.xml · derivative · entry 2

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222.2

Underlying: Common Stock · 58.2 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F3 · derivative.expiration_date: These RSUs vested on May 18, 2016.

SEC source: 0001140361-19-022227 · form4.xml · derivative · entry 1

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424.2

Underlying: Common Stock · 20.2 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on July 17, 2015.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on July 17, 2015.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on July 17, 2015.

SEC source: 0001140361-19-022226 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353

Underlying: Common Stock · 493 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-19-022226 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993.8

Underlying: Common Stock · 237.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2019.

SEC source: 0001140361-19-022226 · form4.xml · derivative · entry 4

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,818.95

Underlying: Common Stock · 419.95 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F4 · derivative.expiration_date: These RSUs vested on May 15, 2018.

SEC source: 0001140361-19-022226 · form4.xml · derivative · entry 3

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499.3

Underlying: Common Stock · 833.3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F3 · derivative.expiration_date: These RSUs vested on May 17, 2017.

SEC source: 0001140361-19-022226 · form4.xml · derivative · entry 2

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222.2

Underlying: Common Stock · 58.2 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 18, 2016.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to an amendment to the governing RSU agreements dated December 4, 2019. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 18, 2016.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 18, 2016.