GNK

SEC source: 0001140361-22-006894 · form4.xml · derivative · entry 3

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,443

Underlying: Common Stock · 9,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

SEC source: 0001140361-22-006894 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-22-006890 · form4.xml · derivative · entry 7

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945

Underlying: Common Stock · 944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006890 · form4.xml · derivative · entry 5

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346

Underlying: Common Stock · 672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006890 · form4.xml · nonDerivative · entry 3

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

F2 · shares: These shares were in order to satisfy the reporting person's tax obligations for restricted stock units that settled on February 25, 2022.

SEC source: 0001140361-22-006890 · form4.xml · nonDerivative · entry 2

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-22-006890 · form4.xml · nonDerivative · entry 1

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-22-006905 · form4.xml · derivative · entry 6

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,364

Underlying: Common Stock · 20,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006905 · form4.xml · derivative · entry 5

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,574

Underlying: Common Stock · 71,574 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in installments of 21.43% per annum on each of the first three anniversaries of February 23, 2022, 17.86% on the fourth such anniversary, and 17.85% on the fifth such anniversary, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in installments of 21.43% per annum on each of the first three anniversaries of February 23, 2022, 17.86% on the fourth such anniversary, and 17.85% on the fifth such anniversary, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in installments of 21.43% per annum on each of the first three anniversaries of February 23, 2022, 17.86% on the fourth such anniversary, and 17.85% on the fifth such anniversary, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006905 · form4.xml · nonDerivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,337

F2 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 23, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.51 to $20.215 (inclusive) on February 23, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-22-006905 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-22-006896 · form4.xml · derivative · entry 6

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,278

Underlying: Common Stock · 3,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006896 · form4.xml · derivative · entry 5

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,893

Underlying: Common Stock · 17,893 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006896 · form4.xml · nonDerivative · entry 2

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,774

F2 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 23, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.525 to $20.3584 (inclusive) on February 23, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-22-006896 · form4.xml · nonDerivative · entry 1

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-22-006892 · form4.xml · derivative · entry 6

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,606

Underlying: Common Stock · 2,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006892 · form4.xml · derivative · entry 5

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,781

Underlying: Common Stock · 12,781 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-22-006892 · form4.xml · nonDerivative · entry 2

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,746

F2 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on February 23, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.545 to $20.4104 (inclusive) on February 25, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-22-006892 · form4.xml · nonDerivative · entry 1

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

SEC source: 0001140361-22-006890 · form4.xml · derivative · entry 4

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,668

Underlying: Common Stock · 7,668 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

SEC source: 0001140361-21-039419 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638.56

Underlying: Common Stock · 58.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F3 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F2 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-21-039416 · form4.xml · derivative · entry 5

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638.56

Underlying: Common Stock · 58.98 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-21-039416 · form4.xml · derivative · entry 4

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,590.59

Underlying: Common Stock · 152.62 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F5 · derivative.expiration_date: These RSUs vested on May 13, 2021.

SEC source: 0001140361-21-039416 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,073.69

Underlying: Common Stock · 115.83 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F4 · derivative.expiration_date: These RSUs vested on July 15, 2020.

SEC source: 0001140361-21-039416 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,341.41

Underlying: Common Stock · 55.87 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F3 · derivative.expiration_date: These RSUs vested on May 15, 2019.

SEC source: 0001140361-21-039416 · form4.xml · derivative · entry 1

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,432.86

Underlying: Common Stock · 98.67 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 15, 2018.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 15, 2018.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 15, 2018.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 8

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,610.36

Underlying: Common Stock · 121.45 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 7

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,590.59

Underlying: Common Stock · 152.62 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F8 · derivative.expiration_date: These RSUs vested on May 13, 2021.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,073.69

Underlying: Common Stock · 115.83 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F7 · derivative.expiration_date: These RSUs vested on July 15, 2020.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,341.41

Underlying: Common Stock · 55.87 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F6 · derivative.expiration_date: These RSUs vested on May 15, 2019.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 4

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,432.86

Underlying: Common Stock · 98.67 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2018.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 3

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,717.46

Underlying: Common Stock · 195.79 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F4 · derivative.expiration_date: These RSUs vested on May 17, 2017.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 2

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307.27

Underlying: Common Stock · 13.67 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F3 · derivative.expiration_date: These RSUs vested on May 18, 2016.

SEC source: 0001140361-21-039418 · form4.xml · derivative · entry 1

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453.74

Underlying: Common Stock · 4.75 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on July 17, 2015.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on July 17, 2015.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on July 17, 2015.

SEC source: 0001140361-21-039420 · form4.xml · derivative · entry 9

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638.56

Underlying: Common Stock · 58.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of the date of the annual shareholders' meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of the date of the annual shareholders' meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of the date of the annual shareholders' meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-21-039417 · form4.xml · derivative · entry 8

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638.56

Underlying: Common Stock · 58.98 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F8 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

SEC source: 0001140361-21-039417 · form4.xml · derivative · entry 7

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,590.59

Underlying: Common Stock · 152.62 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F7 · derivative.expiration_date: These RSUs vested on May 13, 2021.

SEC source: 0001140361-21-039417 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,073.69

Underlying: Common Stock · 115.83 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F6 · derivative.expiration_date: These RSUs vested on July 15, 2020.

SEC source: 0001140361-21-039417 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,341.41

Underlying: Common Stock · 55.87 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2019.

SEC source: 0001140361-21-039417 · form4.xml · derivative · entry 4

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,432.86

Underlying: Common Stock · 98.67 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F4 · derivative.expiration_date: These RSUs vested on May 15, 2018.

SEC source: 0001140361-21-039417 · form4.xml · derivative · entry 3

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,717.46

Underlying: Common Stock · 195.79 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F3 · derivative.expiration_date: These RSUs vested on May 17, 2017.

SEC source: 0001140361-21-039417 · form4.xml · derivative · entry 2

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307.27

Underlying: Common Stock · 13.67 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 18, 2016.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 18, 2016.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 18, 2016.

SEC source: 0001140361-21-031718 · form4.xml · derivative · entry 11

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Common Stock · 2,702 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019.

SEC source: 0001140361-21-031718 · form4.xml · derivative · entry 9

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,746

Underlying: Common Stock · 1,872 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

SEC source: 0001140361-21-031718 · form4.xml · nonDerivative · entry 5

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,955

F3 · shares: These shares were sold in order to satisfy the reporting person's tax obligations in respect of shares of the issuer's common stock received upon the exercise of options as noted above.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.33 to $21.345 (inclusive) on September 16, 2021. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-21-031718 · form4.xml · nonDerivative · entry 4

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,055

F2 · shares: Represents shares withheld by the issuer for the cashless exercise of options having an exercise price of $8.065 per share for 2,702 shares of the issuer's common stock.

SEC source: 0001140361-21-031718 · form4.xml · nonDerivative · entry 3

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-21-031718 · form4.xml · nonDerivative · entry 2

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,373

F1 · shares: Represents shares withheld by the issuer for the cashless exercise of options having an exercise price of $7.06 per share for 1,872 shares of the issuer's common stock.

SEC source: 0001140361-21-031718 · form4.xml · nonDerivative · entry 1

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-21-029617 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579.58

Underlying: Common Stock · 28.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F3 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F2 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.