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NYSE · USD

GNK

GENCO SHIPPING & TRADING LTD

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Tapewire entity
2088
SEC CIK
0001326200
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 2026015
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2023 Filed Feb 28, 2023 02:01 UTC
Hughes Robert EChief Operations Officer
Exercise / conversionCommon Stock 2,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-009009 · form4.xml · nonDerivative · entry 2

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:01 UTC
Hughes Robert EChief Operations Officer
Exercise / conversionCommon Stock 2,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-009009 · form4.xml · nonDerivative · entry 1

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:01 UTC
Zafolias ApostolosChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,364 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-009007 · form4.xml · derivative · entry 8

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,364

Underlying: Common Stock · 3,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F9 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F9 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F9 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:01 UTC
Zafolias ApostolosChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,578 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-009007 · form4.xml · derivative · entry 7

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Underlying: Common Stock · 3,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:01 UTC
Zafolias ApostolosChief Financial Officer
SaleCommon Stock 3,332 $19.36 $64,495.19
Disclosure

SEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 3

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,696

F2 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 23, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.7204 to $19.7950 (inclusive) on February 23, 2023. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:01 UTC
Zafolias ApostolosChief Financial Officer
Exercise / conversionCommon Stock 3,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 2

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:01 UTC
Zafolias ApostolosChief Financial Officer
Exercise / conversionCommon Stock 3,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 1

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

Read SEC document
December 23, 2022 Filed Dec 24, 2022 00:32 UTC
Zafolias ApostolosChief Financial Officer
GrantRestricted Stock Units · Derivative 48,232 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046928 · form4.xml · derivative · entry 2

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,232

Underlying: Common Stock · 48,232 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
December 23, 2022 Filed Dec 24, 2022 00:32 UTC
Adamo JosephChief Accounting Officer
GrantRestricted Stock Units · Derivative 19,293 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046927 · form4.xml · derivative · entry 2

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,293

Underlying: Common Stock · 19,293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
December 23, 2022 Filed Dec 24, 2022 00:32 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
GrantRestricted Stock Units · Derivative 112,540 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046926 · form4.xml · derivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,540

Underlying: Common Stock · 112,540 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
December 23, 2022 Filed Dec 24, 2022 00:31 UTC
Hughes Robert EChief Operations Officer
GrantRestricted Stock Units · Derivative 16,077 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046925 · form4.xml · derivative · entry 2

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,077

Underlying: Common Stock · 16,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 261.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043570 · form4.xml · derivative · entry 2

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111.57

Underlying: Common Stock · 261.27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F4 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F3 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 334.19 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043570 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538.13

Underlying: Common Stock · 334.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F4 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F2 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 261.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043567 · form4.xml · derivative · entry 6

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111.57

Underlying: Common Stock · 261.27 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F7 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 334.19 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043567 · form4.xml · derivative · entry 5

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538.13

Underlying: Common Stock · 334.19 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F6 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 864.77 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043567 · form4.xml · derivative · entry 4

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,918.37

Underlying: Common Stock · 864.77 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F5 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 656.32 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043567 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840.37

Underlying: Common Stock · 656.32 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F4 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 316.58 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043567 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,193.57

Underlying: Common Stock · 316.58 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F3 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 559.07 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043567 · form4.xml · derivative · entry 1

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,937.76

Underlying: Common Stock · 559.07 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 15, 2018.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 15, 2018.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 15, 2018.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 522.6 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 9

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.25

Underlying: Common Stock · 522.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F10 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F10 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 688.13 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 8

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,462.67

Underlying: Common Stock · 688.13 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F9 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 864.77 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 7

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,918.37

Underlying: Common Stock · 864.77 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F8 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 656.32 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840.37

Underlying: Common Stock · 656.32 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F7 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 316.58 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,193.57

Underlying: Common Stock · 316.58 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F6 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 559.07 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 4

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,937.76

Underlying: Common Stock · 559.07 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 1,109.36 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 3

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,703.63

Underlying: Common Stock · 1,109.36 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F4 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 77.48 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 2

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515.83

Underlying: Common Stock · 77.48 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F3 · derivative.expiration_date: These RSUs vested on May 18, 2016.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 26.89 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043568 · form4.xml · derivative · entry 1

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526.13

Underlying: Common Stock · 26.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on July 17, 2015.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on July 17, 2015.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on July 17, 2015.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 261.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 9

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111.57

Underlying: Common Stock · 261.27 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 334.19 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 8

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538.13

Underlying: Common Stock · 334.19 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F8 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 864.77 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 7

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,918.37

Underlying: Common Stock · 864.77 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F7 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 656.32 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840.37

Underlying: Common Stock · 656.32 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F6 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 316.58 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,193.57

Underlying: Common Stock · 316.58 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 559.07 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 4

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,937.76

Underlying: Common Stock · 559.07 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F4 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 1,109.36 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 3

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,703.63

Underlying: Common Stock · 1,109.36 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F3 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 77.48 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043569 · form4.xml · derivative · entry 2

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515.83

Underlying: Common Stock · 77.48 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 18, 2016.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 18, 2016.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 18, 2016.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:30 UTC GrantRestricted Stock Units · Derivative 261.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043566 · form4.xml · derivative · entry 7

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111.57

Underlying: Common Stock · 261.27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F7 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 02:30 UTC GrantRestricted Stock Units · Derivative 334.19 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-043566 · form4.xml · derivative · entry 6

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538.13

Underlying: Common Stock · 334.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F6 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 148.6 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030800 · form4.xml · derivative · entry 2

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,850.3

Underlying: Common Stock · 148.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F4 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F3 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 190.07 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030800 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,203.94

Underlying: Common Stock · 190.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F4 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F2 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 148.6 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030797 · form4.xml · derivative · entry 6

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,850.3

Underlying: Common Stock · 148.6 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F7 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 190.07 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030797 · form4.xml · derivative · entry 5

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,203.94

Underlying: Common Stock · 190.07 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F6 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 491.84 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030797 · form4.xml · derivative · entry 4

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,053.6

Underlying: Common Stock · 491.84 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F5 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 373.29 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030797 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,184.05

Underlying: Common Stock · 373.29 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F4 · derivative.expiration_date: These RSUs vested on July 15, 2020.

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August 23, 2022 Filed Aug 25, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 180.05 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030797 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,876.99

Underlying: Common Stock · 180.05 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F3 · derivative.expiration_date: These RSUs vested on May 15, 2019.

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August 23, 2022 Filed Aug 25, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 317.97 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030797 · form4.xml · derivative · entry 1

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,378.69

Underlying: Common Stock · 317.97 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 15, 2018.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 15, 2018.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 15, 2018.

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August 23, 2022 Filed Aug 24, 2022 21:00 UTC GrantRestricted Stock Units · Derivative 297.23 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030799 · form4.xml · derivative · entry 9

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,701.65

Underlying: Common Stock · 297.23 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F10 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F10 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

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August 23, 2022 Filed Aug 24, 2022 21:00 UTC GrantRestricted Stock Units · Derivative 391.38 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030799 · form4.xml · derivative · entry 8

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,774.54

Underlying: Common Stock · 391.38 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F9 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:00 UTC GrantRestricted Stock Units · Derivative 491.84 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030799 · form4.xml · derivative · entry 7

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,053.6

Underlying: Common Stock · 491.84 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F8 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:00 UTC GrantRestricted Stock Units · Derivative 373.29 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-030799 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,184.05

Underlying: Common Stock · 373.29 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F7 · derivative.expiration_date: These RSUs vested on July 15, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.