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GNE

Genie Energy Ltd.

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5653
SEC CIK
0001528356
Parsed reports
184

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2021 Filed Jan 5, 2021 21:34 UTC GrantClass B Common Stock, $.01 par value per share 2,920 $7.24 $21,140.80
Disclosure

SEC source: 0001209191-21-001111 · doc4.xml · nonDerivative · entry 1

ROSENTHAL ALAN B · CIK 0001533074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,163

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock and 233 shares held directly.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:11 UTC
JONAS HOWARD SDirector · 10% owner
GrantClass B Common Stock, par value $.01 per share 100,000 $7.24 $724,000.00
Disclosure

SEC source: 0001209191-21-001989 · doc4.xml · nonDerivative · entry 5

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F3 · shares: Grant of Restricted Shares that vest as follows: 33,334 shares to vest on January 5, 2022 and 33,333 shares to vest on each of January 5, 2023 and January 5, 2024.

Read SEC document
December 02, 2020 Filed Jan 6, 2021 21:11 UTC
JONAS HOWARD SDirector · 10% owner
GiftClass B Common Stock, par value $.01 per share 625,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001989 · doc4.xml · nonDerivative · entry 4

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2020 Genie Annuity Trust

Disclosed balance after: 625,065

F2 · kind: The Reporting Person caused these shares to be transferred from his direct holdings to the HSJ 2020 Genie Annuity Trust, for which an immediate family member of the Reporting Person serves as trustee.

Read SEC document
December 02, 2020 Filed Jan 6, 2021 21:11 UTC
JONAS HOWARD SDirector · 10% owner
GiftClass B Common Stock, par value $.01 per share 625,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001989 · doc4.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The Reporting Person caused these shares to be transferred from his direct holdings to the HSJ 2020 Genie Annuity Trust, for which an immediate family member of the Reporting Person serves as trustee.

Read SEC document
November 22, 2020 Filed Jan 6, 2021 21:11 UTC
JONAS HOWARD SDirector · 10% owner
GiftClass B Common Stock, par value $.01 per share 625,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001989 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,065

F1 · kind: These shares were transferred from the HSJ 2019 Genie Annuity Trust II to the Reporting Person's direct holdings in satisfaction of the HSJ 2019 Genie Annuity Trust II's annual annuity obligation.

Read SEC document
November 22, 2020 Filed Jan 6, 2021 21:11 UTC
JONAS HOWARD SDirector · 10% owner
GiftClass B Common Stock, par value $.01 per share 625,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001989 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2019 Genie Annuity Trust II

Disclosed balance after: 1,066,090

F1 · kind: These shares were transferred from the HSJ 2019 Genie Annuity Trust II to the Reporting Person's direct holdings in satisfaction of the HSJ 2019 Genie Annuity Trust II's annual annuity obligation.

Read SEC document
November 04, 2020 Filed Nov 4, 2020 23:08 UTC
STEIN MICHAEL MCHIEF EXECUTIVE OFFICER
GrantClass B Common Stock, par value $.01 per share 157,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056979 · doc4.xml · nonDerivative · entry 2

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,985

F3 · shares: Grant of restricted shares of Class B Common Stock, 52,448 shares of which shall vest on each of November 4, 2021, November 4, 2022 and November 4, 2023.

F4 · balance_after: Consists of 148,641 fully vested restricted shares of Class B Common Stock; 1,000 shares of Class B Common Stock held directly; and 157,344 unvested restricted shares of Class B Common Stock, 52,448 shares of which shall vest on each of November 4, 2021, November 4, 2022 and November 4, 2023.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 23:08 UTC
STEIN MICHAEL MCHIEF EXECUTIVE OFFICER
Tax withholdingClass B Common Stock, par value $.01 per share 23,743 $8.33 $197,660.48
Disclosure

SEC source: 0001209191-20-056979 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,641

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of 52,448 shares of Restricted Stock.

F2 · balance_after: Consists of 148,641 fully vested restricted shares of Class B Common Stock and 1,000 shares of Class B Common Stock held directly.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 19:41 UTC Tax withholdingClass B Common Stock, $.01 par value per share 9,892 $8.12 $80,273.58
Disclosure

SEC source: 0001209191-20-045063 · doc4.xml · nonDerivative · entry 1

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,859

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Includes 16,036 restricted shares which vest on August 1, 2021.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 22:03 UTC
JONAS HOWARD SDirector · 10% owner
OtherClass B Common Stock, par value $.01 per share 22,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025374 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Howard S. Jonas 2017 Annuity Trust

Disclosed balance after: 0

F1 · kind: The Reporting Person caused these shares to be transferred from the Howard S. Jonas 2017 Annuity Trust to a trust for the benefit of one of his children. The recipient trust has an independent trustee.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 00:25 UTC
JONAS HOWARD SDirector · 10% owner
OtherClass B Common Stock, par value $.01 per share 3,526,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023682 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Howard S. Jonas 2017 Annuity Trust

Disclosed balance after: 22,766

F1 · kind: The Reporting Person caused these shares to be transferred from the Howard S. Jonas 2017 Annuity Trust in substantially equal amounts to eight newly-created trusts for the benefit of eight of his children. Each of the recipient trusts has a separate independent trustee.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 00:25 UTC
JONAS HOWARD SDirector · 10% owner
OtherClass A Common Stock, par value $.01 per share 1,574,326 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023682 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Howard S. Jonas 2017 Annuity Trust

Disclosed balance after: 0

F1 · kind: The Reporting Person caused these shares to be transferred from the Howard S. Jonas 2017 Annuity Trust in substantially equal amounts to eight newly-created trusts for the benefit of eight of his children. Each of the recipient trusts has a separate independent trustee.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
GrantDeferred Stock Units · Derivative 110,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009081 · doc4.xml · derivative · entry 20

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 110,000 shares

Expires 2021-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2021 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:23 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
GrantDeferred Stock Units · Derivative 110,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009081 · doc4.xml · derivative · entry 19

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 110,000 shares

Expires 2021-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2021 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:20 UTC
STEIN MICHAEL MCHIEF EXECUTIVE OFFICER
GrantDeferred Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009077 · doc4.xml · derivative · entry 4

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class B Common Stock · 90,000 shares

Expires 2021-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2021 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:20 UTC
STEIN MICHAEL MCHIEF EXECUTIVE OFFICER
GrantDeferred Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009077 · doc4.xml · derivative · entry 3

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class B Common Stock · 90,000 shares

Expires 2021-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2021 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:17 UTC GrantDeferred Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009075 · doc4.xml · derivative · entry 5

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2021-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2021 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:17 UTC GrantDeferred Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009075 · doc4.xml · derivative · entry 4

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2021-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2021 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 20:55 UTC GrantClass B Common Stock, $.01 par value per share 9,469 $7.64 $72,295.82
Disclosure

SEC source: 0001209191-20-002236 · doc4.xml · nonDerivative · entry 1

PERRY WILLIAM WESLEY · CIK 0001232967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,423

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of 37,076 fully vested shares of Restricted Stock held jointly with his spouse and 51,347 shares held directly.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 20:51 UTC
SASS ALLANDirector
GrantClass B Common Stock, $.01 par value per share 2,920 $7.64 $22,294.20
Disclosure

SEC source: 0001209191-20-002233 · doc4.xml · nonDerivative · entry 1

SASS ALLAN · CIK 0001533073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,010

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 20:43 UTC GrantClass B Common Stock, $.01 par value per share 2,920 $7.64 $22,294.20
Disclosure

SEC source: 0001209191-20-002230 · doc4.xml · nonDerivative · entry 1

ROSENTHAL ALAN B · CIK 0001533074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,243

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock and 233 shares held directly.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 22:45 UTC SaleClass B Common Stock, $.01 par value per share 4,773 $8.10 $38,684.69
Disclosure

SEC source: 0001209191-19-060724 · doc4.xml · nonDerivative · entry 1

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,751

F1 · balance_after: Includes 32,073 restricted shares, 16,037 shares of which shall vest on August 1, 2020 and 16,036 shares of which shall vest on August 1, 2021.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 17:41 UTC SaleClass B Common Stock, $.01 par value per share 5,000 $8.20 $41,000.00
Disclosure

SEC source: 0001209191-19-058261 · doc4.xml · nonDerivative · entry 1

ROSENTHAL ALAN B · CIK 0001533074 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Endodontic Associates Retirement Account

Disclosed balance after: 17,500

Read SEC document
November 01, 2019 Filed Feb 3, 2020 17:08 UTC
STEIN MICHAEL MCHIEF EXECUTIVE OFFICER
Tax withholdingClass B Common Stock, par value $.01 per share 20,193 $7.58 $152,961.98
Disclosure

SEC source: 0001209191-20-005932 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,384

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 119,936 shares of fully vested restricted shares of Class B Common Stock, 52,448 restricted shares of Class B Common Stock, all of which shall vest on November 1, 2020, and 1,000 shares of Class B Common Stock held directly.

Read SEC document
August 15, 2019 Filed Aug 22, 2019 17:27 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
GiftClass B Common Stock, par value $.01 per share 1,691,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047105 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2019 Genie Annuity Trust II

Disclosed balance after: 1,691,155

F1 · kind: The Reporting Person gifted these shares from his personal holdings to a new Grantor Retained Annuity Trust called HSJ 2019 Genie Annuity Trust II. Neither the Reporting Person nor anyone in his household is trustee of this trust and Howard Jonas disclaims beneficial ownership of these shares.

Read SEC document
August 15, 2019 Filed Aug 22, 2019 17:27 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
GiftClass B Common Stock, par value $.01 per share 1,691,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047105 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Reporting Person gifted these shares from his personal holdings to a new Grantor Retained Annuity Trust called HSJ 2019 Genie Annuity Trust II. Neither the Reporting Person nor anyone in his household is trustee of this trust and Howard Jonas disclaims beneficial ownership of these shares.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 16:45 UTC PurchaseClass B Common Stock, par value $.01 per share 30,000 $7.02 $210,723.00
Disclosure

SEC source: 0001209191-19-045131 · doc4.xml · nonDerivative · entry 2

COURTER JAMES A · CIK 0001228152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,632

Read SEC document
August 07, 2019 Filed Aug 8, 2019 17:14 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 1,691,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045076 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691,155

F1 · kind: The HSJ 2019 Genie Annuity Trust transferred these shares to the Reporting Person.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 17:14 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 1,691,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045076 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The HSJ 2019 Genie Annuity Trust

Disclosed balance after: 0

F1 · kind: The HSJ 2019 Genie Annuity Trust transferred these shares to the Reporting Person.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 16:45 UTC PurchaseClass B Common Stock, par value $.01 per share 26,649 $7.00 $186,412.42
Disclosure

SEC source: 0001209191-19-045131 · doc4.xml · nonDerivative · entry 1

COURTER JAMES A · CIK 0001228152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,632

Read SEC document
August 01, 2019 Filed Aug 5, 2019 15:29 UTC Tax withholdingClass B Common Stock, $.01 par value per share 5,493 $11.23 $61,686.39
Disclosure

SEC source: 0001209191-19-044425 · doc4.xml · nonDerivative · entry 1

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,524

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of restricted stock.

F2 · balance_after: Includes 32,073 restricted shares, 16,037 shares shall vest on August 1, 2020 and 16,036 shares shall vest on August 1, 2021.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 1,691,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 14

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The HSJ 2019 Genie Annuity Trust

Disclosed balance after: 1,691,155

F4 · kind: The Reporting Person transferred these shares from his direct holdings to the HSJ 2019 Genie Annuity Trust.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 1,691,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 13

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The Reporting Person transferred these shares from his direct holdings to the HSJ 2019 Genie Annuity Trust.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
GiftClass B Common Stock, par value $.01 per share 33,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 12

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691,155

Read SEC document
July 03, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 1,595,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 11

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724,955

F3 · kind: The Reporting Person transferred these indirect shares from the Howard S. Jonas 2017 Annuity Trust to his own personal holdings.

Read SEC document
July 03, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 1,595,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 10

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Howard S. Jonas 2017 Annuity Trust

Disclosed balance after: 3,549,048

F3 · kind: The Reporting Person transferred these indirect shares from the Howard S. Jonas 2017 Annuity Trust to his own personal holdings.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 9

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Leora Jonas

Disclosed balance after: 482,067

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 8

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Miriam Jonas

Disclosed balance after: 515,745

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 7

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Samuel Jonas

Disclosed balance after: 374,351

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 6

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO David Jonas

Disclosed balance after: 316,310

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 5

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Jonathan Jonas

Disclosed balance after: 490,327

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 4

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Rachel Jonas

Disclosed balance after: 490,392

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Tamar Jonas

Disclosed balance after: 489,113

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 2,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Joseph Jonas

Disclosed balance after: 491,089

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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March 19, 2019 Filed Jul 25, 2019 21:19 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
OtherClass B Common Stock, par value $.01 per share 23,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043248 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust FBO Michael Jonas

Disclosed balance after: 187,820

F1 · kind: The Reporting Person's spouse, the trustee of the individual trusts for their children, transferred these indirect shares from the individual trust of Michael Jonas to their other children's individual trusts.

F2 · ownership.nature: These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is trustee of the trust. Mr. Jonas disclaims beneficial ownership of these shares and does not exercise or share voting or dispositive power or investment control of these shares and has no pecuniary interest in these shares.

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February 12, 2019 Filed Feb 14, 2019 20:01 UTC
JONAS HOWARD SDirector · Chairman of the Board · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 126,176 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001209191-19-010062 · doc4.xml · derivative · entry 19

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,176

Underlying: Class B Common Stock · 126,176 shares

Expires 2024-02-11

F2 · derivative.exercise_date: The option vests as follows: 42,059 on February 15, 2019, 42,059 on February 15, 2020 and 42,058 on February 15, 2021.

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January 05, 2019 Filed Jan 8, 2019 19:58 UTC GrantClass B Common Stock, $.01 par value per share 10,284 $6.79 $69,828.36
Disclosure

SEC source: 0001209191-19-002729 · doc4.xml · nonDerivative · entry 1

PERRY WILLIAM WESLEY · CIK 0001232967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,954

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of 47,705 fully vested shares of Restricted Stock plus 31,249 shares held directly.

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January 05, 2019 Filed Jan 8, 2019 20:06 UTC GrantClass B Common Stock, $.01 par value per share 2,920 $6.79 $19,826.80
Disclosure

SEC source: 0001209191-19-002733 · doc4.xml · nonDerivative · entry 1

ROSENTHAL ALAN B · CIK 0001533074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,323

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock.

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January 05, 2019 Filed Jan 8, 2019 20:03 UTC
SASS ALLANDirector
GrantClass B Common Stock, $.01 par value per share 2,920 $6.79 $19,826.80
Disclosure

SEC source: 0001209191-19-002731 · doc4.xml · nonDerivative · entry 1

SASS ALLAN · CIK 0001533073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,090

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock.

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November 01, 2018 Filed Feb 14, 2019 20:03 UTC
STEIN MICHAEL MCHIEF EXECUTIVE OFFICER
Tax withholdingClass B Common Stock, par value $.01 per share 20,193 $5.26 $106,114.22
Disclosure

SEC source: 0001209191-19-010064 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,577

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Includes 104,896 restricted shares of Class B Common Stock, 52,448 shares of which shall vest on each of November 1, 2019 and November 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.