GNE

SEC source: 0001209191-23-009349 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Shares of the Issuer's Class B common stock issuable upon the vesting of Deferred Stock Units ("DSUs") on a one-for-one basis.

F2 · balance_after: Consists of 90,000 restricted shares of the Issuer's Class B common stock to be granted due to the vesting of DSUs; 216,146 fully vested restricted shares of Class B common stock; 81,398 shares of Class B common stock held directly; and 142,448 unvested restricted shares of Class B common stock, 52,448 shares of which shall vest on November 4, 2023, and 30,000 shares of which shall vest on each of August 3, 2023, August 3, 2024 and August 3, 2025.

SEC source: 0001209191-23-009343 · doc4.xml · derivative · entry 5

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Shares of the Issuer's Class B common stock issuable upon the vesting of Deferred Stock Units ("DSUs") on a one-for-one basis.

F3 · derivative.exercise_date: On February 11, 2022, the Reporting Person was granted 30,000 DSUs, entitling the Reporting Person to a grant of 30,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock had a 30 trading day average closing price of $10.84 or greater. The shares were to vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: On February 11, 2022, the Reporting Person was granted 30,000 DSUs, entitling the Reporting Person to a grant of 30,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock had a 30 trading day average closing price of $10.84 or greater. The shares were to vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

SEC source: 0001209191-23-009343 · doc4.xml · nonDerivative · entry 1

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Shares of the Issuer's Class B common stock issuable upon the vesting of Deferred Stock Units ("DSUs") on a one-for-one basis.

F2 · balance_after: Includes 30,000 restricted shares of the Issuer's Class B common stock to be granted due to the vesting of DSUs, 59,160 shares of unvested restricted shares of the Issuer's Class B common stock, 14,580 shares of which shall vest on each of August 3, 2023 and August 3, 2024, and 30,000 shares, 10,000 of which shall vest on each of August 3, 2023, August 3, 2024 and August 3, 2025.

SEC source: 0001209191-23-002528 · doc4.xml · nonDerivative · entry 5

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,449

F5 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of restricted stock.

F6 · balance_after: Consists of 19,116 shares of vested restricted stock and 143,333 shares of unvested restricted stock, 33,333 shares of which shall vest on January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024, and 36,666 shares of which shall vest on August 3, 2025.

SEC source: 0001209191-23-002532 · doc4.xml · nonDerivative · entry 1

PERRY WILLIAM WESLEY · CIK 0001232967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,550

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of (a) 51,034 fully vested shares of Restricted Stock held jointly with his spouse, and (b) 66,925 fully vested shares of Restricted Stock held directly and (c) 36,591 shares held jointly with his spouse.

SEC source: 0001209191-23-002534 · doc4.xml · nonDerivative · entry 1

SASS ALLAN · CIK 0001533073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,770

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock.

SEC source: 0001209191-23-002530 · doc4.xml · nonDerivative · entry 1

ROSENTHAL ALAN B · CIK 0001533074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,003

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of 35,770 fully vested shares of Restricted Stock and 233 shares held directly.

SEC source: 0001209191-22-056046 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,992

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of 52,448 shares of Restricted Stock.

F2 · balance_after: Consists of 216,146 fully vested restricted shares of Class B common stock; 81,398 shares of Class B common stock held directly; and 142,448 unvested restricted shares of Class B common stock, 52,448 shares of which shall vest on November 4, 2023, and 30,000 shares of which shall vest on each of August 3, 2023, August 3, 2024 and August 3, 2025.

SEC source: 0001209191-23-002528 · doc4.xml · nonDerivative · entry 4

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2022 Annuity Trust I

Disclosed balance after: 628,640

F3 · kind: These shares were transferred from the Reporting Person's direct holdings to The HSJ 2022 Annuity Trust I.

SEC source: 0001209191-23-002528 · doc4.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,666

F3 · kind: These shares were transferred from the Reporting Person's direct holdings to The HSJ 2022 Annuity Trust I.

F4 · balance_after: Represents unvested restricted stock, 33,333 shares of which shall vest on each of January 5, 2023 and January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024 and 36,666 shares of which shall vest on August 3, 2025.

SEC source: 0001209191-23-002528 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,306

F1 · kind: These shares were transferred from the HSJ 2020 Genie Annuity Trust to the Reporting Person's direct holdings.

F2 · balance_after: Consists of 606,143 shares held directly, 22,497 shares of vested restricted stock and 176,666 shares of unvested restricted stock, 33,333 shares of which shall vest on each of January 5, 2023 and January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024 and 36,666 shares of which shall vest on August 3, 2025.

SEC source: 0001209191-23-002528 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2020 Genie Annuity Trust

Disclosed balance after: 99,320

F1 · kind: These shares were transferred from the HSJ 2020 Genie Annuity Trust to the Reporting Person's direct holdings.

SEC source: 0001209191-22-044526 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,561

F3 · shares: Represents a grant of Restricted Stock pursuant to the vesting of Deferred Stock Units granted to the Reporting Person on February 11, 2022, as the Company's Class B common stock had a 30 trading day average closing price of $9.04 or greater. These shares shall vest as follows: 36,667 on each of August 3, 2023 and August 3, 2024 and 36,666 on August 3, 2025.

F4 · balance_after: Consists of 80,398 shares held directly, 22,497 shares of vested restricted stock, and 176,666 shares of unvested restricted stock, 33,333 shares of which shall vest on each of January 5, 2023 and January 5, 2024, 36,667 shares of which shall vest on each of August 3, 2023 and August 3, 2024 and 36,666 on August 3, 2025.

SEC source: 0001209191-22-044524 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,898

F1 · shares: Represents a grant of Restricted Stock pursuant to the vesting of Deferred Stock Units granted to the Reporting Person on February 11, 2022, as the Company's Class B common stock had a 30 trading day average closing price of $9.04 or greater. These shares shall vest as follows: 30,000 on each of August 3, 2023, August 3, 2024 and August 3, 2025.

F2 · balance_after: Consists of 178,604 fully vested restricted shares of Class B common stock; 81,398 shares of Class B common stock held directly; and 194,896 unvested restricted shares of Class B common stock, 52,448 shares of which shall vest on each of November 4, 2022 and November 4, 2023, and 30,000 shares of which shall vest on each of August 3, 2023, August 3, 2024 and August 3, 2025.

SEC source: 0001209191-22-044522 · doc4.xml · nonDerivative · entry 2

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,883

F3 · shares: Represents a grant of Restricted Stock pursuant to the vesting of Deferred Stock Units granted to the Reporting Person on February 11, 2022, as the Company's Class B common stock had a 30 trading day average closing price of $9.04 or greater. These shares shall vest as follows: 10,000 on each of August 3, 2023, August 3, 2024 and August 4, 2025.

F4 · balance_after: Includes 59,160 shares of unvested Restricted Stock, 14,580 shares of which shall vest on each of August 3, 2023 and August 3, 2024, and 30,000 shares of which shall vest on each of August 3, 2023, August 3, 2024 and August 3, 2025.

SEC source: 0001209191-22-044522 · doc4.xml · nonDerivative · entry 1

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,883

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Includes 29,160 shares of unvested Restricted Stock, 14,580 shares of which shall vest on each of August 3, 2023 and August 3, 2024.

SEC source: 0001209191-22-009159 · doc4.xml · derivative · entry 8

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 110,000 shares

Expires 2023-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 110,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 110,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2023 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-22-009159 · doc4.xml · derivative · entry 7

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 110,000 shares

Expires 2023-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 110,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 110,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2023 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-22-009164 · doc4.xml · derivative · entry 6

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2023-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 30,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 30,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2023 should the 30 day trading average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-22-009164 · doc4.xml · derivative · entry 5

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2023-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 30,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 30,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2023 should the 30 day trading average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-22-009161 · doc4.xml · derivative · entry 4

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class B Common Stock · 90,000 shares

Expires 2023-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 90,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 90,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2023 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-22-009161 · doc4.xml · derivative · entry 3

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class B Common Stock · 90,000 shares

Expires 2023-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 90,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 90,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2023 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-22-001494 · doc4.xml · nonDerivative · entry 1

PERRY WILLIAM WESLEY · CIK 0001232967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,697

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of (a) 51,034 fully vested shares of Restricted Stock held jointly with his spouse, and (b) 59,072 fully vested shares of Restricted Stock held directly and (c) 36,591 shares held jointly with his spouse.

SEC source: 0001209191-22-001499 · doc4.xml · nonDerivative · entry 1

SASS ALLAN · CIK 0001533073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,850

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock.

SEC source: 0001209191-22-001496 · doc4.xml · nonDerivative · entry 1

ROSENTHAL ALAN B · CIK 0001533074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,083

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock and 233 shares held directly.

SEC source: 0001209191-22-044526 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,561

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 80,398 shares held directly, 22,497 shares of vested restricted stock, and 66,666 shares of unvested restricted stock, 33,333 shares of which shall vest on each of January 5, 2023 and January 5, 2024.

SEC source: 0001209191-21-063395 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,898

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of 52,448 shares of Restricted Stock.

F2 · balance_after: Consists of 178,604 fully vested restricted shares of Class B Common Stock; 81,398 shares of Class B Common Stock held directly; and 104,896 unvested restricted shares of Class B Common Stock, 52,448 shares of which shall vest on each of November 4, 2022 and November 4, 2023.

SEC source: 0001209191-21-071059 · doc4.xml · nonDerivative · entry 6

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2019 Genie Remainder Trust

Disclosed balance after: 85,489

F4 · kind: Transfer from the HSJ 2019 Genie Annuity Trust II to the HSJ 2019 Remainder Trust.

SEC source: 0001209191-21-071059 · doc4.xml · nonDerivative · entry 5

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2019 Genie Annuity Trust II

Disclosed balance after: 0

F4 · kind: Transfer from the HSJ 2019 Genie Annuity Trust II to the HSJ 2019 Remainder Trust.

SEC source: 0001209191-21-071059 · doc4.xml · nonDerivative · entry 4

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2020 IDT Annuity Trust

Disclosed balance after: 1,000,156

F1 · kind: Transfer from Reporting Person's direct holdings to the HSJ 2020 IDT Annuity Trust.

SEC source: 0001209191-21-071059 · doc4.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,398

F1 · kind: Transfer from Reporting Person's direct holdings to the HSJ 2020 IDT Annuity Trust.

F3 · balance_after: Consists of 80,398 shares held directly and 100,000 shares of unvested restricted stock that vest as follows: 33,334 shares to vest on January 5, 2022 and 33,333 shares to vest on each of January 5, 2023 and January 5, 2024.

SEC source: 0001209191-21-060539 · doc4.xml · nonDerivative · entry 1

PERRY WILLIAM WESLEY · CIK 0001232967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,840

F1 · shares: Received in exchange for Reporting Person's shares of Genie Energy International Corporation, a subsidiary of the Registrant.

F2 · balance_after: Consists of (a) 51,034 fully vested shares of Restricted Stock held jointly with his spouse, and (b) 47,215 fully vested shares of Restricted Stock held directly and (c) 36,591 shares held jointly with his spouse.

SEC source: 0001209191-21-071059 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2020 IDT Annuity Trust

Disclosed balance after: 235,844

F1 · kind: Transfer from Reporting Person's direct holdings to the HSJ 2020 IDT Annuity Trust.

SEC source: 0001209191-21-071059 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,710

F1 · kind: Transfer from Reporting Person's direct holdings to the HSJ 2020 IDT Annuity Trust.

F2 · balance_after: Consists of 844,710 shares held directly and 100,000 shares of unvested restricted stock that vest as follows: 33,334 shares to vest on January 5, 2022 and 33,333 shares to vest on each of January 5, 2023 and January 5, 2024.

SEC source: 0001209191-21-056589 · doc4.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,554

F2 · shares: Represents a grant of shares of the Registrant's Class B common stock pursuant to an exchange of a previously granted membership interest in Genie Retail Energy International, LLC, a subsidiary of the Registrant, for shares of the Registrant's Class B Common Stock.

F3 · balance_after: Consists of 1,060,999, shares held directly, 19,555 shares of fully vested restricted stock and 100,000 shares of unvested restricted stock that vest as follows: 33,334 shares to vest on January 5, 2022 and 33,333 shares to vest on each of January 5, 2023 and January 5, 2024.

SEC source: 0001209191-21-056594 · doc4.xml · nonDerivative · entry 1

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,383

F1 · shares: Represents a grant of shares of the Registrant's Class B common stock pursuant to an exchange of a previously granted membership interest in Genie Retail Energy International, LLC, a subsidiary of the Registrant, for shares of the Registrant's Class B Common Stock.

F2 · balance_after: Consists of 148,641 fully vested restricted shares of Class B Common Stock; 81,398 shares of Class B Common Stock held directly; and 157,344 unvested restricted shares of Class B Common Stock, 52,448 shares of which shall vest on each of November 4, 2021, November 4, 2022 and November 4, 2023.

SEC source: 0001209191-21-056591 · doc4.xml · nonDerivative · entry 1

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,536

F1 · shares: Represents a grant of shares of the Registrant's Class B common stock pursuant to an exchange of a previously granted membership interest in Genie Retail Energy International, LLC, a subsidiary of the Registrant, for shares of the Registrant's Class B Common Stock.

F2 · balance_after: Includes 43,740 shares of Restricted Stock vesting as follows: 14,580 on each of August 3, 2022, August 3, 2023 and August 3, 2024.

SEC source: 0001209191-21-056589 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,156

F1 · kind: Transferred as an annual annuity payment.

SEC source: 0001209191-21-056589 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HSJ 2019 Genie Annuity Trust II

Disclosed balance after: 85,489

F1 · kind: Transferred as an annual annuity payment.

SEC source: 0001209191-21-049950 · doc4.xml · nonDerivative · entry 2

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,136

F2 · shares: Grant of Restricted Stock, vesting as follows: 14,580 on each of August 3, 2022, August 3, 2023 and August 3, 2024.

F3 · balance_after: Includes 43,740 shares of Restricted Stock vesting as follows: 14,580 on each of August 3, 2022, August 3, 2023 and August 3, 2024.

SEC source: 0001209191-21-049950 · doc4.xml · nonDerivative · entry 1

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,396

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

SEC source: 0001209191-21-010645 · doc4.xml · derivative · entry 7

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 110,000 shares

Expires 2022-02-10

F5 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F6 · derivative.expiration_date: The DSUs will expire on February 10, 2022 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-21-010645 · doc4.xml · derivative · entry 6

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 110,000 shares

Expires 2022-02-10

F3 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 110,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.expiration_date: The DSUs will expire on February 10, 2022 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-21-010645 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,555

F1 · shares: Grant of Restricted Shares that vests in full immediately.

F2 · balance_after: Consists of 19,555 shares of fully vested restricted stock and 100,000 shares of unvested restricted stock that vest as follows: 33,334 shares to vest on January 5, 2022 and 33,333 shares to vest on each of January 5, 2023 and January 5, 2024.

SEC source: 0001209191-21-010558 · doc4.xml · derivative · entry 6

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2022-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2022 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-21-010558 · doc4.xml · derivative · entry 5

GOLDIN AVI · CIK 0001533389 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2022-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 30,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2022 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-21-010562 · doc4.xml · derivative · entry 4

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class B Common Stock · 90,000 shares

Expires 2022-02-10

F4 · derivative.exercise_price: Each DSU entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F4 · derivative.exercise_date: Each DSU entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F5 · derivative.expiration_date: The DSUs will expire on February 10, 2022 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-21-010562 · doc4.xml · derivative · entry 3

STEIN MICHAEL M · CIK 0001607743 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class B Common Stock · 90,000 shares

Expires 2022-02-10

F2 · derivative.exercise_price: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F2 · derivative.exercise_date: Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 90,000 restricted shares of the Registrant's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date.

F3 · derivative.expiration_date: The DSUs will expire on February 10, 2022 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted.

SEC source: 0001209191-21-001119 · doc4.xml · nonDerivative · entry 1

PERRY WILLIAM WESLEY · CIK 0001232967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,249

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of 37,076 fully vested shares of Restricted Stock held jointly with his spouse and 61,173 shares held directly.

SEC source: 0001209191-21-001141 · doc4.xml · nonDerivative · entry 1

SASS ALLAN · CIK 0001533073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,930

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · balance_after: Consists of fully vested shares of Restricted Stock.