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GM

General Motors Co

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2958
SEC CIK
0001467858
Parsed reports
572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2021 Filed Jun 9, 2021 17:14 UTC
MOTT RANDALL DExecutive Vice President & CIO
Exercise / conversionCommon Stock 99,000 $31.32 $3,100,680.00
Disclosure

SEC source: 0001467858-21-000124 · wf-form4_162327323983878.xml · nonDerivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:14 UTC
Tsien MatthewExecutive Vice President
SaleCommon Stock 16,989 $63.95 $1,086,446.55
Disclosure

SEC source: 0001467858-21-000125 · wf-form4_162327328487025.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,768

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 17:13 UTC
MOTT RANDALL DExecutive Vice President & CIO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · derivative · entry 4

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,705

Underlying: Common Stock · 60,000 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 345,705 Stock Options: 40% vested on February 15, 2017; the remaining 60% vested in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 17:13 UTC
MOTT RANDALL DExecutive Vice President & CIO
SaleCommon Stock 60,000 $62.03 $3,721,800.00
Disclosure

SEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · nonDerivative · entry 3

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,113

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $62.00 to $62.13, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 17:13 UTC
MOTT RANDALL DExecutive Vice President & CIO
Exercise / conversionCommon Stock 60,000 $31.32 $1,879,200.00
Disclosure

SEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · nonDerivative · entry 2

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,565 $0.00 Strike: $39.50 $0.00
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · derivative · entry 10

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,565 shares

Expires 2028-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: On July 2, 2018, the Reporting Person was granted 18,565 Stock Options, vesting in three equal installments on February 13, 2019, February 13, 2020, and February 13, 2021.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
SaleCommon Stock 18,565 $61.91 $1,149,359.15
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · nonDerivative · entry 7

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,038

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $61.85 to $62.04, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionCommon Stock 18,565 $39.50 $733,317.50
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · nonDerivative · entry 6

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:13 UTC
MOTT RANDALL DExecutive Vice President & CIO
SaleCommon Stock 10,000 $60.00 $600,000.00
Disclosure

SEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · nonDerivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,113

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,215 $0.00 Strike: $35.49 $0.00
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · derivative · entry 9

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,430

Underlying: Common Stock · 25,215 shares

Expires 2030-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: On February 12, 2020, the Reporting Person was granted 75,645 Stock Options, vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,556 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · derivative · entry 8

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,278

Underlying: Common Stock · 30,556 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: On February 13, 2019, the Reporting Person was granted 45,834 Stock Options, vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
SaleCommon Stock 27,273 $59.92 $1,634,198.16
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · nonDerivative · entry 5

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,038

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $59.85 to $60.10, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
SaleCommon Stock 25,215 $59.04 $1,488,693.60
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · nonDerivative · entry 4

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,311

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.85 to $59.40, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionCommon Stock 25,215 $35.49 $894,880.35
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · nonDerivative · entry 3

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
SaleCommon Stock 30,556 $59.94 $1,831,526.64
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · nonDerivative · entry 2

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,311

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $59.85 to $60.11, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:12 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionCommon Stock 30,556 $39.00 $1,191,684.00
Disclosure

SEC source: 0001467858-21-000108 · wf-form4_161782993519543.xml · nonDerivative · entry 1

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:38 UTC
MOTT RANDALL DExecutive Vice President & CIO
Exercise / conversionRestricted Stock Units · Derivative 1,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000103 · wf-form4_161765867753892.xml · derivative · entry 3

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,672 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:38 UTC
MOTT RANDALL DExecutive Vice President & CIO
Tax withholdingCommon Stock 619 $57.80 $35,778.20
Disclosure

SEC source: 0001467858-21-000103 · wf-form4_161765867753892.xml · nonDerivative · entry 2

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,113

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:38 UTC
MOTT RANDALL DExecutive Vice President & CIO
Exercise / conversionCommon Stock 1,672 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000103 · wf-form4_161765867753892.xml · nonDerivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:37 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000102 · wf-form4_161765857472133.xml · derivative · entry 3

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,560 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:37 UTC
Carlisle Stephen K.Executive Vice President
Tax withholdingCommon Stock 644 $57.80 $37,223.20
Disclosure

SEC source: 0001467858-21-000102 · wf-form4_161765857472133.xml · nonDerivative · entry 2

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,311

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:37 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionCommon Stock 1,560 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000102 · wf-form4_161765857472133.xml · nonDerivative · entry 1

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:41 UTC
Blissett Julian G.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000105 · wf-form4_161765884980976.xml · derivative · entry 3

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,616 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:41 UTC
Blissett Julian G.Executive Vice President
Tax withholdingCommon Stock 356 $57.80 $20,576.80
Disclosure

SEC source: 0001467858-21-000105 · wf-form4_161765884980976.xml · nonDerivative · entry 2

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,653

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:41 UTC
Blissett Julian G.Executive Vice President
Exercise / conversionCommon Stock 1,616 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000105 · wf-form4_161765884980976.xml · nonDerivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:32 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000099 · wf-form4_161765826365834.xml · derivative · entry 3

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:32 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 713 $57.80 $41,211.40
Disclosure

SEC source: 0001467858-21-000099 · wf-form4_161765826365834.xml · nonDerivative · entry 2

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,574

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:32 UTC
Glidden Craig B.Executive Vice President & GC
Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000099 · wf-form4_161765826365834.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:28 UTC
Reuss Mark LPresident
Exercise / conversionRestricted Stock Units · Derivative 2,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000097 · wf-form4_161765803323287.xml · derivative · entry 3

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,897 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:28 UTC
Reuss Mark LPresident
Tax withholdingCommon Stock 1,196 $57.80 $69,128.80
Disclosure

SEC source: 0001467858-21-000097 · wf-form4_161765803323287.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,170

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:28 UTC
Reuss Mark LPresident
Exercise / conversionCommon Stock 2,897 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000097 · wf-form4_161765803323287.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:40 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000104 · wf-form4_161765876012801.xml · derivative · entry 3

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,680 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:40 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 1,931 $57.80 $111,611.80
Disclosure

SEC source: 0001467858-21-000104 · wf-form4_161765876012801.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,632

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:40 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 4,680 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000104 · wf-form4_161765876012801.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:36 UTC
Johnson GeraldExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000101 · wf-form4_161765849109182.xml · derivative · entry 3

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,616 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:36 UTC
Johnson GeraldExecutive Vice President
Tax withholdingCommon Stock 667 $57.80 $38,552.60
Disclosure

SEC source: 0001467858-21-000101 · wf-form4_161765849109182.xml · nonDerivative · entry 2

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,157

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April 01, 2021 Filed Apr 5, 2021 21:36 UTC
Johnson GeraldExecutive Vice President
Exercise / conversionCommon Stock 1,616 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000101 · wf-form4_161765849109182.xml · nonDerivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

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April 01, 2021 Filed Apr 5, 2021 21:34 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000100 · wf-form4_161765839988905.xml · derivative · entry 3

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

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April 01, 2021 Filed Apr 5, 2021 21:34 UTC
Parks Douglas LExecutive Vice President
Tax withholdingCommon Stock 713 $57.80 $41,211.40
Disclosure

SEC source: 0001467858-21-000100 · wf-form4_161765839988905.xml · nonDerivative · entry 2

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,822

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April 01, 2021 Filed Apr 5, 2021 21:34 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000100 · wf-form4_161765839988905.xml · nonDerivative · entry 1

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

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April 01, 2021 Filed Apr 5, 2021 21:30 UTC
Hatto ChristopherVice President & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000098 · wf-form4_161765813986303.xml · derivative · entry 3

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,170 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

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April 01, 2021 Filed Apr 5, 2021 21:30 UTC
Hatto ChristopherVice President & CAO
Tax withholdingCommon Stock 483 $57.80 $27,917.40
Disclosure

SEC source: 0001467858-21-000098 · wf-form4_161765813986303.xml · nonDerivative · entry 2

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,337

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April 01, 2021 Filed Apr 5, 2021 21:30 UTC
Hatto ChristopherVice President & CAO
Exercise / conversionCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000098 · wf-form4_161765813986303.xml · nonDerivative · entry 1

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

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April 01, 2021 Filed Apr 5, 2021 21:26 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000096 · wf-form4_161765794233832.xml · derivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,672 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan.

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April 01, 2021 Filed Apr 5, 2021 21:26 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 690 $57.80 $39,882.00
Disclosure

SEC source: 0001467858-21-000096 · wf-form4_161765794233832.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,757

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April 01, 2021 Filed Apr 5, 2021 21:26 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionCommon Stock 1,672 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000096 · wf-form4_161765794233832.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

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March 22, 2021 Filed Mar 24, 2021 17:14 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,525 $0.00 Strike: $30.38 $0.00
Disclosure

SEC source: 0001467858-21-000081 · wf-form4_161662044669871.xml · derivative · entry 3

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,049

Underlying: Common Stock · 16,525 shares

Expires 2030-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: These Stock Options were granted on October 1, 2020, under the Company's 2020 Long-Term Incentive Plan. One-third has vested; one-third will vest on February 12, 2022; and one-third will vest on February 12, 2023.

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March 22, 2021 Filed Mar 24, 2021 17:14 UTC
Carlisle Stephen K.Executive Vice President
SaleCommon Stock 16,525 $58.59 $968,199.75
Disclosure

SEC source: 0001467858-21-000081 · wf-form4_161662044669871.xml · nonDerivative · entry 2

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,395

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.40 to $58.75, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

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March 22, 2021 Filed Mar 24, 2021 17:14 UTC
Carlisle Stephen K.Executive Vice President
Exercise / conversionCommon Stock 16,525 $30.38 $502,029.50
Disclosure

SEC source: 0001467858-21-000081 · wf-form4_161662044669871.xml · nonDerivative · entry 1

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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March 22, 2021 Filed Mar 24, 2021 21:14 UTC
Reuss Mark LPresident
SaleCommon Stock 30,000 $58.48 $1,754,400.00
Disclosure

SEC source: 0001467858-21-000080 · wf-form4_161662042770934.xml · nonDerivative · entry 3

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,469

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.27 to $58.76, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.