GM

SEC source: 0001467858-22-000045 · wf-form4_164453062934860.xml · derivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,742

Underlying: Common Stock · 69,742 shares

Expires 2032-02-08

F1 · security: These Stock Options were granted on February 8, 2022. One-third will vest on February 8, 2023; one-third will vest on February 8, 2024; and one-third will vest on February 8, 2025.

F1 · derivative.exercise_date: These Stock Options were granted on February 8, 2022. One-third will vest on February 8, 2023; one-third will vest on February 8, 2024; and one-third will vest on February 8, 2025.

SEC source: 0001467858-22-000030 · wf-form4_164150682013258.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,179

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.29, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-22-000029 · wf-form4_164150680280931.xml · nonDerivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,556

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.09, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-22-000028 · wf-form4_164150678445656.xml · nonDerivative · entry 1

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,337

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-22-000016 · wf-form4_164133482136891.xml · derivative · entry 1

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,961

Underlying: Common Stock · 6,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000020 · wf-form4_164133499994715.xml · derivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Underlying: Common Stock · 4,085 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is pro-rated for a partial year of service and converted to DSUs based on the average closing price of the Company's Common Stock during the period of service.

F3 · price: The Reporting Person's annual retainer fee was pro-rated for a partial year of service, therefore, the price of the DSUs is the average closing price of the Company's Common Stock during the period of service.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000023 · wf-form4_164133515505865.xml · derivative · entry 1

SCHOEWE THOMAS M · CIK 0001161375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,976

Underlying: Common Stock · 2,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000017 · wf-form4_164133487639868.xml · derivative · entry 1

Tatum Mark A. · CIK 0001853185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077

Underlying: Common Stock · 2,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is pro-rated for a partial year of service and converted to DSUs based on the average closing price of the Company's Common Stock during the period of service.

F3 · price: The Reporting Person's annual retainer fee was pro-rated for a partial year of service, therefore, the price of the DSUs is the average closing price of the Company's Common Stock during the period of service.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000013 · wf-form4_164133475661306.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,821

Underlying: Common Stock · 5,458 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000022 · wf-form4_164133511619571.xml · derivative · entry 1

Stephenson Carol · CIK 0001493255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,869

Underlying: Common Stock · 4,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000021 · wf-form4_164133508242928.xml · derivative · entry 1

Gooden Linda R · CIK 0001382867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,056

Underlying: Common Stock · 2,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000024 · wf-form4_164133522819587.xml · derivative · entry 1

WENIG DEVIN · CIK 0001195983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,456

Underlying: Common Stock · 5,995 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000019 · wf-form4_164133495348521.xml · derivative · entry 1

BHUSRI ANEEL · CIK 0001196579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Underlying: Common Stock · 1,228 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is pro-rated for a partial year of service and converted to DSUs based on the average closing price of the Company's Common Stock during the period of service.

F3 · price: The Reporting Person's annual retainer fee was pro-rated for a partial year of service, therefore, the price of the DSUs is the average closing price of the Company's Common Stock during the period of service.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000018 · wf-form4_164133491893076.xml · derivative · entry 1

JIMENEZ JOSEPH · CIK 0001199095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,679

Underlying: Common Stock · 5,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000015 · wf-form4_164133480310152.xml · derivative · entry 1

Miscik Judith A · CIK 0001555318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,424

Underlying: Common Stock · 2,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-22-000014 · wf-form4_164133477986040.xml · derivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,717

Underlying: Common Stock · 5,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more.

F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year.

F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

SEC source: 0001467858-21-000168 · wf-form4_163839722291789.xml · nonDerivative · entry 1

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,827

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $61.11 to $61.52, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000162 · wf-form4_163736008958165.xml · derivative · entry 6

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958

Underlying: Common Stock · 1,374 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: These Stock Options were granted on February 13, 2019. Two-thirds have vested, and one-third will vest February 13, 2022.

SEC source: 0001467858-21-000162 · wf-form4_163736008958165.xml · nonDerivative · entry 4

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,653

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.12, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000162 · wf-form4_163736008958165.xml · nonDerivative · entry 3

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000166 · wf-form4_163736017147764.xml · nonDerivative · entry 2

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,370

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.11, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000161 · wf-form4_163736005359029.xml · nonDerivative · entry 2

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,384

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.03, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000163 · wf-form4_163736010840961.xml · nonDerivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,113

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000165 · wf-form4_163736014706262.xml · derivative · entry 3

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,306 shares

Expires 2028-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: These stock options were granted on February 13, 2018. The options became exercisable in three equal installments on February 13, 2019, February 13, 2020, and February 13, 2021.

SEC source: 0001467858-21-000165 · wf-form4_163736014706262.xml · nonDerivative · entry 2

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,038

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $64.85 to $64.97, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000165 · wf-form4_163736014706262.xml · nonDerivative · entry 1

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000162 · wf-form4_163736008958165.xml · derivative · entry 5

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,332

Underlying: Common Stock · 8,543 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: These Stock Options were granted on February 13, 2019. Two-thirds have vested, and one-third will vest February 13, 2022.

SEC source: 0001467858-21-000162 · wf-form4_163736008958165.xml · nonDerivative · entry 2

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,653

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.02, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000162 · wf-form4_163736008958165.xml · nonDerivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000166 · wf-form4_163736017147764.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,370

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.02, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000164 · wf-form4_163736012705556.xml · derivative · entry 4

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189,015 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: These stock options were granted on June 7, 2017. The options became exercisable in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020.

SEC source: 0001467858-21-000164 · wf-form4_163736012705556.xml · nonDerivative · entry 3

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,170

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $64.00 to $64.53, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000164 · wf-form4_163736012705556.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,682

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $64.00 to $64.91, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000164 · wf-form4_163736012705556.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000161 · wf-form4_163736005359029.xml · nonDerivative · entry 1

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,984

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.03, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000154 · wf-form4_163710087793990.xml · derivative · entry 3

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,015

Underlying: Common Stock · 14,299 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: These stock options were granted on June 7, 2017. The options became exercisable in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020.

SEC source: 0001467858-21-000154 · wf-form4_163710087793990.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,682

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions, ranging from $64.00 to $64.01 per share, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000154 · wf-form4_163710087793990.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000134 · wf-form4_162526064838237.xml · derivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,570

Underlying: Common Stock · 13,570 shares

Expires 2031-02-18

F1 · shares: These Stock Options were granted on July 1, 2021. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on July 1, 2021. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

SEC source: 0001467858-21-000135 · wf-form4_162526067440047.xml · derivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Stock · 4,590 shares

Expires 2031-02-18

F1 · shares: These Stock Options were granted on July 1, 2021. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on July 1, 2021. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

SEC source: 0001467858-21-000131 · wf-form4_162526011342783.xml · nonDerivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,436

F1 · shares: Transferred pursuant to 10b5-1 Plan.

SEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · derivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,166

Underlying: Common Stock · 154,752 shares

Expires 2025-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 357,918 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

SEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · nonDerivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,534

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,768

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000127 · wf-form4_162344993575868.xml · derivative · entry 3

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,705

Underlying: Common Stock · 6,000 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 345,705 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

SEC source: 0001467858-21-000127 · wf-form4_162344993575868.xml · nonDerivative · entry 2

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,113

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $64.00 to $64.03, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

SEC source: 0001467858-21-000127 · wf-form4_162344993575868.xml · nonDerivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001467858-21-000124 · wf-form4_162327323983878.xml · derivative · entry 3

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,705

Underlying: Common Stock · 99,000 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 345,705 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

SEC source: 0001467858-21-000124 · wf-form4_162327323983878.xml · nonDerivative · entry 2

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,113

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $63.81 to $64.28, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.