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CORNING INC /NY

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2883
SEC CIK
0000024741
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3,626

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 2026012
Mar 202600
Apr 202600
May 2026011
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2016 Filed Nov 22, 2016 21:03 UTC
ROGUS MARK SSenior VP & Treasurer
Exercise / conversionStock Options (Right to Buy) · Derivative 17,667 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001127602-16-068093 · form4.xml · derivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,667 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:03 UTC
ROGUS MARK SSenior VP & Treasurer
SaleCommon Stock 17,667 $23.82 $420,827.94
Disclosure

SEC source: 0001127602-16-068093 · form4.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,355

Read SEC document
November 18, 2016 Filed Nov 22, 2016 21:03 UTC
ROGUS MARK SSenior VP & Treasurer
Exercise / conversionCommon Stock 17,667 $10.25 $181,086.75
Disclosure

SEC source: 0001127602-16-068093 · form4.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 22:05 UTC
Tripeny R TonySenior Vice President and CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 16,333 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001127602-16-067615 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

Underlying: Common Stock · 16,333 shares

Expires 2018-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 22:05 UTC
Tripeny R TonySenior Vice President and CFO
SaleCommon Stock 16,333 $23.80 $388,745.00
Disclosure

SEC source: 0001127602-16-067615 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.80 to $23.811, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 22:05 UTC
Tripeny R TonySenior Vice President and CFO
Exercise / conversionCommon Stock 16,333 $8.67 $141,607.11
Disclosure

SEC source: 0001127602-16-067615 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:07 UTC
Schlesinger Edward AVice President & Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 6,252 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001127602-16-067185 · form4.xml · derivative · entry 3

Schlesinger Edward A · CIK 0001658538 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,252 shares

Expires 2023-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:07 UTC
Schlesinger Edward AVice President & Controller
SaleCommon Stock 6,252 $23.57 $147,365.89
Disclosure

SEC source: 0001127602-16-067185 · form4.xml · nonDerivative · entry 2

Schlesinger Edward A · CIK 0001658538 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,012

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:07 UTC
Schlesinger Edward AVice President & Controller
Exercise / conversionCommon Stock 6,252 $13.33 $83,339.16
Disclosure

SEC source: 0001127602-16-067185 · form4.xml · nonDerivative · entry 1

Schlesinger Edward A · CIK 0001658538 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionStock Options (Right to Buy) · Derivative 25,700 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-16-067184 · form4.xml · derivative · entry 7

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,700 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionStock Options (Right to Buy) · Derivative 25,840 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-16-067184 · form4.xml · derivative · entry 6

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,840 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionStock Options (Right to Buy) · Derivative 25,562 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001127602-16-067184 · form4.xml · derivative · entry 5

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,562 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
Clappin James PPresident, Corning Glass Tech.
SaleCommon Stock 77,102 $23.23 $1,791,079.46
Disclosure

SEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 4

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,589.24

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.19 to $23.26, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionCommon Stock 25,700 $12.97 $333,329.00
Disclosure

SEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 3

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,691.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionCommon Stock 25,840 $12.90 $333,336.00
Disclosure

SEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 2

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,991.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionCommon Stock 25,562 $13.04 $333,328.48
Disclosure

SEC source: 0001127602-16-067184 · form4.xml · nonDerivative · entry 1

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,151.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:06 UTC
Morse David LExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 17,483 $0.00 Strike: $14.30 $0.00
Disclosure

SEC source: 0001127602-16-066683 · form4.xml · derivative · entry 3

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,483 shares

Expires 2022-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:06 UTC
Morse David LExecutive Vice President
SaleCommon Stock 17,483 $23.50 $410,850.50
Disclosure

SEC source: 0001127602-16-066683 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,629

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:06 UTC
Morse David LExecutive Vice President
Exercise / conversionCommon Stock 17,483 $14.30 $250,006.90
Disclosure

SEC source: 0001127602-16-066683 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:07 UTC
Musser Eric SExec VP, Corning Tech. & Intl.
Exercise / conversionStock Options (Right to Buy) · Derivative 26,792 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001127602-16-066684 · form4.xml · derivative · entry 3

Musser Eric S · CIK 0001323968 · Exec VP, Corning Tech. & Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,792 shares

Expires 2023-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:07 UTC
Musser Eric SExec VP, Corning Tech. & Intl.
SaleCommon Stock 26,792 $23.50 $629,612.00
Disclosure

SEC source: 0001127602-16-066684 · form4.xml · nonDerivative · entry 2

Musser Eric S · CIK 0001323968 · Exec VP, Corning Tech. & Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,076

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:07 UTC
Musser Eric SExec VP, Corning Tech. & Intl.
Exercise / conversionCommon Stock 26,792 $13.33 $357,137.36
Disclosure

SEC source: 0001127602-16-066684 · form4.xml · nonDerivative · entry 1

Musser Eric S · CIK 0001323968 · Exec VP, Corning Tech. & Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:05 UTC
ROGUS MARK SSenior VP & Treasurer
Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001127602-16-066682 · form4.xml · derivative · entry 3

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

Underlying: Common Stock · 15,000 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:05 UTC
ROGUS MARK SSenior VP & Treasurer
SaleCommon Stock 15,000 $23.16 $347,359.50
Disclosure

SEC source: 0001127602-16-066682 · form4.xml · nonDerivative · entry 2

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,355

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.151 to $23.165, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:05 UTC
ROGUS MARK SSenior VP & Treasurer
Exercise / conversionCommon Stock 15,000 $10.25 $153,750.00
Disclosure

SEC source: 0001127602-16-066682 · form4.xml · nonDerivative · entry 1

ROGUS MARK S · CIK 0001206156 · Senior VP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:06 UTC
Kinlin Clark SExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 39,667 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001127602-16-065477 · form4.xml · derivative · entry 7

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,667 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:06 UTC
Kinlin Clark SExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $20.86 $0.00
Disclosure

SEC source: 0001127602-16-065477 · form4.xml · derivative · entry 6

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:06 UTC
Kinlin Clark SExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 18,000 $0.00 Strike: $21.89 $0.00
Disclosure

SEC source: 0001127602-16-065477 · form4.xml · derivative · entry 5

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:06 UTC
Kinlin Clark SExecutive Vice President
SaleCommon Stock 66,667 $22.92 $1,528,307.64
Disclosure

SEC source: 0001127602-16-065477 · form4.xml · nonDerivative · entry 4

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,068

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.9150 to $22.9350, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:06 UTC
Kinlin Clark SExecutive Vice President
Exercise / conversionCommon Stock 39,667 $10.25 $406,586.75
Disclosure

SEC source: 0001127602-16-065477 · form4.xml · nonDerivative · entry 3

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:06 UTC
Kinlin Clark SExecutive Vice President
Exercise / conversionCommon Stock 9,000 $20.86 $187,740.00
Disclosure

SEC source: 0001127602-16-065477 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:06 UTC
Kinlin Clark SExecutive Vice President
Exercise / conversionCommon Stock 18,000 $21.89 $394,020.00
Disclosure

SEC source: 0001127602-16-065477 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:07 UTC
Morse David LExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 19,275 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-16-065478 · form4.xml · derivative · entry 7

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,275 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:07 UTC
Morse David LExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 19,380 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-16-065478 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,380 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:07 UTC
Morse David LExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 19,172 $0.00 Strike: $13.04 $0.00
Disclosure

SEC source: 0001127602-16-065478 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,172 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:07 UTC
Morse David LExecutive Vice President
SaleCommon Stock 57,827 $23.00 $1,330,234.96
Disclosure

SEC source: 0001127602-16-065478 · form4.xml · nonDerivative · entry 4

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,629

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.0150, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:07 UTC
Morse David LExecutive Vice President
Exercise / conversionCommon Stock 19,275 $12.97 $249,996.75
Disclosure

SEC source: 0001127602-16-065478 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:07 UTC
Morse David LExecutive Vice President
Exercise / conversionCommon Stock 19,380 $12.90 $250,002.00
Disclosure

SEC source: 0001127602-16-065478 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 20:07 UTC
Morse David LExecutive Vice President
Exercise / conversionCommon Stock 19,172 $13.04 $250,002.88
Disclosure

SEC source: 0001127602-16-065478 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 20:05 UTC
WEEKS WENDELL PDirector · Chairman, CEO & President
Exercise / conversionStock Options (Right to Buy) · Derivative 68,250 $0.00 Strike: $20.86 $0.00
Disclosure

SEC source: 0001127602-16-065476 · form4.xml · derivative · entry 6

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,250 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 20:05 UTC
WEEKS WENDELL PDirector · Chairman, CEO & President
Exercise / conversionStock Options (Right to Buy) · Derivative 136,500 $0.00 Strike: $21.89 $0.00
Disclosure

SEC source: 0001127602-16-065476 · form4.xml · derivative · entry 5

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,500 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 20:05 UTC
WEEKS WENDELL PDirector · Chairman, CEO & President
SaleCommon Stock 204,750 $23.07 $4,724,340.08
Disclosure

SEC source: 0001127602-16-065476 · form4.xml · nonDerivative · entry 3

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.1550, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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October 26, 2016 Filed Oct 28, 2016 20:05 UTC
WEEKS WENDELL PDirector · Chairman, CEO & President
Exercise / conversionCommon Stock 68,250 $20.86 $1,423,695.00
Disclosure

SEC source: 0001127602-16-065476 · form4.xml · nonDerivative · entry 2

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 26, 2016 Filed Oct 28, 2016 20:05 UTC
WEEKS WENDELL PDirector · Chairman, CEO & President
Exercise / conversionCommon Stock 136,500 $21.89 $2,987,985.00
Disclosure

SEC source: 0001127602-16-065476 · form4.xml · nonDerivative · entry 1

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 24, 2016 Filed Oct 26, 2016 20:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $21.89 $0.00
Disclosure

SEC source: 0001127602-16-065267 · form4.xml · derivative · entry 3

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 24, 2016 Filed Oct 26, 2016 20:06 UTC
Clappin James PPresident, Corning Glass Tech.
SaleCommon Stock 30,000 $24.00 $720,000.00
Disclosure

SEC source: 0001127602-16-065267 · form4.xml · nonDerivative · entry 2

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,589.24

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October 24, 2016 Filed Oct 26, 2016 20:06 UTC
Clappin James PPresident, Corning Glass Tech.
Exercise / conversionCommon Stock 30,000 $21.89 $656,700.00
Disclosure

SEC source: 0001127602-16-065267 · form4.xml · nonDerivative · entry 1

Clappin James P · CIK 0001606367 · President, Corning Glass Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,589.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 30, 2016 Filed Oct 3, 2016 20:06 UTC GrantRestricted Stock Unit · Derivative 34 $23.65 $804.10
Disclosure

SEC source: 0001127602-16-063652 · form4.xml · derivative · entry 2

BURNS STEPHANIE · CIK 0001257094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,461

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

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September 30, 2016 Filed Oct 3, 2016 20:06 UTC GrantRestricted Stock Unit · Derivative 476 $23.65 $11,257.40
Disclosure

SEC source: 0001127602-16-063652 · form4.xml · derivative · entry 1

BURNS STEPHANIE · CIK 0001257094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,427

Underlying: Common Stock · 476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

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September 30, 2016 Filed Oct 3, 2016 20:05 UTC GrantRestricted Stock Unit · Derivative 80 $23.65 $1,892.00
Disclosure

SEC source: 0001127602-16-063651 · form4.xml · derivative · entry 2

BLAIR DONALD W · CIK 0001237789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,121

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.