Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2019 Filed Nov 12, 2019 21:13 UTC |
RIEMAN DEBORAHDirector
|
SaleCommon Stock | 2,345 | $30.05 | $70,478.27 |
DisclosureSEC source: 0001127602-19-032509 · form4.xml · nonDerivative · entry 2 RIEMAN DEBORAH · CIK 0001209876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $30.06, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:13 UTC |
RIEMAN DEBORAHDirector
|
Exercise / conversionCommon Stock | 2,345 | $18.95 | $44,437.75 |
DisclosureSEC source: 0001127602-19-032509 · form4.xml · nonDerivative · entry 1 RIEMAN DEBORAH · CIK 0001209876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 9,275 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 15 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,275 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 9,275 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 14 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,275 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 9,261 | $0.00 Strike: $20.92 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 13 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,261 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 9,257 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 12 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,257 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 8,543 | $0.00 Strike: $22.68 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 11 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,543 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 8,803 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 10 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,803 shares Expires 2024-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 8,967 | $0.00 Strike: $20.91 | $0.00 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · derivative · entry 9 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,967 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
SaleCommon Stock | 63,381 | $30.19 | $1,913,409.01 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 8 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,455 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.23, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionCommon Stock | 9,275 | $20.89 | $193,754.75 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 7 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionCommon Stock | 9,275 | $20.89 | $193,754.75 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 6 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionCommon Stock | 9,261 | $20.92 | $193,740.12 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 5 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionCommon Stock | 9,257 | $20.93 | $193,749.01 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 4 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionCommon Stock | 8,543 | $22.68 | $193,755.24 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 3 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionCommon Stock | 8,803 | $21.30 | $187,503.90 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 2 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:05 UTC |
STEVERSON LEWIS AExec. VP and General Counsel
|
Exercise / conversionCommon Stock | 8,967 | $20.91 | $187,499.97 |
DisclosureSEC source: 0001127602-19-032317 · form4.xml · nonDerivative · entry 1 STEVERSON LEWIS A · CIK 0001508144 · Exec. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:07 UTC |
WRIGHTON MARK SDirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,345 | $0.00 Strike: $18.95 | $0.00 |
DisclosureSEC source: 0001127602-19-032320 · form4.xml · derivative · entry 2 WRIGHTON MARK S · CIK 0001021584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,345 shares Expires 2020-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:07 UTC |
WRIGHTON MARK SDirector
|
Exercise / conversionCommon Stock | 2,345 | $18.95 | $44,437.75 |
DisclosureSEC source: 0001127602-19-032320 · form4.xml · nonDerivative · entry 1 WRIGHTON MARK S · CIK 0001021584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 21:04 UTC |
Pambianchi Christine MFormer Executive VP
|
GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032316 · form4.xml · nonDerivative · entry 1 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,536 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC |
McRae Lawrence DVice Chairman & Corp. Dev. Off
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 12,841 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · derivative · entry 7 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,841 shares Expires 2023-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC |
McRae Lawrence DVice Chairman & Corp. Dev. Off
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 16,888 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,888 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC |
McRae Lawrence DVice Chairman & Corp. Dev. Off
|
SaleCommon Stock | 29,729 | $30.00 | $891,870.00 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,329 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC |
McRae Lawrence DVice Chairman & Corp. Dev. Off
|
Exercise / conversionCommon Stock | 12,841 | $14.50 | $186,194.50 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC |
McRae Lawrence DVice Chairman & Corp. Dev. Off
|
Exercise / conversionCommon Stock | 16,888 | $19.19 | $324,080.72 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,094 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · derivative · entry 8 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,094 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,343 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · derivative · entry 7 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,343 shares Expires 2026-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,094 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · derivative · entry 6 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,094 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
SaleCommon Stock | 2,934 | $30.07 | $88,210.71 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 5 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
SaleCommon Stock | 6,531 | $30.06 | $196,338.19 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 4 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,934 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
Exercise / conversionCommon Stock | 2,094 | $20.89 | $43,743.66 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 3 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
Exercise / conversionCommon Stock | 2,343 | $18.67 | $43,743.81 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 2 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:03 UTC |
France Robert P.Senior VP, Human Resources
|
Exercise / conversionCommon Stock | 2,094 | $20.89 | $43,743.66 |
DisclosureSEC source: 0001127602-19-032027 · form4.xml · nonDerivative · entry 1 France Robert P. · CIK 0001778437 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:06 UTC |
Pambianchi Christine MFormer Executive VP
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 334 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-19-031481 · form4.xml · derivative · entry 9 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 334 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:06 UTC |
Pambianchi Christine MFormer Executive VP
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 333 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-19-031481 · form4.xml · derivative · entry 8 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 333 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:06 UTC |
Pambianchi Christine MFormer Executive VP
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 333 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-19-031481 · form4.xml · derivative · entry 7 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 333 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:06 UTC |
Pambianchi Christine MFormer Executive VP
|
SaleCommon Stock - Held by Spouse | 1,000 | $29.78 | $29,780.00 |
DisclosureSEC source: 0001127602-19-031481 · form4.xml · nonDerivative · entry 4 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 2,894 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:06 UTC |
Pambianchi Christine MFormer Executive VP
|
Exercise / conversionCommon Stock - Held by Spouse | 334 | $18.16 | $6,065.44 |
DisclosureSEC source: 0001127602-19-031481 · form4.xml · nonDerivative · entry 3 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 3,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:06 UTC |
Pambianchi Christine MFormer Executive VP
|
Exercise / conversionCommon Stock - Held by Spouse | 333 | $19.56 | $6,513.48 |
DisclosureSEC source: 0001127602-19-031481 · form4.xml · nonDerivative · entry 2 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 3,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:06 UTC |
Pambianchi Christine MFormer Executive VP
|
Exercise / conversionCommon Stock - Held by Spouse | 333 | $17.82 | $5,934.06 |
DisclosureSEC source: 0001127602-19-031481 · form4.xml · nonDerivative · entry 1 Pambianchi Christine M · CIK 0001606707 · Former Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 3,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC |
Morse David LExec. VP & Chief Tech. Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 125 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · derivative · entry 8 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 125 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC |
Morse David LExec. VP & Chief Tech. Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 125 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · derivative · entry 7 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 125 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC |
Morse David LExec. VP & Chief Tech. Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 125 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · derivative · entry 6 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 Underlying: Common Stock · 125 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC |
Morse David LExec. VP & Chief Tech. Officer
|
SaleCommon Stock | 375 | $29.79 | $11,169.41 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 500 F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC |
Morse David LExec. VP & Chief Tech. Officer
|
Exercise / conversionCommon Stock | 125 | $18.16 | $2,270.00 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC |
Morse David LExec. VP & Chief Tech. Officer
|
Exercise / conversionCommon Stock | 125 | $19.56 | $2,445.00 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:03 UTC |
Morse David LExec. VP & Chief Tech. Officer
|
Exercise / conversionCommon Stock | 125 | $17.82 | $2,227.50 |
DisclosureSEC source: 0001127602-19-031477 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:04 UTC |
TOOKES HANSEL E IIDirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,345 | $0.00 Strike: $18.95 | $0.00 |
DisclosureSEC source: 0001127602-19-031480 · form4.xml · derivative · entry 4 TOOKES HANSEL E II · CIK 0001204097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,345 shares Expires 2020-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:04 UTC |
TOOKES HANSEL E IIDirector
|
SaleCommon Stock | 2,345 | $30.00 | $70,350.00 |
DisclosureSEC source: 0001127602-19-031480 · form4.xml · nonDerivative · entry 2 TOOKES HANSEL E II · CIK 0001204097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,863 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:04 UTC |
TOOKES HANSEL E IIDirector
|
Exercise / conversionCommon Stock | 2,345 | $18.95 | $44,437.75 |
DisclosureSEC source: 0001127602-19-031480 · form4.xml · nonDerivative · entry 1 TOOKES HANSEL E II · CIK 0001204097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.