GLW

SEC source: 0001127602-23-004428 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004428 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 17

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,458

Underlying: Common Stock · 531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 16

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

Underlying: Common Stock · 96 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 15

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

Underlying: Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 14

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,989

Underlying: Common Stock · 14,975 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 13

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,031

Underlying: Common Stock · 2,707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 12

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821

Underlying: Common Stock · 3,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 11

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

Underlying: Common Stock · 19,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 19,700 RSUs in exchange for the cash payment of $572,000 under the PIP.

F10 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

SEC source: 0001127602-23-004429 · form4.xml · derivative · entry 10

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373

Underlying: Common Stock · 5,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $143,000 of their cash compensation for 5,373 RSUs.

F8 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F8 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

SEC source: 0001127602-23-004429 · form4.xml · nonDerivative · entry 4

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,486

SEC source: 0001127602-23-004429 · form4.xml · nonDerivative · entry 3

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004429 · form4.xml · nonDerivative · entry 2

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004429 · form4.xml · nonDerivative · entry 1

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004430 · form4.xml · derivative · entry 4

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,660

Underlying: Common Stock · 11,660 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated common stock.

F5 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 11,660 RSUs in exchange for the cash payment of $338,558 under the PIP.

F6 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F6 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

SEC source: 0001127602-23-004430 · form4.xml · derivative · entry 3

Fang Li · CIK 0001824647 · President & GM, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

Underlying: Common Stock · 2,936 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated common stock.

F3 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $78,129 of their cash compensation for 2,936 RSUs.

F4 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F4 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

SEC source: 0001127602-23-004431 · form4.xml · derivative · entry 10

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,305

Underlying: Common Stock · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004431 · form4.xml · derivative · entry 9

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004431 · form4.xml · derivative · entry 8

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017

Underlying: Common Stock · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004431 · form4.xml · derivative · entry 7

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,568

Underlying: Common Stock · 7,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004431 · form4.xml · derivative · entry 6

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,015

Underlying: Common Stock · 1,353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004431 · form4.xml · derivative · entry 5

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,092

Underlying: Common Stock · 2,092 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004431 · form4.xml · nonDerivative · entry 4

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,342

SEC source: 0001127602-23-004431 · form4.xml · nonDerivative · entry 3

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004431 · form4.xml · nonDerivative · entry 2

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004431 · form4.xml · nonDerivative · entry 1

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 18

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,043

Underlying: Common Stock · 888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 17

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,239

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 16

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,562

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 15

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,931

Underlying: Common Stock · 25,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 14

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,378

Underlying: Common Stock · 3,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 13

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730

Underlying: Common Stock · 4,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 12

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752

Underlying: Common Stock · 752 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $22,013 of their cash compensation for 752 RSUs.

F10 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F10 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,258

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004433 · form4.xml · derivative · entry 10

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,543

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004433 · form4.xml · derivative · entry 9

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,133

Underlying: Common Stock · 71 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004433 · form4.xml · derivative · entry 8

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,724

Underlying: Common Stock · 96 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004433 · form4.xml · derivative · entry 7

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,945

Underlying: Common Stock · 11,783 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004433 · form4.xml · derivative · entry 6

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,204

Underlying: Common Stock · 2,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004433 · form4.xml · derivative · entry 5

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Underlying: Common Stock · 2,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004433 · form4.xml · nonDerivative · entry 4

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

SEC source: 0001127602-23-004433 · form4.xml · nonDerivative · entry 3

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004433 · form4.xml · nonDerivative · entry 2

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004433 · form4.xml · nonDerivative · entry 1

Mullins Anne · CIK 0001785395 · Retired Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

SEC source: 0001127602-23-004434 · form4.xml · derivative · entry 16

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,967

Underlying: Common Stock · 959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004434 · form4.xml · derivative · entry 15

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,184

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004434 · form4.xml · derivative · entry 14

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,335

Underlying: Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F10 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F10 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.