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GLV

Clough Global Dividend & Income Fund

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Tapewire entity
6971
SEC CIK
0001288795
Parsed reports
71

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 700 $13.41 $9,387.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 17

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,832.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 300 $13.42 $4,026.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 16

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,132.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 500 $13.48 $6,740.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 15

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,832.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 400 $13.47 $5,388.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 14

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,332.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 400 $13.58 $5,432.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 13

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,932.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 1,500 $13.67 $20,505.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 12

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,532.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 100 $13.66 $1,366.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 11

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,032.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 400 $13.55 $5,420.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 10

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,932.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 100 $13.50 $1,350.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 9

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,532.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 900 $13.49 $12,141.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 8

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,432.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of beneficial Interest 400 $13.38 $5,352.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 7

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,532.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 100 $13.37 $1,337.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 6

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,132.6842

Read SEC document
April 07, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 100 $13.34 $1,334.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 5

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,032.6842

Read SEC document
April 06, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 500 $13.33 $6,665.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 4

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,932.6842

Read SEC document
April 06, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 2,600 $13.34 $34,684.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 3

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,432.6842

Read SEC document
April 06, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 1,321 $13.37 $17,661.77
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 2

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,832.6842

Read SEC document
April 06, 2017 Filed Apr 10, 2017 12:13 UTC
Clough Charles JRPerson affiliated w/ Inv. Adv.
PurchaseCommon Shares of Beneficial Interest 1,600 $13.32 $21,312.00
Disclosure

SEC source: 0001299406-17-000004 · primary_doc.xml · nonDerivative · entry 1

Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,511.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 1,525 $13.31 $20,297.75
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 12

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,911.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 1,400 $13.34 $18,676.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 11

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,386.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 100 $13.35 $1,335.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 10

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,986.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 200 $13.38 $2,676.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 9

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,886.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 900 $13.39 $12,051.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 8

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,686.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 800 $13.42 $10,736.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 7

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,786.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 600 $13.32 $7,992.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 6

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,986.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 100 $13.33 $1,333.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 5

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,386.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 100 $13.41 $1,341.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 4

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,286.6842

Read SEC document
April 05, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 100 $13.36 $1,335.50
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 3

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,186.6842

Read SEC document
April 04, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 600 $13.32 $7,992.00
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 2

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,086.6842

Read SEC document
April 04, 2017 Filed Apr 6, 2017 15:09 UTC
Clough Charles JRPerson Affiliated w/ Inv. Adv.
PurchaseCommon shares of beneficial interest 9 $13.31 $119.79
Disclosure

SEC source: 0001299406-17-000003 · primary_doc.xml · nonDerivative · entry 1

Clough Charles JR · CIK 0001299903 · Person Affiliated w/ Inv. Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,486.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 1,400 $13.33 $18,662.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 12

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,477.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 2,700 $13.31 $35,937.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 11

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,077.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 100 $13.30 $1,330.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 10

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,377.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 900 $13.28 $11,952.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 9

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,277.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 300 $13.34 $4,002.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 8

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,377.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 1,100 $13.29 $14,619.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 7

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,077.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 200 $13.25 $2,650.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 6

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,977.6842

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 300 $13.23 $3,969.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 5

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,777.6842

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 300 $13.29 $3,987.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 4

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,477.6842

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 100 $13.33 $1,333.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 3

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,177.6842

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 500 $13.31 $6,655.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 2

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,077.6842

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:45 UTC
Clough Charles JRPerson affiliated with Inv Adv
PurchaseCommon Shares of Beneficial Interest 400 $13.30 $5,320.00
Disclosure

SEC source: 0001299406-17-000001 · primary_doc.xml · nonDerivative · entry 1

Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,577.6842

Read SEC document
January 30, 2017 Filed Jan 31, 2017 18:13 UTC PurchaseCommon Stock 21,800 $12.48 $272,064.00
Disclosure

SEC source: 0001510281-17-000026 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,780,311

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:13 UTC PurchaseCommon Stock 44,638 $12.55 $560,206.90
Disclosure

SEC source: 0001510281-17-000026 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,758,511

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:42 UTC PurchaseCommon Stock 20,006 $12.46 $249,274.76
Disclosure

SEC source: 0001510281-17-000021 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,713,873

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 17:31 UTC PurchaseCommon Stock 11,308 $12.34 $139,540.72
Disclosure

SEC source: 0001510281-17-000019 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,693,867

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 17:31 UTC PurchaseCommon Stock 6,589 $12.22 $80,517.58
Disclosure

SEC source: 0001510281-17-000019 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,682,559

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 17:19 UTC PurchaseCommon Stock 14,744 $12.19 $179,729.36
Disclosure

SEC source: 0001510281-17-000016 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,675,970

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

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January 19, 2017 Filed Jan 23, 2017 17:19 UTC PurchaseCommon Stock 14,793 $12.17 $180,030.81
Disclosure

SEC source: 0001510281-17-000016 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,661,226

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

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January 18, 2017 Filed Jan 19, 2017 19:23 UTC PurchaseCommon Stock 12,933 $12.12 $156,747.96
Disclosure

SEC source: 0001510281-17-000014 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,646,433

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

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January 05, 2017 Filed Jan 6, 2017 19:19 UTC PurchaseCommon Stock 21,791 $12.10 $263,671.10
Disclosure

SEC source: 0001510281-17-000007 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 1,633,500

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.