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NYSE · USD

GL

GLOBE LIFE INC.

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3408
SEC CIK
0000320335
Parsed reports
823

Last 12 months

Inside the activity.

0 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 2026016
Mar 202606
Apr 202606
May 2026019
Jun 2026013
Jul 2026011
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 6, 2017 22:09 UTC GrantCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001183084-17-000019 · edgar.xml · nonDerivative · entry 1

SMITH LAMAR C · CIK 0001185096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,623

Read SEC document
January 03, 2017 Filed Jan 6, 2017 21:55 UTC GrantCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001183084-17-000010 · edgar.xml · nonDerivative · entry 1

INGRAM ROBERT W · CIK 0001342535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,379.7263

F1 · balance_after: Includes 147.9328 dividend right restricted stock units acquired upon restricted stock units since date of last report.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 21:59 UTC GrantCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001183084-17-000012 · edgar.xml · nonDerivative · entry 1

Johnson Steven Paul · CIK 0001689186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,721

Read SEC document
January 03, 2017 Filed Jan 6, 2017 21:51 UTC
BUCHAN JANEDirector
GrantCommon Strock 3,180 $0.00 $0.00
Disclosure

SEC source: 0001183084-17-000008 · edgar.xml · nonDerivative · entry 1

BUCHAN MELISSA JANE · CIK 0001342502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,415.386

Read SEC document
January 03, 2017 Filed Jan 6, 2017 21:46 UTC GrantCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001183084-17-000006 · edgar.xml · nonDerivative · entry 1

BOREN DAVID L · CIK 0001193458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,999.8673

F1 · balance_after: Includes 113.6778 dividend equivalent right restricted stock units acquired on restricted stock units isince date of last report..

Read SEC document
January 03, 2017 Filed Jan 6, 2017 21:42 UTC GrantCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001183084-17-000004 · edgar.xml · nonDerivative · entry 1

Alexander Marilyn A · CIK 0001309194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170.0821

F1 · balance_after: Includes 80.4033 dividend right restricted stock units acquired on restricted stock units in 2016.

Read SEC document
January 03, 2017 Filed Sep 12, 2019 23:17 UTC Amendment GrantCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001183084-19-000190 · edgar.xml · nonDerivative · entry 1

BOREN DAVID L · CIK 0001193458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,043.7252

F1 · balance_after: amended to correctly reflect 92.4941 dividend equivalent right restricted stock units acquired on restricted stock units isince date of last report. Impacts 4 subsequent reports.

Read SEC document
December 19, 2016 Filed Jan 4, 2017 21:40 UTC GiftCommon Stock 305 $0.00 $0.00
Disclosure

SEC source: 0001183084-17-000002 · edgar.xml · nonDerivative · entry 1

ZUCCONI PAUL J · CIK 0001194325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,755.8491

F1 · balance_after: Includes 86.0351 dividend right restricted stock units acquired on restricted stock units in 2016 since date of last report..

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:48 UTC
MITCHELL ROBERT BRIANEVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,750 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001183084-16-000472 · edgar.xml · derivative · entry 4

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · shares: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · derivative.underlying_shares: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · balance_after: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:48 UTC
MITCHELL ROBERT BRIANEVP and General Counsel
SaleCommon Stock 18,750 $73.48 $1,377,823.13
Disclosure

SEC source: 0001183084-16-000472 · edgar.xml · nonDerivative · entry 2

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,084.0773

F2 · price: sales at prices ranging from $73.275 per share to $73.76 per share.

F3 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:48 UTC
MITCHELL ROBERT BRIANEVP and General Counsel
Exercise / conversionCommon Stock 18,750 $50.69 $950,501.25
Disclosure

SEC source: 0001183084-16-000472 · edgar.xml · nonDerivative · entry 1

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,834.0773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 149.01193 shares acquired through brokerage dividend reinvestment plan since date of last report.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 19:43 UTC
SMITH ROGER CExec. Officer of Principal Sub
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,500 $0.00 Strike: $29.59 $0.00
Disclosure

SEC source: 0001183084-16-000470 · edgar.xml · derivative · entry 4

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · balance_after: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 19:43 UTC
SMITH ROGER CExec. Officer of Principal Sub
SaleCommon Stock 22,500 $73.68 $1,657,872.00
Disclosure

SEC source: 0001183084-16-000470 · edgar.xml · nonDerivative · entry 2

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,063

F1 · price: sales at prices ranging from $73.385 per share to $74.08 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 19:43 UTC
SMITH ROGER CExec. Officer of Principal Sub
Exercise / conversionCommon Stock 22,500 $29.59 $665,802.00
Disclosure

SEC source: 0001183084-16-000470 · edgar.xml · nonDerivative · entry 1

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 18, 2016 23:22 UTC
SMITH ROGER CExec. Officer of Principal Sub
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,500 $0.00 Strike: $29.59 $0.00
Disclosure

SEC source: 0001183084-16-000466 · edgar.xml · derivative · entry 4

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 22,500 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · balance_after: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

Read SEC document
November 18, 2016 Filed Nov 18, 2016 23:22 UTC
SMITH ROGER CExec. Officer of Principal Sub
SaleCommon Stock 22,500 $69.82 $1,570,860.00
Disclosure

SEC source: 0001183084-16-000466 · edgar.xml · nonDerivative · entry 2

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,063

F1 · price: sales at prices ranging from $69.69 per share to $70.02 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
November 18, 2016 Filed Nov 18, 2016 23:22 UTC
SMITH ROGER CExec. Officer of Principal Sub
Exercise / conversionCommon Stock 22,500 $29.59 $665,802.00
Disclosure

SEC source: 0001183084-16-000466 · edgar.xml · nonDerivative · entry 1

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 18, 2016 23:08 UTC
HERBEL VERN DEVP and Chief Admin. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001183084-16-000464 · edgar.xml · derivative · entry 6

HERBEL VERN D · CIK 0001185455 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 50,000 shares at an exercise price of $45.49 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · shares: Previously reported as option for 50,000 shares at an exercise price of $45.49 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 50,000 shares at an exercise price of $45.49 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · balance_after: Previously reported as option for 50,000 shares at an exercise price of $45.49 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

Read SEC document
November 18, 2016 Filed Nov 18, 2016 23:08 UTC
HERBEL VERN DEVP and Chief Admin. Officer
SaleCommon Stock 37,500 $69.89 $2,620,856.25
Disclosure

SEC source: 0001183084-16-000464 · edgar.xml · nonDerivative · entry 2

HERBEL VERN D · CIK 0001185455 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,005

F1 · price: sales at prices ranging from $69.62 per share to $70.39 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
November 18, 2016 Filed Nov 18, 2016 23:08 UTC
HERBEL VERN DEVP and Chief Admin. Officer
Exercise / conversionCommon Stock 37,500 $30.33 $1,137,251.25
Disclosure

SEC source: 0001183084-16-000464 · edgar.xml · nonDerivative · entry 1

HERBEL VERN D · CIK 0001185455 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:41 UTC
Bertini DomenicoExec. Officer of Prin. Sub.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $29.59 $0.00
Disclosure

SEC source: 0001183084-16-000462 · edgar.xml · derivative · entry 4

Bertini Domenico · CIK 0001668200 · Exec. Officer of Prin. Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2021-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Previously reported as option for 2,000 shares at an exercise price of $65.75 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F3 · shares: Previously reported as option for 2,000 shares at an exercise price of $65.75 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:41 UTC
Bertini DomenicoExec. Officer of Prin. Sub.
SaleCommon Stock 4,500 $69.99 $314,955.00
Disclosure

SEC source: 0001183084-16-000462 · edgar.xml · nonDerivative · entry 2

Bertini Domenico · CIK 0001668200 · Exec. Officer of Prin. Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: sales at prices ranging from $69.98 per share to $70.0450 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:41 UTC
Bertini DomenicoExec. Officer of Prin. Sub.
Exercise / conversionCommon Stock 4,500 $29.59 $133,160.40
Disclosure

SEC source: 0001183084-16-000462 · edgar.xml · nonDerivative · entry 1

Bertini Domenico · CIK 0001668200 · Exec. Officer of Prin. Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 24, 2016 00:43 UTC SaleCommon Stock 7,197 $70.13 $504,724.89
Disclosure

SEC source: 0001183084-16-000468 · edgar.xml · nonDerivative · entry 1

SMITH LAMAR C · CIK 0001185096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,796

Read SEC document
November 15, 2016 Filed Nov 16, 2016 23:41 UTC SaleCommon Stock 4,750 $69.88 $331,930.00
Disclosure

SEC source: 0001183084-16-000460 · edgar.xml · nonDerivative · entry 1

NEWTON LLOYD W · CIK 0001360937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,564.5369

F1 · balance_after: Includes 222.6882 additional dividend right restricted stock units acquired on restricted stock units in 2016.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:26 UTC
HENRIE MICHAEL SHANEOfficer of Principal Sub.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001183084-16-000458 · edgar.xml · derivative · entry 6

HENRIE MICHAEL SHANE · CIK 0001554433 · Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 3,750 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Previously reported as option for 10,000 shares at an exercise price of $74.06 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · shares: Previously reported as option for 10,000 shares at an exercise price of $74.06 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · derivative.underlying_shares: Previously reported as option for 10,000 shares at an exercise price of $74.06 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · balance_after: Previously reported as option for 10,000 shares at an exercise price of $74.06 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:26 UTC
HENRIE MICHAEL SHANEOfficer of Principal Sub.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,200 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0001183084-16-000458 · edgar.xml · derivative · entry 5

HENRIE MICHAEL SHANE · CIK 0001554433 · Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,200 shares

Expires 2020-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 10,000 shares at an exercise price of $56.10 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · shares: Previously reported as option for 10,000 shares at an exercise price of $56.10 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 10,000 shares at an exercise price of $56.10 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · balance_after: Previously reported as option for 10,000 shares at an exercise price of $56.10 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:26 UTC
HENRIE MICHAEL SHANEOfficer of Principal Sub.
SaleCommon Stock 6,950 $71.10 $494,135.97
Disclosure

SEC source: 0001183084-16-000458 · edgar.xml · nonDerivative · entry 3

HENRIE MICHAEL SHANE · CIK 0001554433 · Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: sales at prices ranging from $70.83 per share to $71.28 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:26 UTC
HENRIE MICHAEL SHANEOfficer of Principal Sub.
Exercise / conversionCommon Stock 3,750 $50.69 $190,100.25
Disclosure

SEC source: 0001183084-16-000458 · edgar.xml · nonDerivative · entry 2

HENRIE MICHAEL SHANE · CIK 0001554433 · Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 23:26 UTC
HENRIE MICHAEL SHANEOfficer of Principal Sub.
Exercise / conversionCommon Stock 3,200 $37.40 $119,680.00
Disclosure

SEC source: 0001183084-16-000458 · edgar.xml · nonDerivative · entry 1

HENRIE MICHAEL SHANE · CIK 0001554433 · Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 22:37 UTC
Rogers John Henry JROfficer of Principal Sub
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,875 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001183084-16-000456 · edgar.xml · derivative · entry 4

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Previously reported as option for 5,000shares at an exercise price of $74.06 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F3 · shares: Previously reported as option for 5,000shares at an exercise price of $74.06 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F3 · derivative.underlying_shares: Previously reported as option for 5,000shares at an exercise price of $74.06 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 22:37 UTC
Rogers John Henry JROfficer of Principal Sub
SaleCommon Stock 1,875 $71.13 $133,366.31
Disclosure

SEC source: 0001183084-16-000456 · edgar.xml · nonDerivative · entry 2

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: sales at prices ranging from $71.015 per share to $71.26 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 22:37 UTC
Rogers John Henry JROfficer of Principal Sub
Exercise / conversionCommon Stock 1,875 $50.69 $95,050.13
Disclosure

SEC source: 0001183084-16-000456 · edgar.xml · nonDerivative · entry 1

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 18:38 UTC
BUCHAN JANEDirector
Exercise / conversionDirector Stock Option (right to buy) · Derivative 13,500 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001183084-16-000454 · edgar.xml · derivative · entry 4

BUCHAN MELISSA JANE · CIK 0001342502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2017-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 6,000 shares at an exercise price of $44.76 per share, but was adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividend occuring on July 1, 2011 and July 1, 2014.

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November 14, 2016 Filed Nov 14, 2016 18:38 UTC
BUCHAN JANEDirector
SaleCommon Strock 3,825 $71.12 $272,020.23
Disclosure

SEC source: 0001183084-16-000454 · edgar.xml · nonDerivative · entry 2

BUCHAN MELISSA JANE · CIK 0001342502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,235.386

F2 · price: sales at prices ranging from $71.015 per share to $71.29 per share.

F3 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

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November 14, 2016 Filed Nov 14, 2016 18:38 UTC
BUCHAN JANEDirector
Exercise / conversionCommon Stock 13,500 $19.89 $268,560.90
Disclosure

SEC source: 0001183084-16-000454 · edgar.xml · nonDerivative · entry 1

BUCHAN MELISSA JANE · CIK 0001342502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,060.386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 242.9893 shares acquired through brokerage dividend reinvestment plan since date of last report.

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November 10, 2016 Filed Nov 10, 2016 21:43 UTC
BOWIE ARVELIAVP & Dir. of Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,375 $0.00 Strike: $20.58 $0.00
Disclosure

SEC source: 0001183084-16-000448 · edgar.xml · derivative · entry 4

BOWIE ARVELIA · CIK 0001384421 · VP & Dir. of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,375 shares

Expires 2017-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 5,500 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · shares: Previously reported as option for 5,500 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 5,500 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · balance_after: Previously reported as option for 5,500 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

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November 10, 2016 Filed Nov 10, 2016 21:43 UTC
BOWIE ARVELIAVP & Dir. of Human Resources
SaleCommon Stock 5,375 $68.95 $370,603.56
Disclosure

SEC source: 0001183084-16-000448 · edgar.xml · nonDerivative · entry 2

BOWIE ARVELIA · CIK 0001384421 · VP & Dir. of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: sales at prices ranging from $68.73 per share to $69.16 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

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November 10, 2016 Filed Nov 10, 2016 21:43 UTC
BOWIE ARVELIAVP & Dir. of Human Resources
Exercise / conversionCommon Stock 5,375 $20.58 $110,629.86
Disclosure

SEC source: 0001183084-16-000448 · edgar.xml · nonDerivative · entry 1

BOWIE ARVELIA · CIK 0001384421 · VP & Dir. of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:52 UTC
SMITH ROGER CExec. Officer of Principal Sub
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,500 $0.00 Strike: $29.59 $0.00
Disclosure

SEC source: 0001183084-16-000452 · edgar.xml · derivative · entry 4

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 22,500 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · balance_after: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

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November 09, 2016 Filed Nov 10, 2016 21:52 UTC
SMITH ROGER CExec. Officer of Principal Sub
SaleCommon Stock 22,500 $66.71 $1,501,076.25
Disclosure

SEC source: 0001183084-16-000452 · edgar.xml · nonDerivative · entry 2

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,063

F1 · price: sales at prices ranging from $66.47 per share to $66.92 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:52 UTC
SMITH ROGER CExec. Officer of Principal Sub
Exercise / conversionCommon Stock 22,500 $29.59 $665,802.00
Disclosure

SEC source: 0001183084-16-000452 · edgar.xml · nonDerivative · entry 1

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:48 UTC
LUTEK BENExec. VP & Chief Actuary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $29.59 $0.00
Disclosure

SEC source: 0001183084-16-000450 · edgar.xml · derivative · entry 4

LUTEK BEN · CIK 0001423566 · Exec. VP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 35,000 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Previously reported as option for 30,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F3 · shares: Previously reported as option for 30,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F3 · derivative.underlying_shares: Previously reported as option for 30,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F3 · balance_after: Previously reported as option for 30,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:48 UTC
LUTEK BENExec. VP & Chief Actuary
SaleCommon Stock 35,000 $66.57 $2,329,971.00
Disclosure

SEC source: 0001183084-16-000450 · edgar.xml · nonDerivative · entry 2

LUTEK BEN · CIK 0001423566 · Exec. VP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

F2 · price: sales at prices ranging from $66.38 per share to $66.68 per share.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:48 UTC
LUTEK BENExec. VP & Chief Actuary
Exercise / conversionCommon Stock 35,000 $29.59 $1,035,692.00
Disclosure

SEC source: 0001183084-16-000450 · edgar.xml · nonDerivative · entry 1

LUTEK BEN · CIK 0001423566 · Exec. VP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:32 UTC
MCCOY CAROL AVP, Assoc. Counsel & Corp. Sec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $20.58 $0.00
Disclosure

SEC source: 0001183084-16-000446 · edgar.xml · derivative · entry 4

MCCOY CAROL A · CIK 0001183084 · VP, Assoc. Counsel & Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 8,000 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · shares: Previously reported as option for 8,000 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 8,000 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · balance_after: Previously reported as option for 8,000 shares at an exercise price of $46.31 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

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November 08, 2016 Filed Nov 9, 2016 19:32 UTC
MCCOY CAROL AVP, Assoc. Counsel & Corp. Sec
SaleCommon Stock 6,000 $64.81 $388,839.00
Disclosure

SEC source: 0001183084-16-000446 · edgar.xml · nonDerivative · entry 2

MCCOY CAROL A · CIK 0001183084 · VP, Assoc. Counsel & Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,274

F1 · price: sales at prices ranging from $64.72 per share to $64.90 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:32 UTC
MCCOY CAROL AVP, Assoc. Counsel & Corp. Sec
Exercise / conversionCommon Stock 6,000 $20.58 $123,493.80
Disclosure

SEC source: 0001183084-16-000446 · edgar.xml · nonDerivative · entry 1

MCCOY CAROL A · CIK 0001183084 · VP, Assoc. Counsel & Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:09 UTC
Rogers John Henry JROfficer of Principal Sub
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0001183084-16-000444 · edgar.xml · derivative · entry 4

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,000 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:09 UTC
Rogers John Henry JROfficer of Principal Sub
SaleCommon Stock 1,000 $64.99 $64,990.00
Disclosure

SEC source: 0001183084-16-000444 · edgar.xml · nonDerivative · entry 2

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.