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GENERAL MILLS INC

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3236
SEC CIK
0000040704
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2018 Filed Sep 27, 2018 20:12 UTC GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000934 · edgardoc.xml · nonDerivative · entry 1

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,059

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:08 UTC GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000933 · edgardoc.xml · nonDerivative · entry 1

SPRUNK ERIC D · CIK 0001237085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,466

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:03 UTC
SASTRE MARIADirector
GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000932 · edgardoc.xml · nonDerivative · entry 1

SASTRE MARIA · CIK 0001071252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 19:59 UTC GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000931 · edgardoc.xml · nonDerivative · entry 1

ODLAND STEPHEN A · CIK 0001136273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,448.9312

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 19:50 UTC
MILLER HEIDIDirector
GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000930 · edgardoc.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,628.6804

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 19:41 UTC
HENRY MARIADirector
GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000929 · edgardoc.xml · nonDerivative · entry 1

HENRY MARIA · CIK 0001241808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,399

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 19:37 UTC GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000928 · edgardoc.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,780.26

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 19:33 UTC GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000927 · edgardoc.xml · nonDerivative · entry 1

Cordani David · CIK 0001318751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,122

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 19:28 UTC GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000926 · edgardoc.xml · nonDerivative · entry 1

CLARK R KERRY · CIK 0001180776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,064

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 19:24 UTC GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000925 · edgardoc.xml · nonDerivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,507.4276

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 18, 2018 Filed Nov 6, 2018 00:17 UTC
Williams-Roll JacquelineChief Human Resources Officer
GiftCommon Stock 5,119 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-005896 · edgardoc.xml · nonDerivative · entry 3

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,839.591

Read SEC document
September 18, 2018 Filed Nov 6, 2018 00:17 UTC
Williams-Roll JacquelineChief Human Resources Officer
GiftCommon Stock 5,119 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-005896 · edgardoc.xml · nonDerivative · entry 1

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,551.9657

Read SEC document
August 26, 2018 Filed Aug 28, 2018 22:08 UTC Tax withholdingCommon Stock 98 $45.75 $4,483.50
Disclosure

SEC source: 0000897101-18-000867 · edgardoc.xml · nonDerivative · entry 2

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,948

Read SEC document
August 26, 2018 Filed Aug 28, 2018 22:08 UTC GrantCommon Stock 409 $45.75 $18,711.75
Disclosure

SEC source: 0000897101-18-000867 · edgardoc.xml · nonDerivative · entry 1

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,046

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 22:05 UTC GrantPhantom Stock · Derivative 437 $45.75 $19,992.75
Disclosure

SEC source: 0000897101-18-000866 · edgardoc.xml · derivative · entry 1

SPRUNK ERIC D · CIK 0001237085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149.329

Underlying: Common Stock · 437 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 22:02 UTC GrantPhantom Stock · Derivative 491 $45.75 $22,463.25
Disclosure

SEC source: 0000897101-18-000865 · edgardoc.xml · derivative · entry 1

ODLAND STEPHEN A · CIK 0001136273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,719.32

Underlying: Common Stock · 491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 21:59 UTC
HENRY MARIADirector
GrantCommon Stock 437 $45.75 $19,992.75
Disclosure

SEC source: 0000897101-18-000864 · edgardoc.xml · nonDerivative · entry 1

HENRY MARIA · CIK 0001241808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,288

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 21:53 UTC GrantPhantom Stock · Derivative 491 $45.75 $22,463.25
Disclosure

SEC source: 0000897101-18-000862 · edgardoc.xml · derivative · entry 1

Boler-Davis Alicia S · CIK 0001677195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872.913

Underlying: Common Stock · 491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 21:56 UTC GrantCommon Stock 546 $45.75 $24,979.50
Disclosure

SEC source: 0000897101-18-000863 · edgardoc.xml · nonDerivative · entry 1

Cordani David · CIK 0001318751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,011

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
August 23, 2018 Filed Mar 15, 2019 21:09 UTC
Mulligan Donal LChief Financial Officer
GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000230 · edgardoc.xml · nonDerivative · entry 1

Mulligan Donal L · CIK 0001406019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,326.0497

Read SEC document
August 20, 2018 Filed Aug 22, 2018 15:48 UTC
SASTRE MARIADirector
PurchaseCommon Stock 1,000 $47.37 $47,370.00
Disclosure

SEC source: 0000897101-18-000833 · edgardoc.xml · nonDerivative · entry 1

SASTRE MARIA · CIK 0001071252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
August 03, 2018 Filed Aug 7, 2018 16:09 UTC
Bruce Kofi AController
SaleCommon Stock 2,200 $47.28 $104,007.20
Disclosure

SEC source: 0000897101-18-000720 · edgardoc.xml · nonDerivative · entry 1

Bruce Kofi A · CIK 0001711382 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,660

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:22 UTC
OGrady Shawn PGroup President
Tax withholdingCommon Stock 4,839 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000709 · ownership.xml · nonDerivative · entry 1

OGrady Shawn P · CIK 0001491022 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,849.3484

Read SEC document
July 31, 2018 Filed Aug 2, 2018 17:29 UTC
MILLER HEIDIDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,204 $0.00 Strike: $34.09 $0.00
Disclosure

SEC source: 0000897101-18-000697 · edgardoc.xml · derivative · entry 3

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,204 shares

Expires 2018-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 17:29 UTC
MILLER HEIDIDirector
SaleCommon Stock 13,204 $45.77 $604,320.67
Disclosure

SEC source: 0000897101-18-000697 · edgardoc.xml · nonDerivative · entry 2

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,091.103

F1 · price: Represents the weighted average of actual sale prices that range from $45.76 to $45.79. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 17:29 UTC
MILLER HEIDIDirector
Exercise / conversionCommon Stock 13,204 $34.09 $450,058.34
Disclosure

SEC source: 0000897101-18-000697 · edgardoc.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,295.103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 16:38 UTC
Allendorf Richard CGeneral Counsel & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,558 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000897101-18-000649 · edgardoc.xml · derivative · entry 4

Allendorf Richard C · CIK 0001634430 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,558 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 16:38 UTC
Allendorf Richard CGeneral Counsel & Secretary
Tax withholdingCommon Stock 3,936 $44.14 $173,746.06
Disclosure

SEC source: 0000897101-18-000649 · edgardoc.xml · nonDerivative · entry 2

Allendorf Richard C · CIK 0001634430 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,668

Read SEC document
July 19, 2018 Filed Jul 20, 2018 16:38 UTC
Allendorf Richard CGeneral Counsel & Secretary
Exercise / conversionCommon Stock 4,558 $31.70 $144,488.60
Disclosure

SEC source: 0000897101-18-000649 · edgardoc.xml · nonDerivative · entry 1

Allendorf Richard C · CIK 0001634430 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 22:32 UTC
Williams-Roll JacquelineChief Human Resources Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,450 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000897101-18-000647 · edgardoc.xml · derivative · entry 4

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,450 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 22:32 UTC
Williams-Roll JacquelineChief Human Resources Officer
SaleCommon Stock 2,450 $43.23 $105,919.38
Disclosure

SEC source: 0000897101-18-000647 · edgardoc.xml · nonDerivative · entry 2

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,624.0655

Read SEC document
July 18, 2018 Filed Jul 19, 2018 22:32 UTC
Williams-Roll JacquelineChief Human Resources Officer
Exercise / conversionCommon Stock 2,450 $31.70 $77,665.00
Disclosure

SEC source: 0000897101-18-000647 · edgardoc.xml · nonDerivative · entry 1

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,074.0655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 21:46 UTC
Erickson Peter CChief Innovation Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 61,514 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000897101-18-000635 · edgardoc.xml · derivative · entry 5

Erickson Peter C · CIK 0001441561 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,514 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 21:46 UTC
Erickson Peter CChief Innovation Officer
SaleCommon Stock 52,854 $44.14 $2,333,123.55
Disclosure

SEC source: 0000897101-18-000635 · edgardoc.xml · nonDerivative · entry 2

Erickson Peter C · CIK 0001441561 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,720.8152

F1 · price: Represents the weighted average of actual sale prices that range from $44.08 to $44.23. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 21:46 UTC
Erickson Peter CChief Innovation Officer
Exercise / conversionCommon Stock 61,514 $31.70 $1,949,993.80
Disclosure

SEC source: 0000897101-18-000635 · edgardoc.xml · nonDerivative · entry 1

Erickson Peter C · CIK 0001441561 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,574.8152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 20:02 UTC
Nudi JonathonGroup President
SaleCommon Stock 5,066 $44.44 $225,154.82
Disclosure

SEC source: 0000897101-18-000626 · edgardoc.xml · nonDerivative · entry 1

Nudi Jonathon · CIK 0001685072 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,653.3217

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:49 UTC
OGrady Shawn PSenior Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,984 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000897101-18-000611 · edgardoc.xml · derivative · entry 8

OGrady Shawn P · CIK 0001491022 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 26,984 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:49 UTC
OGrady Shawn PSenior Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 55,260 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000897101-18-000611 · edgardoc.xml · derivative · entry 7

OGrady Shawn P · CIK 0001491022 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,260 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:49 UTC
OGrady Shawn PSenior Vice President
SaleCommon Stock 26,984 $45.50 $1,227,772.00
Disclosure

SEC source: 0000897101-18-000611 · edgardoc.xml · nonDerivative · entry 4

OGrady Shawn P · CIK 0001491022 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 84,615.7282

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:49 UTC
OGrady Shawn PSenior Vice President
Exercise / conversionCommon Stock 26,984 $31.70 $855,392.80
Disclosure

SEC source: 0000897101-18-000611 · edgardoc.xml · nonDerivative · entry 3

OGrady Shawn P · CIK 0001491022 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 111,599.7282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:49 UTC
OGrady Shawn PSenior Vice President
SaleCommon Stock 55,260 $45.50 $2,514,330.00
Disclosure

SEC source: 0000897101-18-000611 · edgardoc.xml · nonDerivative · entry 2

OGrady Shawn P · CIK 0001491022 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,688.3484

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:49 UTC
OGrady Shawn PSenior Vice President
Exercise / conversionCommon Stock 55,260 $31.70 $1,751,742.00
Disclosure

SEC source: 0000897101-18-000611 · edgardoc.xml · nonDerivative · entry 1

OGrady Shawn P · CIK 0001491022 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,948.3484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:44 UTC
HARMENING JEFFREY LDirector · CEO & Chairman of the Board
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,760 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000897101-18-000609 · edgardoc.xml · derivative · entry 5

HARMENING JEFFREY L · CIK 0001605892 · Director · CEO & Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,760 shares

Expires 2018-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 17:44 UTC
HARMENING JEFFREY LDirector · CEO & Chairman of the Board
Tax withholdingCommon Stock 27,073 $44.68 $1,209,621.64
Disclosure

SEC source: 0000897101-18-000609 · edgardoc.xml · nonDerivative · entry 2

HARMENING JEFFREY L · CIK 0001605892 · Director · CEO & Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,295.177

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June 28, 2018 Filed Jul 2, 2018 17:44 UTC
HARMENING JEFFREY LDirector · CEO & Chairman of the Board
Exercise / conversionCommon Stock 31,760 $31.70 $1,006,792.00
Disclosure

SEC source: 0000897101-18-000609 · edgardoc.xml · nonDerivative · entry 1

HARMENING JEFFREY L · CIK 0001605892 · Director · CEO & Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,368.177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 26, 2018 Filed Jun 28, 2018 22:05 UTC
Williams-Roll JacquelineSenior Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 51,564 $0.00 Strike: $46.06 $0.00
Disclosure

SEC source: 0000897101-18-000600 · edgardoc.xml · derivative · entry 4

Williams-Roll Jacqueline · CIK 0001618567 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,564

Underlying: Common Stock · 51,564 shares

Expires 2028-07-26

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June 26, 2018 Filed Jun 28, 2018 22:05 UTC
Williams-Roll JacquelineSenior Vice President
GrantCommon Stock 2,325 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000600 · edgardoc.xml · nonDerivative · entry 2

Williams-Roll Jacqueline · CIK 0001618567 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,624.0655

F2 · shares: Award of performance stock units that vest on June 30, 2019.

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June 26, 2018 Filed Jun 28, 2018 22:05 UTC
Williams-Roll JacquelineSenior Vice President
GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000600 · edgardoc.xml · nonDerivative · entry 1

Williams-Roll Jacqueline · CIK 0001618567 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,299.0655

F1 · shares: Award of restricted stock units that vest on June 26, 2022.

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June 26, 2018 Filed Jun 28, 2018 22:01 UTC
Quam Bethany C.Group President
GrantNon-Qualified Stock Option (right to buy) · Derivative 60,791 $0.00 Strike: $46.06 $0.00
Disclosure

SEC source: 0000897101-18-000599 · edgardoc.xml · derivative · entry 3

Quam Bethany C. · CIK 0001694798 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,791

Underlying: Common Stock · 60,791 shares

Expires 2028-07-26

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June 26, 2018 Filed Jun 28, 2018 22:01 UTC
Quam Bethany C.Group President
GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000599 · edgardoc.xml · nonDerivative · entry 1

Quam Bethany C. · CIK 0001694798 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,457.22

F1 · shares: Award of restricted stock units that vest on June 26, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.