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GENERAL MILLS INC

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3236
SEC CIK
0000040704
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 24, 2020 22:45 UTC
Williams-Roll JacquelineChief Human Resources Officer
SaleCommon Stock 15,582 $54.90 $855,451.80
Disclosure

SEC source: 0000897101-20-000095 · edgardoc.xml · nonDerivative · entry 2

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,893.9586

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan dated January 02, 2020.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:45 UTC
Williams-Roll JacquelineChief Human Resources Officer
Exercise / conversionCommon Stock 15,582 $37.40 $582,766.80
Disclosure

SEC source: 0000897101-20-000095 · edgardoc.xml · nonDerivative · entry 1

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,475.9586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 22:15 UTC GrantCommon Stock 3,383 $0.00 $0.00
Disclosure

SEC source: 0000897101-20-000042 · edgardoc.xml · nonDerivative · entry 1

Jenkins Jo Ann · CIK 0001751049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,383

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:00 UTC
Benson Jodi JChief Innovation Officer
Tax withholdingCommon Stock 18 $53.56 $964.08
Disclosure

SEC source: 0001387131-20-000071 · edgardoc.xml · nonDerivative · entry 1

Benson Jodi J · CIK 0001748878 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,198.7141

Read SEC document
December 12, 2019 Filed Dec 18, 2019 17:48 UTC
Church John RChief SC & GBS Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-001055 · edgardoc.xml · nonDerivative · entry 1

Church John R · CIK 0001441562 · Chief SC & GBS Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust 2

Disclosed balance after: 26,083

Read SEC document
November 24, 2019 Filed Nov 26, 2019 19:59 UTC Tax withholdingCommon Stock 84 $53.17 $4,466.28
Disclosure

SEC source: 0000897101-19-001041 · edgardoc.xml · nonDerivative · entry 2

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,218

Read SEC document
November 24, 2019 Filed Nov 26, 2019 19:59 UTC GrantCommon Stock 352 $53.17 $18,715.84
Disclosure

SEC source: 0000897101-19-001041 · edgardoc.xml · nonDerivative · entry 1

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,302

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
November 24, 2019 Filed Nov 26, 2019 19:52 UTC GrantPhantom Stock · Derivative 493 $53.17 $26,212.81
Disclosure

SEC source: 0000897101-19-001039 · edgardoc.xml · derivative · entry 1

ODLAND STEPHEN A · CIK 0001136273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,579.16

Underlying: Common Stock · 493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

Read SEC document
November 24, 2019 Filed Nov 26, 2019 19:56 UTC GrantPhantom Stock · Derivative 446 $53.17 $23,713.82
Disclosure

SEC source: 0000897101-19-001040 · edgardoc.xml · derivative · entry 1

SPRUNK ERIC D · CIK 0001237085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,489.686

Underlying: Common Stock · 446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

Read SEC document
November 24, 2019 Filed Nov 26, 2019 19:48 UTC
HENRY MARIADirector
GrantCommon Stock 446 $53.17 $23,713.82
Disclosure

SEC source: 0000897101-19-001037 · edgardoc.xml · nonDerivative · entry 1

HENRY MARIA · CIK 0001241808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
November 24, 2019 Filed Nov 26, 2019 19:44 UTC GrantCommon Stock 470 $53.17 $24,989.90
Disclosure

SEC source: 0000897101-19-001036 · edgardoc.xml · nonDerivative · entry 1

Cordani David · CIK 0001318751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,944

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 19:50 UTC
Bruce Kofi AController
GiftCommon Stock 1,341 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000951 · edgardoc.xml · nonDerivative · entry 1

Bruce Kofi A · CIK 0001711382 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,563.7334

Read SEC document
October 14, 2019 Filed Oct 15, 2019 19:25 UTC
Nudi JonathonGroup President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,951 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0000897101-19-000920 · edgardoc.xml · derivative · entry 3

Nudi Jonathon · CIK 0001685072 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,951 shares

Expires 2020-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 19:25 UTC
Nudi JonathonGroup President
SaleCommon Stock 18,951 $54.52 $1,033,280.53
Disclosure

SEC source: 0000897101-19-000920 · edgardoc.xml · nonDerivative · entry 2

Nudi Jonathon · CIK 0001685072 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,704.5177

F1 · price: Represents the weighted average of actual sale prices that range from $54.345 to $54.5750. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 19:25 UTC
Nudi JonathonGroup President
Exercise / conversionCommon Stock 18,951 $37.40 $708,767.40
Disclosure

SEC source: 0000897101-19-000920 · edgardoc.xml · nonDerivative · entry 1

Nudi Jonathon · CIK 0001685072 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,655.5177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:33 UTC Tax withholdingCommon Stock 874 $54.18 $47,353.32
Disclosure

SEC source: 0000897101-19-000870 · edgardoc.xml · nonDerivative · entry 2

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,950

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:33 UTC GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000870 · edgardoc.xml · nonDerivative · entry 1

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,824

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:30 UTC GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000869 · edgardoc.xml · nonDerivative · entry 1

SPRUNK ERIC D · CIK 0001237085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,788

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:27 UTC
SASTRE MARIADirector
GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000868 · edgardoc.xml · nonDerivative · entry 1

SASTRE MARIA · CIK 0001071252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,433

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:24 UTC GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000867 · edgardoc.xml · nonDerivative · entry 1

ODLAND STEPHEN A · CIK 0001136273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,804.0232

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:21 UTC
NEAL DIANE LDirector
GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000866 · edgardoc.xml · nonDerivative · entry 1

NEAL DIANE L · CIK 0001204999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:18 UTC GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000865 · edgardoc.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,676

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:15 UTC
HENRY MARIADirector
GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000864 · edgardoc.xml · nonDerivative · entry 1

HENRY MARIA · CIK 0001241808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,649

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:12 UTC GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000863 · edgardoc.xml · nonDerivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502.3694

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:08 UTC GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000862 · edgardoc.xml · nonDerivative · entry 1

Cordani David · CIK 0001318751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,474

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 22:05 UTC GrantCommon Stock 3,322 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000861 · edgardoc.xml · nonDerivative · entry 1

CLARK R KERRY · CIK 0001180776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,697

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 18:32 UTC
Bruce Kofi AController
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,582 $0.00 Strike: $37.40 $0.00
Disclosure

SEC source: 0000897101-19-000842 · edgardoc.xml · derivative · entry 4

Bruce Kofi A · CIK 0001711382 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,582 shares

Expires 2020-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 18:32 UTC
Bruce Kofi AController
SaleCommon Stock 15,582 $54.33 $846,496.82
Disclosure

SEC source: 0000897101-19-000842 · edgardoc.xml · nonDerivative · entry 2

Bruce Kofi A · CIK 0001711382 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,904.7334

F1 · price: Represents the weighted average of actual sale prices that range from $54.25000 to $54.40500. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 18:32 UTC
Bruce Kofi AController
Exercise / conversionCommon Stock 15,582 $37.40 $582,766.80
Disclosure

SEC source: 0000897101-19-000842 · edgardoc.xml · nonDerivative · entry 1

Bruce Kofi A · CIK 0001711382 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,486.7334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:34 UTC GrantPhantom Stock · Derivative 413 $54.38 $22,458.94
Disclosure

SEC source: 0001387131-19-006423 · odland_082719.xml · derivative · entry 1

ODLAND STEPHEN A · CIK 0001136273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775.337

Underlying: Common Stock · 413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:33 UTC GrantCommon Stock 459 $54.38 $24,960.42
Disclosure

SEC source: 0001387131-19-006421 · cordani_082719.xml · nonDerivative · entry 1

Cordani David · CIK 0001318751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,152

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:31 UTC
HENRY MARIADirector
GrantCommon Stock 436 $54.38 $23,709.68
Disclosure

SEC source: 0001387131-19-006419 · henry_082719.xml · nonDerivative · entry 1

HENRY MARIA · CIK 0001241808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,327

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:30 UTC GrantPhantom Stock · Derivative 367 $54.38 $19,957.46
Disclosure

SEC source: 0001387131-19-006417 · sprunk_082719.xml · derivative · entry 1

SPRUNK ERIC D · CIK 0001237085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,980.447

Underlying: Common Stock · 367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.exercise_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

F1 · derivative.expiration_date: Each common stock unit represents the right to receive the cash value of one share of General Mills, Inc. common stock. The reporting person deferred the receipt of a cash retainer under the 2017 Stock Compensation Plan into common stock units, which are payable in cash at the end of the deferral period. The reporting person may transfer their common stock unit investment into an alternative investment at any time.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:29 UTC Tax withholdingCommon Stock 82 $54.38 $4,459.16
Disclosure

SEC source: 0001387131-19-006415 · uribe_082719.xml · nonDerivative · entry 2

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,502

Read SEC document
August 25, 2019 Filed Aug 27, 2019 21:29 UTC GrantCommon Stock 344 $54.38 $18,706.72
Disclosure

SEC source: 0001387131-19-006415 · uribe_082719.xml · nonDerivative · entry 1

Uribe Jorge A. · CIK 0001646912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,584

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2017 Stock Compensation Plan.

Read SEC document
August 07, 2019 Filed Aug 14, 2019 20:25 UTC
OGrady Shawn PGroup President
GiftCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000768 · edgardoc.xml · nonDerivative · entry 5

OGrady Shawn P · CIK 0001491022 · Group President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 82,642.8058

Read SEC document
August 07, 2019 Filed Aug 14, 2019 20:25 UTC
OGrady Shawn PGroup President
GiftCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000768 · edgardoc.xml · nonDerivative · entry 4

OGrady Shawn P · CIK 0001491022 · Group President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 83,122.8058

Read SEC document
August 07, 2019 Filed Aug 14, 2019 20:25 UTC
OGrady Shawn PGroup President
GiftCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000768 · edgardoc.xml · nonDerivative · entry 3

OGrady Shawn P · CIK 0001491022 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,902.38

Read SEC document
August 07, 2019 Filed Aug 14, 2019 20:25 UTC
OGrady Shawn PGroup President
GiftCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000768 · edgardoc.xml · nonDerivative · entry 2

OGrady Shawn P · CIK 0001491022 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,192.38

Read SEC document
August 07, 2019 Filed Aug 14, 2019 20:25 UTC
OGrady Shawn PGroup President
GiftCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0000897101-19-000768 · edgardoc.xml · nonDerivative · entry 1

OGrady Shawn P · CIK 0001491022 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,672.38

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:26 UTC
Quam Bethany C.Group President
Tax withholdingCommon Stock 445 $53.12 $23,638.40
Disclosure

SEC source: 0000897101-19-000680 · edgardoc.xml · nonDerivative · entry 1

Quam Bethany C. · CIK 0001694798 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,862.0328

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:33 UTC
Williams-Roll JacquelineChief Human Resources Officer
Tax withholdingCommon Stock 622 $53.12 $33,040.64
Disclosure

SEC source: 0000897101-19-000682 · edgardoc.xml · nonDerivative · entry 1

Williams-Roll Jacqueline · CIK 0001618567 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,200.0993

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:29 UTC
Walker Sean NGroup President
Tax withholdingCommon Stock 527 $53.12 $27,994.24
Disclosure

SEC source: 0000897101-19-000681 · edgardoc.xml · nonDerivative · entry 1

Walker Sean N · CIK 0001765535 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,380.2275

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:19 UTC
Nudi JonathonGroup President
Tax withholdingCommon Stock 524 $53.12 $27,834.88
Disclosure

SEC source: 0000897101-19-000677 · edgardoc.xml · nonDerivative · entry 1

Nudi Jonathon · CIK 0001685072 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,570.7652

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:23 UTC
OGrady Shawn PGroup President
Tax withholdingCommon Stock 754 $53.12 $40,052.48
Disclosure

SEC source: 0000897101-19-000678 · edgardoc.xml · nonDerivative · entry 1

OGrady Shawn P · CIK 0001491022 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,140.67

Read SEC document
July 15, 2019 Filed Jul 17, 2019 18:11 UTC
HARMENING JEFFREY LDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 2,382 $53.12 $126,531.84
Disclosure

SEC source: 0000897101-19-000675 · edgardoc.xml · nonDerivative · entry 1

HARMENING JEFFREY L · CIK 0001605892 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,577.9573

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July 15, 2019 Filed Jul 17, 2019 18:16 UTC
Mulligan Donal LChief Financial Officer
Tax withholdingCommon Stock 2,416 $53.12 $128,337.92
Disclosure

SEC source: 0000897101-19-000676 · edgardoc.xml · nonDerivative · entry 1

Mulligan Donal L · CIK 0001406019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,259.3883

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July 15, 2019 Filed Jul 17, 2019 18:05 UTC
Bruce Kofi AController
Tax withholdingCommon Stock 169 $53.12 $8,977.28
Disclosure

SEC source: 0000897101-19-000673 · edgardoc.xml · nonDerivative · entry 1

Bruce Kofi A · CIK 0001711382 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,897.04

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July 15, 2019 Filed Jul 17, 2019 18:08 UTC
Church John RChief SC & GBS Officer
Tax withholdingCommon Stock 618 $53.12 $32,828.16
Disclosure

SEC source: 0000897101-19-000674 · edgardoc.xml · nonDerivative · entry 1

Church John R · CIK 0001441562 · Chief SC & GBS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,982

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July 15, 2019 Filed Jul 17, 2019 18:01 UTC
Allendorf Richard CGeneral Counsel & Secretary
Tax withholdingCommon Stock 618 $53.12 $32,828.16
Disclosure

SEC source: 0000897101-19-000672 · edgardoc.xml · nonDerivative · entry 1

Allendorf Richard C · CIK 0001634430 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,991

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.