GIC

SEC source: 0001140170-21-000009 · wf-form4_163675463138838.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.15 to $44.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

SEC source: 0001890799-21-000005 · wf-form4_163536942595058.xml · derivative · entry 2

ADINA STORCH · CIK 0001890799 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,956

Underlying: Common Stock · 6,956 shares

Expires 2031-10-25

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on October 25, 2021 pursuant to the 2020 Plan have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary of the grant date.

SEC source: 0001890799-21-000005 · wf-form4_163536942595058.xml · nonDerivative · entry 1

ADINA STORCH · CIK 0001890799 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,223

F1 · security: On October 25, 2021, the reporting person was granted 3,223 restricted stock units pursuant to the Company's 2020 Omnibus Long-Term Incentive Plan (the "2020 Plan") with 25% of the restricted stock units vesting on the first, second, third and fourth anniversary of the grant date.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · derivative · entry 9

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940

Underlying: Common Stock · 1,647 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with 1,647 vesting on the first anniversary date of the grant date; 1,647 vesting on the second anniversary date of the grant date; 1,647 vesting on the third anniversary date of the grant date; and 1,646 vesting on the fourth anniversary date of the grant date

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · derivative · entry 8

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,626

Underlying: Common Stock · 4,543 shares

Expires 2029-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on January 17, 2019 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · nonDerivative · entry 6

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

F4 · price: This transaction was executed in multiple trades at prices ranging from $36.14 to $37.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · nonDerivative · entry 5

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · nonDerivative · entry 4

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · derivative · entry 7

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,169

Underlying: Common Stock · 3,084 shares

Expires 2029-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on January 17, 2019 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · nonDerivative · entry 3

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · nonDerivative · entry 2

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001842801-21-000007 · wf-form4_163122456317288.xml · nonDerivative · entry 1

Hughes Claudia · CIK 0001842801 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 3, 2021

SEC source: 0001881949-21-000004 · wf-form4_163123081636792.xml · nonDerivative · entry 1

Longhito Christopher · CIK 0001881949 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 3, 2021

SEC source: 0001615469-21-000019 · wf-form4_163122960310872.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,316

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.

SEC source: 0001804349-21-000007 · wf-form4_163122482771768.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 3, 2021.

SEC source: 0001689126-21-000007 · wf-form4_163122472101901.xml · nonDerivative · entry 1

Clark Thomas Eugene · CIK 0001689126 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,730

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.

SEC source: 0001140170-21-000007 · wf-form4_163122443326865.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,498

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.

SEC source: 0001764073-21-000007 · wf-form4_163122423052158.xml · nonDerivative · entry 1

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.

SEC source: 0001628280-21-017797 · wf-form4_163035901988014.xml · nonDerivative · entry 1

LINDBLOOM CHAD · CIK 0001241107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

F1 · shares: Represents shares transferred to the reporting person's former spouse, pursuant to the terms of a judgment of divorce. The reporting person no longer reports that he is the beneficial owner of any shares owned by his former spouse.

SEC source: 0001615469-21-000017 · wf-form4_162432326991671.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000017 · wf-form4_162432326991671.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,755

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.10 to $33.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001615469-21-000017 · wf-form4_162432326991671.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-21-011884 · wf-form4_162327036382909.xml · nonDerivative · entry 1

LINDBLOOM CHAD · CIK 0001241107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,818

F1 · security: On June 7, 2021 (the date of the Issuer's 2021 annual meeting of stockholders), the reporting person was granted 1,479 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 7, 2023 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2021 annual meeting of stockholders (rounded up to the nearest whole number of shares).

SEC source: 0001216763-21-000002 · wf-form4_162326997787614.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,728

F1 · security: On June 7, 2021 (the date of the Issuer's 2021 annual meeting of stockholders), the reporting person was granted 1,479 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 7, 2023 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2021 annual meeting of stockholders (rounded up to the nearest whole number of shares).

SEC source: 0001243729-21-000002 · wf-form4_162326934534429.xml · nonDerivative · entry 1

ROSENTHAL ROBERT · CIK 0001243729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,539

F1 · security: On June 7, 2021 (the date of the Issuer's 2021 annual meeting of stockholders), the reporting person was granted 1,479 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 7, 2023 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2021 annual meeting of stockholders (rounded up to the nearest whole number of shares).

SEC source: 0001764067-21-000002 · wf-form4_162326891866823.xml · nonDerivative · entry 1

Pearlman Paul S · CIK 0001764067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,728

F1 · security: On June 7, 2021 (the date of the Issuer's 2021 annual meeting of stockholders), the reporting person was granted 1,479 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 7, 2023 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2021 annual meeting of stockholders (rounded up to the nearest whole number of shares).

SEC source: 0001243716-21-000014 · wf-form4_161775708116965.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · Former Pres, Indtrl Prod Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,749

F2 · shares: Shares surrendered for payment of tax liability incident to vesting of the 2012 Restrictive Award.

SEC source: 0001243716-21-000014 · wf-form4_161775708116965.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · Former Pres, Indtrl Prod Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,198

F1 · shares: Shares of common stock issued upon vesting of restricted stock units in accordance with the terms of a Restricted Stock Unit award originally granted on March 1, 2012 (the "2012 Restrictive Award").

SEC source: 0001615469-21-000014 · wf-form4_161653142109635.xml · derivative · entry 4

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,969 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000014 · wf-form4_161653142109635.xml · nonDerivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,755

SEC source: 0001615469-21-000014 · wf-form4_161653142109635.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001615469-21-000014 · wf-form4_161653142109635.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · derivative · entry 7

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,969

Underlying: Common Stock · 6,708 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · nonDerivative · entry 5

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · nonDerivative · entry 4

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · derivative · entry 6

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,677

Underlying: Common Stock · 292 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · nonDerivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

SEC source: 0001615469-21-000012 · wf-form4_161601623095907.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001243716-21-000012 · wf-form4_161601388601023.xml · derivative · entry 3

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,088

Underlying: Common Stock · 10,000 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on December 14, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001243716-21-000012 · wf-form4_161601388601023.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,198

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.75 to $38.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The amount of non-derivative securities beneficially owned following the reported transactions is 91,198, which includes 5,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 86,198 shares of common stock.

SEC source: 0001243716-21-000012 · wf-form4_161601388601023.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · nonDerivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · derivative · entry 4

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,969

Underlying: Common Stock · 2,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000010 · wf-form4_161584147598019.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,835

SEC source: 0001615469-21-000008 · wf-form4_161550139987934.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,969

Underlying: Common Stock · 1,702 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001615469-21-000008 · wf-form4_161550139987934.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.25 to $37.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001615469-21-000008 · wf-form4_161550139987934.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001804349-21-000004 · wf-form4_161550060729867.xml · derivative · entry 3

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

Underlying: Common Stock · 1,981 shares

Expires 2030-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 24, 2020 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.