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Nasdaq · USD

GH

Guardant Health, Inc.

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3238
SEC CIK
0001576280
Parsed reports
867

Last 12 months

Inside the activity.

1 purchase rows · 142 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025048
Jan 202606
Feb 202600
Mar 202606
Apr 202602
May 2026024
Jun 2026126
Jul 202601
Aug 2026017
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2020 Filed Sep 10, 2020 21:24 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 9,146 $4.18 $38,230.28
Disclosure

SEC source: 0001628280-20-013454 · wf-form4_159977306538883.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:20 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 1,733 $95.82 $166,055.71
Disclosure

SEC source: 0001628280-20-013342 · wf-form4_159925444154752.xml · nonDerivative · entry 5

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614,532

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $95.80 to $95.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:20 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 28,267 $95.30 $2,693,980.78
Disclosure

SEC source: 0001628280-20-013342 · wf-form4_159925444154752.xml · nonDerivative · entry 4

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616,265

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $94.80 to $95.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:20 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 16,967 $94.10 $1,596,548.89
Disclosure

SEC source: 0001628280-20-013342 · wf-form4_159925444154752.xml · nonDerivative · entry 3

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644,532

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $93.70 to $94.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:20 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 19,477 $93.23 $1,815,809.55
Disclosure

SEC source: 0001628280-20-013342 · wf-form4_159925444154752.xml · nonDerivative · entry 2

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661,499

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $92.70 to $93.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:20 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 8,556 $92.17 $788,566.31
Disclosure

SEC source: 0001628280-20-013342 · wf-form4_159925444154752.xml · nonDerivative · entry 1

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680,976

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $91.70 to $92.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 60 $96.08 $5,764.80
Disclosure

SEC source: 0001628280-20-013293 · wf-form4_159916758358348.xml · nonDerivative · entry 4

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,373

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 2,902 $95.49 $277,119.53
Disclosure

SEC source: 0001628280-20-013293 · wf-form4_159916758358348.xml · nonDerivative · entry 3

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $95.08 to $96.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 4,778 $94.33 $450,707.31
Disclosure

SEC source: 0001628280-20-013293 · wf-form4_159916758358348.xml · nonDerivative · entry 2

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $94.06 to $95.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 22,360 $93.64 $2,093,861.95
Disclosure

SEC source: 0001628280-20-013293 · wf-form4_159916758358348.xml · nonDerivative · entry 1

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,113

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $93.05 to $94.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,306 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · derivative · entry 8

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,445

Underlying: COMMON STOCK · 2,306 shares

Expires 2028-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on August 22, 2018.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 7,686 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · derivative · entry 7

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 7,686 shares

Expires 2026-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the options on July 18, 2017, thereafter vests in equal monthly installments over 36 months.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 440 $96.05 $42,260.64
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · nonDerivative · entry 6

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,473

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $95.75 to $96.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 3,795 $95.02 $360,582.68
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · nonDerivative · entry 5

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,913

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $94.72 to $95.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 3,554 $94.34 $335,292.89
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · nonDerivative · entry 4

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,708

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $93.71 to $94.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 2,203 $93.04 $204,966.24
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · nonDerivative · entry 3

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,262

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $92.66 to $93.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionCOMMON STOCK 2,306 $8.80 $20,292.80
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · nonDerivative · entry 2

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:57 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionCOMMON STOCK 7,686 $3.63 $27,900.18
Disclosure

SEC source: 0001628280-20-013066 · wf-form4_159847544480654.xml · nonDerivative · entry 1

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 2,860 $89.38 $255,634.24
Disclosure

SEC source: 0001628280-20-012889 · wf-form4_159787301624357.xml · nonDerivative · entry 5

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,473

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $89.10 to $89.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 8,673 $88.55 $767,968.13
Disclosure

SEC source: 0001628280-20-012889 · wf-form4_159787301624357.xml · nonDerivative · entry 4

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,333

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $88.10 to $89.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 6,218 $87.38 $543,334.44
Disclosure

SEC source: 0001628280-20-012889 · wf-form4_159787301624357.xml · nonDerivative · entry 3

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,006

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $87.085 to $88.065, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 6,136 $86.72 $532,129.87
Disclosure

SEC source: 0001628280-20-012889 · wf-form4_159787301624357.xml · nonDerivative · entry 2

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,224

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $86.07 to $87.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 1,113 $85.30 $94,938.79
Disclosure

SEC source: 0001628280-20-012889 · wf-form4_159787301624357.xml · nonDerivative · entry 1

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,360

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $84.92 to $85.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
Kaul SamirDirector
SaleCOMMON STOCK 500 $89.44 $44,717.50
Disclosure

SEC source: 0001628280-20-012890 · wf-form4_159787303348486.xml · nonDerivative · entry 5

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 71,943

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $89.32 to $89.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
Kaul SamirDirector
SaleCOMMON STOCK 2,277 $88.71 $201,985.61
Disclosure

SEC source: 0001628280-20-012890 · wf-form4_159787303348486.xml · nonDerivative · entry 4

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 72,443

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $88.30 to $89.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
Kaul SamirDirector
SaleCOMMON STOCK 2,422 $87.86 $212,806.61
Disclosure

SEC source: 0001628280-20-012890 · wf-form4_159787303348486.xml · nonDerivative · entry 3

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 74,720

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $87.28 to $88.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
Kaul SamirDirector
SaleCOMMON STOCK 4,501 $86.82 $390,783.57
Disclosure

SEC source: 0001628280-20-012890 · wf-form4_159787303348486.xml · nonDerivative · entry 2

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 77,142

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $86.25 to $87.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:37 UTC
Kaul SamirDirector
SaleCOMMON STOCK 300 $85.18 $25,554.99
Disclosure

SEC source: 0001628280-20-012890 · wf-form4_159787303348486.xml · nonDerivative · entry 1

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 81,643

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $85.00 to $85.275, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 17:06 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 5,000 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001628280-20-012536 · wf-form4_159726635484290.xml · derivative · entry 3

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,833

Underlying: COMMON STOCK · 5,000 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on May 10, 2018.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 17:06 UTC SaleCOMMON STOCK 5,000 $87.00 $435,000.00
Disclosure

SEC source: 0001628280-20-012536 · wf-form4_159726635484290.xml · nonDerivative · entry 2

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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August 10, 2020 Filed Aug 12, 2020 17:06 UTC Exercise / conversionCOMMON STOCK 5,000 $5.94 $29,700.00
Disclosure

SEC source: 0001628280-20-012536 · wf-form4_159726635484290.xml · nonDerivative · entry 1

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 04, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 15,000 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · derivative · entry 11

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,505

Underlying: COMMON STOCK · 15,000 shares

Expires 2022-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

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August 04, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 1,010 $85.98 $86,842.53
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 8

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689,532

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $85.35 to $86.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 04, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 3,800 $84.51 $321,148.26
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 7

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690,542

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $84.34 to $85.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 04, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 10,190 $83.89 $854,885.97
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 6

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694,342

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $83.34 to $84.315, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 04, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
Exercise / conversionCOMMON STOCK 15,000 $4.18 $62,700.00
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 5

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,704,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 60,000 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · derivative · entry 10

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,505

Underlying: COMMON STOCK · 60,000 shares

Expires 2022-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

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August 03, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 11,939 $86.76 $1,035,784.66
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 4

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689,532

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $86.57 to $87.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 03, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 43,164 $86.24 $3,722,415.88
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 3

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701,471

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $85.57 to $86.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 03, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 4,897 $85.27 $417,567.68
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 2

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744,635

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $84.57 to $85.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:55 UTC
Talasaz AmirAliDirector · Chairman, President and COO
Exercise / conversionCOMMON STOCK 60,000 $4.18 $250,800.00
Disclosure

SEC source: 0001628280-20-011826 · wf-form4_159666092811461.xml · nonDerivative · entry 1

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 17:37 UTC
BERTOCCI DEREK AChief Financial Officer
Tax withholdingCOMMON STOCK 714 $85.18 $60,818.52
Disclosure

SEC source: 0001628280-20-011672 · wf-form4_159657691434093.xml · nonDerivative · entry 1

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,473

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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July 22, 2020 Filed Jul 24, 2020 21:21 UTC
Saia John G.See Remarks
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 24,824 $0.00 Strike: $82.83 $0.00
Disclosure

SEC source: 0001628280-20-010609 · wf-form4_159562568781342.xml · derivative · entry 2

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,824

Underlying: COMMON STOCK · 24,824 shares

Expires 2030-07-21

F1 · derivative.exercise_date: The stock option vests as to 25% of the shares subject to such award on April 15, 2021, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of April 15, 2021, during the three-year period thereafter.

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July 22, 2020 Filed Jul 24, 2020 21:21 UTC
Saia John G.See Remarks
GrantCOMMON STOCK 12,412 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-010609 · wf-form4_159562568781342.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,412

Read SEC document
July 10, 2020 Filed Jul 14, 2020 17:00 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 6,000 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001628280-20-010323 · wf-form4_159476040619720.xml · derivative · entry 3

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,833

Underlying: COMMON STOCK · 6,000 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on May 10, 2018.

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July 10, 2020 Filed Jul 14, 2020 17:00 UTC SaleCOMMON STOCK 6,000 $86.66 $519,960.00
Disclosure

SEC source: 0001628280-20-010323 · wf-form4_159476040619720.xml · nonDerivative · entry 2

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 17:00 UTC Exercise / conversionCOMMON STOCK 6,000 $5.94 $35,640.00
Disclosure

SEC source: 0001628280-20-010323 · wf-form4_159476040619720.xml · nonDerivative · entry 1

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 00:12 UTC
Talasaz AmirAliDirector · Chairman, President and COO
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 20,108 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-010229 · wf-form4_159408074472014.xml · derivative · entry 10

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,505

Underlying: COMMON STOCK · 20,108 shares

Expires 2022-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 00:12 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 5,108 $84.40 $431,115.20
Disclosure

SEC source: 0001628280-20-010229 · wf-form4_159408074472014.xml · nonDerivative · entry 7

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689,532

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 00:12 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 15,000 $83.99 $1,259,886.00
Disclosure

SEC source: 0001628280-20-010229 · wf-form4_159408074472014.xml · nonDerivative · entry 6

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694,640

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $83.40 to $84.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.