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Nasdaq · USD

GH

Guardant Health, Inc.

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3238
SEC CIK
0001576280
Parsed reports
867

Last 12 months

Inside the activity.

1 purchase rows · 142 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025048
Jan 202606
Feb 202600
Mar 202606
Apr 202602
May 2026024
Jun 2026126
Jul 202601
Aug 2026017
Sep 202608
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2020 Filed Oct 20, 2020 16:20 UTC
Kaul SamirDirector
SaleCOMMON STOCK 5,210 $101.29 $527,699.02
Disclosure

SEC source: 0001628280-20-014611 · wf-form4_160322522035357.xml · nonDerivative · entry 1

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,733

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $100.82 to $101.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 16:48 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 5,000 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001628280-20-014476 · wf-form4_160270849641841.xml · derivative · entry 3

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,833

Underlying: COMMON STOCK · 5,000 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on May 10, 2018.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 16:48 UTC SaleCOMMON STOCK 5,000 $109.37 $546,850.00
Disclosure

SEC source: 0001628280-20-014476 · wf-form4_160270849641841.xml · nonDerivative · entry 2

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 16:48 UTC Exercise / conversionCOMMON STOCK 5,000 $5.94 $29,700.00
Disclosure

SEC source: 0001628280-20-014476 · wf-form4_160270849641841.xml · nonDerivative · entry 1

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 18:40 UTC SaleCommon Stock 7,000,000 $101.08 $707,574,000.00
Disclosure

SEC source: 0000899243-20-028065 · doc4.xml · nonDerivative · entry 1

SVF Bluebird (Cayman) Ltd · CIK 0001782391 · 10% owner

SVF Enterprise (Cayman) Ltd · CIK 0001782460 · 10% owner

SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner

SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner

SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,037,960

F1 · ownership.nature: These securities are held of record by SVF Bluebird (Cayman) Limited, which is a subsidiary of SVF Enterprise (Cayman) Limited. SVF Enterprise (Cayman) Limited is a subsidiary of SVF Endurance (Cayman) Limited. SVF Endurance (Cayman) Limited is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager, or AIFM, of SoftBank Vision Fund (AIV M1) L.P., and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. (continued to Fn. 2)

F2 · ownership.nature: (Continued from Fn.1) As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s Investments. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that any reporting person is the beneficial owner of such shares for purposes of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 00:55 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,690 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-014318 · wf-form4_160194570958821.xml · derivative · entry 6

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,070

Underlying: COMMON STOCK · 2,690 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on January 3, 2017.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 00:55 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 2,690 $108.50 $291,865.00
Disclosure

SEC source: 0001628280-20-014318 · wf-form4_160194570958821.xml · nonDerivative · entry 4

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 00:55 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 2,690 $4.18 $11,244.20
Disclosure

SEC source: 0001628280-20-014318 · wf-form4_160194570958821.xml · nonDerivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 21:01 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 30,880 $111.09 $3,430,585.81
Disclosure

SEC source: 0001628280-20-013978 · wf-form4_160141327473559.xml · nonDerivative · entry 2

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539,532

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $111.00 to $111.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 21:01 UTC
Talasaz AmirAliDirector · Chairman, President and COO
SaleCOMMON STOCK 44,120 $110.44 $4,872,789.28
Disclosure

SEC source: 0001628280-20-013978 · wf-form4_160141327473559.xml · nonDerivative · entry 1

Talasaz AmirAli · CIK 0001753159 · Director · Chairman, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570,412

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $110.00 to $110.995, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 25, 2020 Filed Oct 6, 2020 00:55 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 538 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-014318 · wf-form4_160194570958821.xml · derivative · entry 5

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,994

Underlying: COMMON STOCK · 538 shares

Expires 2027-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.

Read SEC document
September 25, 2020 Filed Oct 6, 2020 00:55 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 538 $106.24 $57,157.12
Disclosure

SEC source: 0001628280-20-014318 · wf-form4_160194570958821.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 25, 2020 Filed Oct 6, 2020 00:55 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 538 $4.18 $2,248.84
Disclosure

SEC source: 0001628280-20-014318 · wf-form4_160194570958821.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:39 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 13,630 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-013837 · wf-form4_160080716795736.xml · derivative · entry 7

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,458

Underlying: COMMON STOCK · 13,630 shares

Expires 2022-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:39 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 21,078 $103.00 $2,171,034.00
Disclosure

SEC source: 0001628280-20-013837 · wf-form4_160080716795736.xml · nonDerivative · entry 5

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819,530

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:39 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 17,709 $102.53 $1,815,716.17
Disclosure

SEC source: 0001628280-20-013837 · wf-form4_160080716795736.xml · nonDerivative · entry 4

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840,608

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $102.00 to $102.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:39 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 13,834 $101.55 $1,404,870.37
Disclosure

SEC source: 0001628280-20-013837 · wf-form4_160080716795736.xml · nonDerivative · entry 3

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,858,317

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $101.00 to $101.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:39 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 12,801 $100.57 $1,287,441.37
Disclosure

SEC source: 0001628280-20-013837 · wf-form4_160080716795736.xml · nonDerivative · entry 2

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872,151

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $100.00 to $100.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 20:39 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionCOMMON STOCK 13,630 $4.18 $56,973.40
Disclosure

SEC source: 0001628280-20-013837 · wf-form4_160080716795736.xml · nonDerivative · entry 1

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,884,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 42,921 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · derivative · entry 19

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,088

Underlying: COMMON STOCK · 42,921 shares

Expires 2022-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 48 $102.82 $4,935.36
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 15

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871,322

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F13 · balance_after: Includes shares previously reported as indirectly held by the Helmy A. Eltoukhy Revocable Trust.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 9,728 $102.10 $993,221.02
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 14

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871,370

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F12 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $101.71 to $102.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 111,591 $100.94 $11,264,397.27
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 13

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881,098

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F11 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $100.71 to $101.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 76,084 $100.02 $7,610,256.45
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 12

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992,689

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F10 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $99.71 to $100.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 8,570 $99.16 $849,826.05
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 11

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,068,773

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $98.71 to $99.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionCOMMON STOCK 42,921 $4.18 $179,409.78
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 10

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 17:18 UTC
Kaul SamirDirector
SaleCOMMON STOCK 1,200 $102.26 $122,714.76
Disclosure

SEC source: 0001628280-20-013792 · wf-form4_160072307507433.xml · nonDerivative · entry 4

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 61,943

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $101.83 to $102.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 17:18 UTC
Kaul SamirDirector
SaleCOMMON STOCK 4,514 $101.14 $456,566.27
Disclosure

SEC source: 0001628280-20-013792 · wf-form4_160072307507433.xml · nonDerivative · entry 3

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 63,143

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $100.80 to $101.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 17:18 UTC
Kaul SamirDirector
SaleCOMMON STOCK 3,286 $100.35 $329,757.33
Disclosure

SEC source: 0001628280-20-013792 · wf-form4_160072307507433.xml · nonDerivative · entry 2

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,657

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $99.80 to $100.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 17:18 UTC
Kaul SamirDirector
SaleCOMMON STOCK 1,000 $99.23 $99,226.00
Disclosure

SEC source: 0001628280-20-013792 · wf-form4_160072307507433.xml · nonDerivative · entry 1

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 70,943

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $98.80 to $99.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 45,523 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · derivative · entry 18

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,009

Underlying: COMMON STOCK · 45,523 shares

Expires 2022-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

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September 16, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 23,147 $104.61 $2,421,507.20
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 9

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034,422

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $104.47 to $105.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 16, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 152,011 $104.07 $15,819,222.33
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 8

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,057,569

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $103.47 to $104.465, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 16, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 43,351 $103.05 $4,467,203.50
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 7

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,209,580

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $102.475 to $103.465, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionCOMMON STOCK 45,523 $4.18 $190,286.14
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 6

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 22,926 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · derivative · entry 17

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,532

Underlying: COMMON STOCK · 22,926 shares

Expires 2022-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 683 $104.79 $71,569.79
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 5

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207,408

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $104.73 to $104.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 42,106 $104.04 $4,380,645.08
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 4

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208,091

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $103.70 to $104.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 29,785 $103.30 $3,076,653.49
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 3

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250,197

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $102.70 to $103.695, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 37,474 $102.21 $3,830,195.06
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 2

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,279,982

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $101.70 to $102.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
Exercise / conversionCOMMON STOCK 22,926 $4.18 $95,830.68
Disclosure

SEC source: 0001628280-20-013721 · wf-form4_160039142031045.xml · nonDerivative · entry 1

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Dec 18, 2020 00:23 UTC
Saia John G.See Remarks
GrantCOMMON STOCK 3,491 $0.00 $0.00
Disclosure

SEC source: 0001576280-20-000004 · wf-form4_160825100741956.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,903

Read SEC document
September 10, 2020 Filed Sep 14, 2020 17:06 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 5,000 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001628280-20-013562 · wf-form4_160011758253472.xml · derivative · entry 3

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,833

Underlying: COMMON STOCK · 5,000 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on May 10, 2018.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 17:06 UTC SaleCOMMON STOCK 5,000 $94.22 $471,100.00
Disclosure

SEC source: 0001628280-20-013562 · wf-form4_160011758253472.xml · nonDerivative · entry 2

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 17:06 UTC Exercise / conversionCOMMON STOCK 5,000 $5.94 $29,700.00
Disclosure

SEC source: 0001628280-20-013562 · wf-form4_160011758253472.xml · nonDerivative · entry 1

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 1,076 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-013454 · wf-form4_159977306538883.xml · derivative · entry 6

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,532

Underlying: COMMON STOCK · 1,076 shares

Expires 2027-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 8,070 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-013454 · wf-form4_159977306538883.xml · derivative · entry 5

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,760

Underlying: COMMON STOCK · 8,070 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on January 3, 2017.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 1,136 $90.54 $102,852.76
Disclosure

SEC source: 0001628280-20-013454 · wf-form4_159977306538883.xml · nonDerivative · entry 4

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $90.22 to $90.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 2,747 $89.78 $246,612.20
Disclosure

SEC source: 0001628280-20-013454 · wf-form4_159977306538883.xml · nonDerivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,779

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $89.185 to $90.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:24 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 5,263 $88.69 $466,781.79
Disclosure

SEC source: 0001628280-20-013454 · wf-form4_159977306538883.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,526

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $88.18 to $89.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.