Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2020 Filed Jun 9, 2020 22:11 UTC |
EASTHAM KARINDirector
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0000886744-20-000048 · edgar.xml · derivative · entry 1 EASTHAM KARIN · CIK 0001231845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:11 UTC |
Bir Dawn CarterDirector
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0000886744-20-000047 · edgar.xml · derivative · entry 1 Bir Dawn Carter · CIK 0001688712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:17 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 6,039 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-20-000030 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,001 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 3/31/20 of $1.19 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 3/31/20 of $1.19 per share. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:06 UTC |
Rizo AleksandraEVP, Chief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 291,375 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0000886744-20-000015 · edgar.xml · derivative · entry 1 Rizo Aleksandra · CIK 0001766210 · EVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,375 Underlying: Common Stock · 291,375 shares Expires 2030-02-11 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 12, 2020, provided the optionee continues to provide services to the Company. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:38 UTC |
Bloom Olivia KyusukEVP, Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 291,375 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0000886744-20-000027 · edgar.xml · derivative · entry 1 Bloom Olivia Kyusuk · CIK 0001501545 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,375 Underlying: Common Stock · 291,375 shares Expires 2030-02-11 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 12, 2020, provided the optionee continues to provide services to the Company. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:38 UTC |
SCARLETT JOHN ADirector · Chairman, President and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 582,750 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0000886744-20-000026 · edgar.xml · derivative · entry 1 SCARLETT JOHN A · CIK 0001270928 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,750 Underlying: Common Stock · 582,750 shares Expires 2030-02-11 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 12, 2020 provided the optionee continues to provide services to the Company. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:08 UTC |
ROSENFIELD STEPHENEVP, Chief Legal Off & Sec
|
GrantEmployee Stock Option (right to buy) · Derivative | 291,375 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0000886744-20-000018 · edgar.xml · derivative · entry 1 ROSENFIELD STEPHEN · CIK 0001238623 · EVP, Chief Legal Off & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,375 Underlying: Common Stock · 291,375 shares Expires 2030-02-11 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 12, 2020 provided the optionee continues to provide services to the Company. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:07 UTC |
BEHRS MELISSA KELLYEVP, Chief Business Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 291,375 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0000886744-20-000017 · edgar.xml · derivative · entry 1 BEHRS MELISSA KELLY · CIK 0001187032 · EVP, Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,375 Underlying: Common Stock · 291,375 shares Expires 2030-02-11 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 12, 2020, provided the optionee continues to provide services to the Company. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:06 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 291,375 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0000886744-20-000016 · edgar.xml · derivative · entry 1 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,375 Underlying: Comon Stock · 291,375 shares Expires 2030-02-11 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 12, 2020, provided the optionee continues to provide services to the Company. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 02:10 UTC |
O'Farrell Elizabeth G.Director
|
PurchaseCommon Stock | 2,200 | $1.34 | $2,948.00 |
DisclosureSEC source: 0000886744-20-000008 · edgar.xml · nonDerivative · entry 2 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,200 Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 02:10 UTC |
O'Farrell Elizabeth G.Director
|
PurchaseCommon Stock | 800 | $1.35 | $1,080.00 |
DisclosureSEC source: 0000886744-20-000008 · edgar.xml · nonDerivative · entry 1 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 19:26 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 5,284 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-20-000004 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,962 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 12/31/19 of $1.36 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 12/31/19 of $1.36 per share. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:22 UTC |
Kapur AnilEVP, Corp Strategy & CCO
|
GrantEmployee Stock Option (right to buy) · Derivative | 700,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0000886744-19-000076 · edgar.xml · derivative · entry 1 Kapur Anil · CIK 0001730703 · EVP, Corp Strategy & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2029-12-01 F1 · derivative.exercise_date: This option vests as follows: 87,500 shares on June 2, 2020, the remaining 612,500 shares in a series of 42 equal monthly installments commencing June 2, 2020, provided the optionee continues to provide services to the Company. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 00:08 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 5,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-19-000070 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,678 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 9/30/19 of $1.33 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 9/30/19 of $1.33 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 9/30/19 of $1.33 per share. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 23:07 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 5,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-19-000067 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,274 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 6/28/19 of $1.41 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 6/28/19 of $1.41 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 6/28/19 of $1.41 per share. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 23:24 UTC |
Molineaux SusanDirector
|
GrantStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0000886744-19-000063 · edgar.xml · derivative · entry 1 Molineaux Susan · CIK 0001553389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-06-05 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 23:25 UTC |
Spiegel Robert J.Director
|
GrantStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0000886744-19-000065 · edgar.xml · derivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-06-05 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 23:24 UTC |
O'Farrell Elizabeth G.Director
|
GrantStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0000886744-19-000064 · edgar.xml · derivative · entry 1 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-06-05 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 23:23 UTC |
LAWLIS V BRYANDirector
|
GrantStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0000886744-19-000062 · edgar.xml · derivative · entry 1 LAWLIS V BRYAN · CIK 0001247681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-06-05 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 23:22 UTC |
EASTHAM KARINDirector
|
GrantStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0000886744-19-000061 · edgar.xml · derivative · entry 1 EASTHAM KARIN · CIK 0001231845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-06-05 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 23:18 UTC |
Bir Dawn CarterDirector
|
GrantSrock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0000886744-19-000060 · edgar.xml · derivative · entry 1 Bir Dawn Carter · CIK 0001688712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-06-05 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 23:45 UTC |
BEHRS MELISSA KELLYEVP, Chief Business Officer
|
SaleCommon Stock | 120,635 | $2.00 | $241,270.00 |
DisclosureSEC source: 0000886744-19-000050 · edgar.xml · nonDerivative · entry 1 BEHRS MELISSA KELLY · CIK 0001187032 · EVP, Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 23:55 UTC |
BRADBURY DANIELDirector
|
GrantCommmon Stock | 9,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-19-000047 · edgar.xml · nonDerivative · entry 1 BRADBURY DANIEL · CIK 0001236397 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 51,323 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 29, 2019 of $1.66 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 29, 2019 of $1.66 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 29, 2019 of $1.66 per share. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 23:56 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-19-000048 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,177 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 29, 2019 of $1.66 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 29, 2019 of $1.66 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 29, 2019 of $1.66 per share. Read SEC document |
| March 26, 2019 Filed Mar 29, 2019 00:24 UTC |
O'Farrell Elizabeth G.Director
|
GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0000886744-19-000042 · edgar.xml · derivative · entry 1 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2029-03-25 F1 · derivative.exercise_date: This option vests in a series of three equal consecutive annual installments commencing from March 26, 2019, subject to the non-employee director providing continuous service to the Company through each vesting date. Read SEC document |
| March 26, 2019 Filed Mar 29, 2019 00:23 UTC |
Bir Dawn CarterDirector
|
GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0000886744-19-000041 · edgar.xml · derivative · entry 1 Bir Dawn Carter · CIK 0001688712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2029-03-25 F1 · derivative.exercise_date: This option vests in a series of three equal consecutive annual installments commencing from March 26, 2019, subject to the non-employee director providing continuous service to the Company through each vesting date. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 23:58 UTC |
SCARLETT JOHN ADirector · President, CEO and Chairman
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,050,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0000886744-19-000022 · edgar.xml · derivative · entry 1 SCARLETT JOHN A · CIK 0001270928 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 Underlying: Common Stock · 1,050,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing January 30, 2019 provided the optionee continues to provide services to the Company. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 23:45 UTC |
ROSENFIELD STEPHENEVP, Chief Legal Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0000886744-19-000021 · edgar.xml · derivative · entry 1 ROSENFIELD STEPHEN · CIK 0001238623 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing January 30, 2019 provided the optionee continues to provide services to the Company. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 23:37 UTC |
Rizo AleksandraEVP, Chief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0000886744-19-000020 · edgar.xml · derivative · entry 1 Rizo Aleksandra · CIK 0001766210 · EVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: This option vests as follows: 93,750 shares on July 30, 2019, the remaining 656,250 shares in a series of 42 equal monthly installments commencing July 30, 2019, provided the optionee continues to provide services to the Company. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 23:27 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0000886744-19-000019 · edgar.xml · derivative · entry 1 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing January 30, 2019 provided the optionee continues to provide services to the Company. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 23:23 UTC |
Bloom Olivia KyusukEVP, Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0000886744-19-000018 · edgar.xml · derivative · entry 1 Bloom Olivia Kyusuk · CIK 0001501545 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing January 30, 2019 provided the optionee continues to provide services to the Company. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 23:19 UTC |
BEHRS MELISSA KELLYEVP Chief Business Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0000886744-19-000017 · edgar.xml · derivative · entry 1 BEHRS MELISSA KELLY · CIK 0001187032 · EVP Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing January 30, 2019 provided the optionee continues to provide services to the Company. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 00:28 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 7,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-19-000006 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,848 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 00:23 UTC |
Molineaux SusanDirector
|
GrantCommon Stock | 13,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-19-000005 · edgar.xml · nonDerivative · entry 1 Molineaux Susan · CIK 0001553389 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 107,980 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 00:18 UTC |
BRADBURY DANIELDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-19-000004 · edgar.xml · nonDerivative · entry 1 BRADBURY DANIEL · CIK 0001236397 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 42,287 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on December 31, 2018 of $1.00 per share. Read SEC document |
| September 28, 2018 Filed Sep 29, 2018 00:05 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 4,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-18-000054 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,660 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. Read SEC document |
| September 28, 2018 Filed Sep 29, 2018 00:03 UTC |
Molineaux SusanDirector
|
GrantCommon Stock | 7,457 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-18-000053 · edgar.xml · nonDerivative · entry 1 Molineaux Susan · CIK 0001553389 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 94,855 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. Read SEC document |
| September 28, 2018 Filed Sep 29, 2018 00:00 UTC |
BRADBURY DANIELDirector
|
GrantCommon Stock | 8,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-18-000052 · edgar.xml · nonDerivative · entry 1 BRADBURY DANIEL · CIK 0001236397 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 27,287 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. F1 · shares: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 28, 2018 of $1.76 per share. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.94 | $0.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · derivative · entry 18 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2024-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. F2 · derivative.exercise_date: Option was fully vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · derivative · entry 17 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2023-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. F2 · derivative.exercise_date: Option was fully vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · derivative · entry 16 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. F2 · derivative.exercise_date: Option was fully vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · derivative · entry 15 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. F2 · derivative.exercise_date: Option was fully vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · derivative · entry 14 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. F2 · derivative.exercise_date: Option was fully vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $5.29 | $0.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · derivative · entry 13 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2020-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. F2 · derivative.exercise_date: Option was fully vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
SaleCommon Stock | 35,000 | $6.85 | $239,750.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · nonDerivative · entry 12 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,576 F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionCommon Stock | 35,000 | $1.94 | $67,900.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · nonDerivative · entry 11 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
SaleCommon Stock | 35,000 | $6.85 | $239,750.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · nonDerivative · entry 10 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,576 F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionCommon Stock | 35,000 | $1.10 | $38,500.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · nonDerivative · entry 9 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
SaleCommon Stock | 35,000 | $6.85 | $239,750.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · nonDerivative · entry 8 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,576 F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 01:28 UTC |
Spiegel Robert J.Director
|
Exercise / conversionCommon Stock | 35,000 | $1.41 | $49,350.00 |
DisclosureSEC source: 0000886744-18-000048 · edgar.xml · nonDerivative · entry 7 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 18, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.