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NYSE · USD

GE

GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
SaleCommon Stock 5,300 $28.79 $152,587.00
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 8

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,242

Read SEC document
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
SaleCommon Stock 16,200 $28.78 $466,236.00
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 7

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,542

Read SEC document
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
SaleCommon Stock 7,900 $28.77 $227,283.00
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 6

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,742

Read SEC document
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
SaleCommon Stock 27,600 $28.76 $793,776.00
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,642

Read SEC document
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
SaleCommon Stock 35,900 $28.75 $1,032,125.00
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 4

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,242

Read SEC document
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
SaleCommon Stock 18,300 $28.74 $525,942.00
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 3

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,142

Read SEC document
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
SaleCommon Stock 4,216 $28.73 $121,125.68
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,442

Read SEC document
August 06, 2008 Filed Aug 6, 2008 20:49 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 120,000 $26.42 $3,170,400.00
Disclosure

SEC source: 0001231205-08-000102 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2008 Filed Aug 5, 2008 19:36 UTC PurchaseCommon Stock 8,000 $28.09 $224,720.00
Disclosure

SEC source: 0001231205-08-000100 · edgar.xml · nonDerivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,384

Read SEC document
August 01, 2008 Filed Aug 4, 2008 19:33 UTC
CASSIDY KATHRYN AVice President
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 22,500 $0.00 Strike: $26.42 $0.00
Disclosure

SEC source: 0001231205-08-000097 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2008-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2008 Filed Aug 4, 2008 19:33 UTC
CASSIDY KATHRYN AVice President
SaleCommon Stock 22,500 $28.37 $638,325.00
Disclosure

SEC source: 0001231205-08-000097 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,219

Read SEC document
August 01, 2008 Filed Aug 4, 2008 19:33 UTC
CASSIDY KATHRYN AVice President
Exercise / conversionCommon Stock 22,500 $26.42 $594,450.00
Disclosure

SEC source: 0001231205-08-000097 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2008 Filed Aug 4, 2008 19:34 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 108,000 $0.00 Strike: $26.42 $0.00
Disclosure

SEC source: 0001231205-08-000098 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,000 shares

Expires 2008-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option grant vested in two equal installments on September 11, 2001 and September 11, 2003.

Read SEC document
July 31, 2008 Filed Aug 4, 2008 19:34 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 103,122 $28.63 $2,952,382.86
Disclosure

SEC source: 0001231205-08-000098 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,307

F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e).

F2 · price: Average of high and low NYSE traded prices for GE stock on July 31, 2008.

Read SEC document
July 31, 2008 Filed Aug 4, 2008 19:34 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 108,000 $26.42 $2,853,360.00
Disclosure

SEC source: 0001231205-08-000098 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2008 Filed Aug 4, 2008 19:36 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 270,000 $0.00 Strike: $26.42 $0.00
Disclosure

SEC source: 0001231205-08-000099 · edgar.xml · derivative · entry 4

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 270,000 shares

Expires 2008-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option grant vested in two equal installments on September 11, 2001 and September 11, 2003.

Read SEC document
July 31, 2008 Filed Aug 4, 2008 19:36 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Tax withholdingCommon Stock 257,946 $28.63 $7,384,993.98
Disclosure

SEC source: 0001231205-08-000099 · edgar.xml · nonDerivative · entry 2

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,865

F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e).

F2 · price: Average of high and low NYSE traded prices for GE stock on July 31, 2008.

Read SEC document
July 31, 2008 Filed Aug 4, 2008 19:36 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Exercise / conversionCommon Stock 270,000 $26.42 $7,133,400.00
Disclosure

SEC source: 0001231205-08-000099 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2008 Filed Jul 29, 2008 19:08 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000094 · edgar.xml · derivative · entry 7

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2008-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2008 Filed Jul 29, 2008 19:08 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,606 $28.30 $73,749.80
Disclosure

SEC source: 0001231205-08-000094 · edgar.xml · nonDerivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,515

Read SEC document
July 28, 2008 Filed Jul 29, 2008 19:08 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000094 · edgar.xml · nonDerivative · entry 3

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:07 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000093 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2008-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:07 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 1,674 $28.54 $47,775.96
Disclosure

SEC source: 0001231205-08-000093 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,625

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:07 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000093 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:08 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000094 · edgar.xml · derivative · entry 6

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2008-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:08 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,668 $28.54 $47,604.72
Disclosure

SEC source: 0001231205-08-000094 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,871

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:08 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000094 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:10 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000096 · edgar.xml · derivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2008-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:10 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,235 $28.54 $120,866.90
Disclosure

SEC source: 0001231205-08-000096 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,948

Read SEC document
July 26, 2008 Filed Jul 29, 2008 19:10 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000096 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2008 Filed Jul 16, 2008 20:12 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $26.42 $0.00
Disclosure

SEC source: 0001231205-08-000091 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2008-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in two equal installments of 50% each, beginning on the "Date Exercisable" shown above, and another 50% two years thereafter.

Read SEC document
July 16, 2008 Filed Jul 16, 2008 20:12 UTC
SHERIN KEITH SVice Chairman
SaleCommon Stock 2,800 $27.04 $75,712.00
Disclosure

SEC source: 0001231205-08-000091 · edgar.xml · nonDerivative · entry 3

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,016

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person.

Read SEC document
July 16, 2008 Filed Jul 16, 2008 20:12 UTC
SHERIN KEITH SVice Chairman
SaleCommon Stock 71,921 $27.03 $1,944,024.63
Disclosure

SEC source: 0001231205-08-000091 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,816

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person.

Read SEC document
July 16, 2008 Filed Jul 16, 2008 20:12 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 75,000 $26.42 $1,981,500.00
Disclosure

SEC source: 0001231205-08-000091 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2008 Filed Jul 15, 2008 20:24 UTC
Daley PamelaSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,000 $0.00 Strike: $26.42 $0.00
Disclosure

SEC source: 0001231205-08-000090 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2008-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in two equal installments of 50% each, beginning on the "Date Exercisable" shown above, and another 50% two years thereafter.

Read SEC document
July 15, 2008 Filed Jul 15, 2008 20:24 UTC
Daley PamelaSenior Vice President
SaleCommon Stock 20,887 $26.92 $562,278.04
Disclosure

SEC source: 0001231205-08-000090 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,954

F1 · kind: The sales transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously entered into by the Reporting Person.

Read SEC document
July 15, 2008 Filed Jul 15, 2008 20:24 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 21,000 $26.42 $554,820.00
Disclosure

SEC source: 0001231205-08-000090 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2008 Filed Jul 3, 2008 15:53 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricked Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000068 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2008-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 01, 2008 Filed Jul 3, 2008 15:53 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 20,725 $26.76 $554,601.00
Disclosure

SEC source: 0001231205-08-000068 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,429

Read SEC document
July 01, 2008 Filed Jul 3, 2008 15:53 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000068 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2008 Filed Jul 3, 2008 15:59 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000070 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2008-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 01, 2008 Filed Jul 3, 2008 15:59 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 21,325 $26.76 $570,657.00
Disclosure

SEC source: 0001231205-08-000070 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,658

Read SEC document
July 01, 2008 Filed Jul 3, 2008 15:59 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000070 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2008 Filed Jul 3, 2008 16:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,437 $28.71 $41,256.27
Disclosure

SEC source: 0001231205-08-000071 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,760

Underlying: Common Stock · 1,437 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable in cash beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable in cash beginning one year after termination of service as a director.

Read SEC document
July 01, 2008 Filed Jul 3, 2008 16:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,306 $28.71 $37,495.26
Disclosure

SEC source: 0001231205-08-000074 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,848

Underlying: Common Stock · 1,306 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2008 Filed Jul 3, 2008 16:14 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,306 $28.71 $37,495.26
Disclosure

SEC source: 0001231205-08-000075 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,715

Underlying: Common Stock · 1,306 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2008 Filed Jul 3, 2008 16:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,612 $28.71 $74,990.52
Disclosure

SEC source: 0001231205-08-000076 · edgar.xml · derivative · entry 1

GONZALEZ CLAUDIO X · CIK 0001188363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,451

Underlying: Common Stock · 2,612 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2008 Filed Jul 3, 2008 16:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,306 $28.71 $37,495.26
Disclosure

SEC source: 0001231205-08-000077 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,471

Underlying: Common Stock · 1,306 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2008 Filed Jul 3, 2008 16:15 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,437 $28.71 $41,256.27
Disclosure

SEC source: 0001231205-08-000078 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,833

Underlying: Common Stock · 1,437 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2008 Filed Jul 3, 2008 16:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,177 $28.71 $62,501.67
Disclosure

SEC source: 0001231205-08-000079 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,685

Underlying: Common Stock · 2,177 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.