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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2009 Filed Sep 9, 2009 23:56 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 968 $14.06 $13,610.08
Disclosure

SEC source: 0001231205-09-000110 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,067

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:56 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000110 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:57 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000111 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 4,667 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:57 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 1,949 $14.06 $27,402.94
Disclosure

SEC source: 0001231205-09-000111 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,319

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:57 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 4,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000111 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:57 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,756 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000112 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,271

Underlying: Common Stock · 9,756 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:57 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 3,942 $14.06 $55,424.52
Disclosure

SEC source: 0001231205-09-000112 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,730

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:57 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 9,756 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000112 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:58 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000113 · edgar.xml · derivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 10,500 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:58 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,479 $14.06 $62,974.74
Disclosure

SEC source: 0001231205-09-000113 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,471

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:58 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000113 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:59 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000114 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,501

Underlying: Common Stock · 4,167 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:59 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,740 $14.06 $24,464.40
Disclosure

SEC source: 0001231205-09-000114 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,334

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:59 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000114 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:59 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000115 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,001

Underlying: Common Stock · 18,333 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:59 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 7,600 $14.06 $106,856.00
Disclosure

SEC source: 0001231205-09-000115 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,074

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:59 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000115 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 10, 2009 00:00 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000116 · edgar.xml · derivative · entry 6

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,001

Underlying: Common Stock · 18,333 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2009 Filed Sep 10, 2009 00:00 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 7,838 $14.06 $110,202.28
Disclosure

SEC source: 0001231205-09-000116 · edgar.xml · nonDerivative · entry 3

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,514

Read SEC document
September 07, 2009 Filed Sep 10, 2009 00:00 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000116 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 10, 2009 00:04 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000117 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,001

Underlying: Common Stock · 18,333 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 07, 2009 Filed Sep 10, 2009 00:04 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 7,710 $14.06 $108,402.60
Disclosure

SEC source: 0001231205-09-000117 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,078

Read SEC document
September 07, 2009 Filed Sep 10, 2009 00:04 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000117 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2009 Filed Jul 28, 2009 20:52 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000107 · edgar.xml · derivative · entry 7

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2009-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 27, 2009 Filed Jul 28, 2009 20:52 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 5,394 $12.23 $65,968.62
Disclosure

SEC source: 0001231205-09-000107 · edgar.xml · nonDerivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,450

Read SEC document
July 27, 2009 Filed Jul 28, 2009 20:52 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000107 · edgar.xml · nonDerivative · entry 3

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2009 Filed Jul 28, 2009 20:57 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000109 · edgar.xml · derivative · entry 7

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2009-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2009 Filed Jul 28, 2009 20:57 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,591 $12.23 $31,687.93
Disclosure

SEC source: 0001231205-09-000109 · edgar.xml · nonDerivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,907

Read SEC document
July 27, 2009 Filed Jul 28, 2009 20:57 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000109 · edgar.xml · nonDerivative · entry 3

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:52 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000107 · edgar.xml · derivative · entry 6

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2009-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:52 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,315 $12.08 $52,125.20
Disclosure

SEC source: 0001231205-09-000107 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,344

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:52 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000107 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:54 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,902 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000108 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,708

Underlying: Common Stock · 3,902 shares

Expires 2009-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:54 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 1,583 $12.08 $19,122.64
Disclosure

SEC source: 0001231205-09-000108 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,916

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:54 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 3,902 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000108 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:57 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000109 · edgar.xml · derivative · entry 6

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2009-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:57 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,658 $12.08 $20,028.64
Disclosure

SEC source: 0001231205-09-000109 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,248

Read SEC document
July 26, 2009 Filed Jul 28, 2009 20:57 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000109 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:04 UTC
CASSIDY KATHRYN ASenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000098 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:04 UTC
Daley PamelaSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000099 · edgar.xml · derivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:05 UTC
Denniston Brackett B IIISenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 700,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000100 · edgar.xml · derivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:06 UTC
KRENICKI JOHNVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 800,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000101 · edgar.xml · derivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:07 UTC
Lynch John FSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000102 · edgar.xml · derivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:08 UTC
Miller Jamie SVice President
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000103 · edgar.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:09 UTC
NEAL MICHAEL AVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 800,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000104 · edgar.xml · derivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:10 UTC
RICE JOHN GVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 800,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000105 · edgar.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2009 Filed Jul 27, 2009 21:11 UTC
SHERIN KEITH SVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 800,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-09-000106 · edgar.xml · derivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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July 01, 2009 Filed Jul 2, 2009 19:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,485 $12.62 $18,740.70
Disclosure

SEC source: 0001231205-09-000081 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 1,485 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2009 Filed Jul 2, 2009 19:23 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,565 $12.62 $44,990.30
Disclosure

SEC source: 0001231205-09-000082 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,852

Underlying: Common Stock · 3,565 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2009 Filed Jul 2, 2009 19:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,971 $12.62 $37,494.02
Disclosure

SEC source: 0001231205-09-000084 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,384

Underlying: Common Stock · 2,971 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.