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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2009 Filed Sep 10, 2009 21:17 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000119 · edgar.xml · nonDerivative · entry 3

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:18 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 11,666 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000120 · edgar.xml · derivative · entry 7

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,668

Underlying: Common Stock · 11,666 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:18 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 4,883 $14.82 $72,366.06
Disclosure

SEC source: 0001231205-09-000120 · edgar.xml · nonDerivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,629

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:18 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 11,666 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000120 · edgar.xml · nonDerivative · entry 3

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:19 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000121 · edgar.xml · derivative · entry 7

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:19 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 6,398 $14.82 $94,818.36
Disclosure

SEC source: 0001231205-09-000121 · edgar.xml · nonDerivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,215

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:19 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000121 · edgar.xml · nonDerivative · entry 3

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:20 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000122 · edgar.xml · derivative · entry 7

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Common Stock · 5,833 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:20 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,436 $14.82 $36,101.52
Disclosure

SEC source: 0001231205-09-000122 · edgar.xml · nonDerivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,878

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:20 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000122 · edgar.xml · nonDerivative · entry 3

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:21 UTC
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000123 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 3,333 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:21 UTC
Miller Jamie SVice President
Tax withholdingCommon Stock 1,382 $14.82 $20,481.24
Disclosure

SEC source: 0001231205-09-000123 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,324

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:21 UTC
Miller Jamie SVice President
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000123 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:22 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · derivative · entry 7

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:22 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 8,290 $14.82 $122,857.80
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,180

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:22 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 3

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:23 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000125 · edgar.xml · derivative · entry 8

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:23 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 8,550 $14.82 $126,711.00
Disclosure

SEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 4

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,818

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:23 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 3

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:25 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000126 · edgar.xml · derivative · entry 9

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:25 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 8,410 $14.82 $124,636.20
Disclosure

SEC source: 0001231205-09-000126 · edgar.xml · nonDerivative · entry 4

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,814

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:25 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000126 · edgar.xml · nonDerivative · entry 3

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Dec 8, 2009 02:03 UTC Amendment
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 58,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000155 · edgar.xml · derivative · entry 3

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,334 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1

F6 · shares: Number of Derivative shares disposed of increased to reflect accelerated lapse due to post age 60 retirement eligibility.

F6 · derivative.underlying_shares: Number of Derivative shares disposed of increased to reflect accelerated lapse due to post age 60 retirement eligibility.

F7 · balance_after: Accelerated lapse decreased number of securities beneficially owned following transaction.

Read SEC document
September 09, 2009 Filed Dec 8, 2009 02:03 UTC Amendment
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 25,315 $14.82 $375,168.30
Disclosure

SEC source: 0001231205-09-000155 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,865

F3 · shares: Table 1 item 4. Aggregate shares disposed of increased to reflect post age-60 tax liability.

F4 · balance_after: Disposal of shares from additional tax liability decreased the number of securities beneficially owned.

Read SEC document
September 09, 2009 Filed Dec 8, 2009 02:03 UTC Amendment
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 58,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000155 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table 1 item 4. Aggregate shares acquired increased to reflect accelerated lapse due to post age-60 retirement eligibility.

F2 · balance_after: Accelerated lapse increased number of securities beneficially owned.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:16 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,583 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000118 · edgar.xml · derivative · entry 8

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Underlying: Common Stock · 4,583 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:16 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,900 $14.53 $27,607.00
Disclosure

SEC source: 0001231205-09-000118 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,750

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:16 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 4,583 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000118 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:17 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000119 · edgar.xml · derivative · entry 7

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:17 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 4,165 $14.53 $60,517.45
Disclosure

SEC source: 0001231205-09-000119 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,154

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:17 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000119 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:18 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 20,329 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000120 · edgar.xml · derivative · entry 6

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,331

Underlying: Common Stock · 20,329 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:18 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 8,213 $14.53 $119,334.89
Disclosure

SEC source: 0001231205-09-000120 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,846

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:18 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 20,329 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000120 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:19 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 22,917 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000121 · edgar.xml · derivative · entry 6

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,917

Underlying: Common Stock · 22,917 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:19 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 9,775 $14.53 $142,030.75
Disclosure

SEC source: 0001231205-09-000121 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,613

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:19 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 22,917 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000121 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:20 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,083 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000122 · edgar.xml · derivative · entry 6

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

Underlying: Common Stock · 7,083 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:20 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,936 $14.53 $42,660.08
Disclosure

SEC source: 0001231205-09-000122 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,481

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:20 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 7,083 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000122 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:22 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · derivative · entry 6

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:22 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 17,271 $14.53 $250,947.63
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,470

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:22 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:23 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000125 · edgar.xml · derivative · entry 7

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:23 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 17,813 $14.53 $258,822.89
Disclosure

SEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,368

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:23 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000125 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:25 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000126 · edgar.xml · derivative · entry 8

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

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September 08, 2009 Filed Sep 10, 2009 21:25 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 17,521 $14.53 $254,580.13
Disclosure

SEC source: 0001231205-09-000126 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,224

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September 08, 2009 Filed Sep 10, 2009 21:25 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000126 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 07, 2009 Filed Sep 9, 2009 23:56 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000110 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

Underlying: Common Stock · 2,333 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.