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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2010 Filed Sep 20, 2010 22:10 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000116 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:10 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 14,547 $16.21 $235,806.87
Disclosure

SEC source: 0001231205-10-000116 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,449

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:10 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000116 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:26 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000100 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:26 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 8,728 $15.91 $138,862.48
Disclosure

SEC source: 0001231205-10-000100 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,662

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:26 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000100 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:26 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000101 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:26 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 8,656 $15.91 $137,716.96
Disclosure

SEC source: 0001231205-10-000101 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,710

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:26 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000101 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:27 UTC
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000103 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,001

Underlying: Common Stock · 3,333 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:27 UTC
Miller Jamie SVice President
Tax withholdingCommon Stock 1,432 $15.91 $22,783.12
Disclosure

SEC source: 0001231205-10-000103 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,998

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:27 UTC
Miller Jamie SVice President
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000103 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:28 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000104 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,501

Underlying: Common Stock · 5,833 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:28 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,529 $15.91 $40,236.39
Disclosure

SEC source: 0001231205-10-000104 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,437

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:28 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000104 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:29 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000105 · edgar.xml · derivative · entry 5

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:29 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 6,434 $15.91 $102,364.94
Disclosure

SEC source: 0001231205-10-000105 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,562

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:29 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000105 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:29 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000106 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,501

Underlying: Common Stock · 5,833 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:29 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 2,543 $15.91 $40,459.13
Disclosure

SEC source: 0001231205-10-000106 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,337

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:29 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000106 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:30 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000107 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,001

Underlying: Common Stock · 3,333 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:30 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,432 $15.91 $22,783.12
Disclosure

SEC source: 0001231205-10-000107 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,919

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:30 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000107 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:36 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000108 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:36 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 8,590 $15.91 $136,666.90
Disclosure

SEC source: 0001231205-10-000108 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,235

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:36 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000108 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:45 UTC
Daley PamelaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000083 · edgar.xml · derivative · entry 5

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,334

Underlying: Common Stock · 4,667 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:45 UTC
Daley PamelaSenior Vice President
Tax withholdingCommon Stock 2,034 $15.35 $31,221.90
Disclosure

SEC source: 0001231205-10-000083 · edgar.xml · nonDerivative · entry 2

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,047

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:45 UTC
Daley PamelaSenior Vice President
Exercise / conversionCommon Stock 4,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000083 · edgar.xml · nonDerivative · entry 1

Daley Pamela · CIK 0001290705 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:46 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,757 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000084 · edgar.xml · derivative · entry 4

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,514

Underlying: Common Stock · 9,757 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:46 UTC
Denniston Brackett B IIISenior Vice President
Tax withholdingCommon Stock 4,100 $15.35 $62,935.00
Disclosure

SEC source: 0001231205-10-000084 · edgar.xml · nonDerivative · entry 2

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,563

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:46 UTC
Denniston Brackett B IIISenior Vice President
Exercise / conversionCommon Stock 9,757 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000084 · edgar.xml · nonDerivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:46 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000085 · edgar.xml · derivative · entry 5

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 10,500 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:46 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 4,504 $15.35 $69,136.40
Disclosure

SEC source: 0001231205-10-000085 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,996

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:46 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000085 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000086 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 4,167 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,806 $15.35 $27,722.10
Disclosure

SEC source: 0001231205-10-000086 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,133

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000086 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000087 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,668

Underlying: Common Stock · 18,333 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 7,875 $15.35 $120,881.25
Disclosure

SEC source: 0001231205-10-000087 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,825

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000087 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:48 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000088 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,668

Underlying: Common Stock · 18,333 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:48 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 7,935 $15.35 $121,802.25
Disclosure

SEC source: 0001231205-10-000088 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,366

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:48 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000088 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:48 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000089 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,668

Underlying: Common Stock · 18,333 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:48 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 8,001 $15.35 $122,815.35
Disclosure

SEC source: 0001231205-10-000089 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,390

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:48 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000089 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 07, 2010 Filed Sep 9, 2010 21:50 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000090 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,668

Underlying: Common Stock · 2,333 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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September 07, 2010 Filed Sep 9, 2010 21:50 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,003 $15.35 $15,396.05
Disclosure

SEC source: 0001231205-10-000090 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,018

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.