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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2014 Filed Mar 4, 2014 13:00 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
PurchaseCommon Stock 104,900 $25.19 $2,642,431.00
Disclosure

SEC source: 0001231205-14-000030 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962,577

Read SEC document
February 09, 2014 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,967 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · derivative · entry 12

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

Underlying: Common Stock · 5,967 shares

Expires 2014-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1

Read SEC document
February 09, 2014 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 1,938 $25.14 $48,721.32
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 8

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,493

F1 · date: Inadvertently filed late due to an administrative error

Read SEC document
February 09, 2014 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 7

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Inadvertently filed late due to an administrative error

Read SEC document
January 27, 2014 Filed Jan 27, 2014 22:06 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
PurchaseCommon Stock 40,000 $25.04 $1,001,600.00
Disclosure

SEC source: 0001231205-14-000023 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857,677

Read SEC document
January 24, 2014 Filed Jan 24, 2014 21:03 UTC PurchaseCommon Stock 2,000 $25.47 $50,940.00
Disclosure

SEC source: 0001231205-14-000021 · edgar.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by holding company

Disclosed balance after: 35,266

Read SEC document
January 21, 2014 Filed Jan 23, 2014 12:29 UTC
ROHR JAMES EDirector
PurchaseCommon Stock 5,800 $26.18 $151,844.00
Disclosure

SEC source: 0001231205-14-000019 · edgar.xml · nonDerivative · entry 2

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
January 21, 2014 Filed Jan 23, 2014 12:29 UTC
ROHR JAMES EDirector
PurchaseCommon Stock 4,200 $26.19 $109,998.00
Disclosure

SEC source: 0001231205-14-000019 · edgar.xml · nonDerivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Read SEC document
January 21, 2014 Filed Jan 23, 2014 22:52 UTC PurchaseCommon Stock 2,000 $26.23 $52,460.00
Disclosure

SEC source: 0001231205-14-000020 · edgar.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 3,000

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,760 $27.18 $75,016.80
Disclosure

SEC source: 0001231205-14-000001 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,266

Underlying: Common Stock · 2,760 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,530 $27.18 $68,765.40
Disclosure

SEC source: 0001231205-14-000002 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,759

Underlying: Common Stock · 2,530 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,518 $27.18 $41,259.24
Disclosure

SEC source: 0001231205-14-000003 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,836

Underlying: Common Stock · 1,518 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:40 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,518 $27.18 $41,259.24
Disclosure

SEC source: 0001231205-14-000004 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,216

Underlying: Common Stock · 1,518 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,300 $27.18 $62,514.00
Disclosure

SEC source: 0001231205-14-000005 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:43 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,380 $27.18 $37,508.40
Disclosure

SEC source: 0001231205-14-000006 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,577

Underlying: Common Stock · 1,380 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:43 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,380 $27.18 $37,508.40
Disclosure

SEC source: 0001231205-14-000007 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,533

Underlying: Common Stock · 1,380 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:44 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,518 $27.18 $41,259.24
Disclosure

SEC source: 0001231205-14-000008 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,899

Underlying: Common Stock · 1,518 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 16,556 $27.18 $449,992.08
Disclosure

SEC source: 0001231205-14-000009 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,688

Underlying: Common Stock · 16,556 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,530 $27.18 $68,765.40
Disclosure

SEC source: 0001231205-14-000010 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,998

Underlying: Common Stock · 2,530 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,300 $27.18 $62,514.00
Disclosure

SEC source: 0001231205-14-000011 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,596

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,530 $27.18 $68,765.40
Disclosure

SEC source: 0001231205-14-000012 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,950

Underlying: Common Stock · 2,530 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:47 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,380 $27.18 $37,508.40
Disclosure

SEC source: 0001231205-14-000013 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380

Underlying: Common Stock · 1,380 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,518 $27.18 $41,259.24
Disclosure

SEC source: 0001231205-14-000014 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045

Underlying: Common Stock · 1,518 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,922 $27.18 $52,239.96
Disclosure

SEC source: 0001231205-14-000015 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,908

Underlying: Common Stock · 1,922 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,656 $27.18 $45,010.08
Disclosure

SEC source: 0001231205-14-000017 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,037

Underlying: Common Stock · 1,656 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,530 $27.18 $68,765.40
Disclosure

SEC source: 0001231205-14-000018 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,153

Underlying: Common Stock · 2,530 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 03, 2013 Filed Feb 15, 2014 01:06 UTC GiftCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000028 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,180

Read SEC document
November 21, 2013 Filed Nov 22, 2013 22:44 UTC PurchaseCommon Stock 2,000 $26.88 $53,760.00
Disclosure

SEC source: 0001231205-13-000128 · edgar.xml · nonDerivative · entry 3

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by holding company

Disclosed balance after: 33,266

Read SEC document
November 21, 2013 Filed Nov 22, 2013 22:44 UTC PurchaseCommon Stock 2,000 $26.88 $53,760.00
Disclosure

SEC source: 0001231205-13-000128 · edgar.xml · nonDerivative · entry 2

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 8,927

Read SEC document
November 21, 2013 Filed Nov 22, 2013 22:44 UTC PurchaseCommon Stock 1,000 $26.88 $26,880.00
Disclosure

SEC source: 0001231205-13-000128 · edgar.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 1,000

Read SEC document
November 21, 2013 Filed Feb 15, 2014 01:05 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000027 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 2,065

Read SEC document
November 21, 2013 Filed Feb 15, 2014 01:05 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000027 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,475

Read SEC document
November 20, 2013 Filed Nov 21, 2013 19:49 UTC SaleCommon Stock 7,000 $27.00 $189,000.00
Disclosure

SEC source: 0001231205-13-000127 · edgar.xml · nonDerivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,301

Read SEC document
November 18, 2013 Filed Nov 19, 2013 21:07 UTC
Comstock Elizabeth JSenior Vice President
SaleCommon Stock 60,000 $27.27 $1,636,200.00
Disclosure

SEC source: 0001231205-13-000126 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,918

Read SEC document
November 18, 2013 Filed Feb 15, 2014 01:07 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 3,700 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000029 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 38,793

Read SEC document
November 18, 2013 Filed Feb 15, 2014 01:07 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 10,450 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000029 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050

Read SEC document
November 06, 2013 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 283 $26.71 $7,558.93
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 6

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · date: Inadvertently filed late due to an administrative error

F2 · shares: Restricted Stock Units withheld by Company to pay post age-60 tax obligations

Read SEC document
November 06, 2013 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 5

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Inadvertently filed late due to an administrative error

Read SEC document
November 06, 2013 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 283 $26.71 $7,558.93
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 4

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · date: Inadvertently filed late due to an administrative error

F2 · shares: Restricted Stock Units withheld by Company to pay post age-60 tax obligations

Read SEC document
November 06, 2013 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 3

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Inadvertently filed late due to an administrative error

Read SEC document
November 06, 2013 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 566 $26.71 $15,117.86
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · date: Inadvertently filed late due to an administrative error

F2 · shares: Restricted Stock Units withheld by Company to pay post age-60 tax obligations

Read SEC document
November 06, 2013 Filed Apr 4, 2014 00:35 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 566 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000048 · edgar.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Inadvertently filed late due to an administrative error

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October 01, 2013 Filed Oct 3, 2013 19:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,135 $23.92 $74,989.20
Disclosure

SEC source: 0001231205-13-000107 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,023

Underlying: Common Stock · 3,135 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,874 $23.92 $68,746.08
Disclosure

SEC source: 0001231205-13-000108 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Underlying: Common Stock · 2,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,724 $23.92 $41,238.08
Disclosure

SEC source: 0001231205-13-000109 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,578

Underlying: Common Stock · 1,724 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,724 $23.92 $41,238.08
Disclosure

SEC source: 0001231205-13-000110 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,647

Underlying: Common Stock · 1,724 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:47 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,613 $23.92 $62,502.96
Disclosure

SEC source: 0001231205-13-000111 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,615

Underlying: Common Stock · 2,613 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:47 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,568 $23.92 $37,506.56
Disclosure

SEC source: 0001231205-13-000112 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,347

Underlying: Common Stock · 1,568 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,568 $23.92 $37,506.56
Disclosure

SEC source: 0001231205-13-000113 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,748

Underlying: Common Stock · 1,568 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:48 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,724 $23.92 $41,238.08
Disclosure

SEC source: 0001231205-13-000114 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,604

Underlying: Common Stock · 1,724 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.