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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2014 Filed Jul 29, 2014 17:58 UTC
Heintzelman danielVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000040545-14-000026 · edgar.xml · derivative · entry 4

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2014-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2014 Filed Jul 29, 2014 17:58 UTC
Heintzelman danielVice Chairman
Tax withholdingCommon Stock 4,720 $25.86 $122,059.20
Disclosure

SEC source: 0000040545-14-000026 · edgar.xml · nonDerivative · entry 2

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,876

Read SEC document
July 27, 2014 Filed Jul 29, 2014 17:58 UTC
Heintzelman danielVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000040545-14-000026 · edgar.xml · nonDerivative · entry 1

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 17:53 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000040545-14-000024 · edgar.xml · derivative · entry 5

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 15,000 shares

Expires 2014-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 25, 2014 Filed Jul 29, 2014 17:53 UTC
Comstock Elizabeth JSenior Vice President
Tax withholdingCommon Stock 7,620 $25.86 $197,053.20
Disclosure

SEC source: 0000040545-14-000024 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,238

Read SEC document
July 25, 2014 Filed Jul 29, 2014 17:53 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000040545-14-000024 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 17:59 UTC
Peters SusanSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0000040545-14-000027 · edgar.xml · derivative · entry 3

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2014-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 25, 2014 Filed Jul 29, 2014 17:59 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 37,005 $25.86 $956,949.30
Disclosure

SEC source: 0000040545-14-000027 · edgar.xml · nonDerivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,488

Read SEC document
July 25, 2014 Filed Jul 29, 2014 17:59 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000040545-14-000027 · edgar.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2014 Filed Jul 28, 2014 22:18 UTC
Bornstein Jeffrey SSenior Vice President
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000040545-14-000023 · edgar.xml · derivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 23, 2014 Filed Jul 23, 2014 15:33 UTC PurchaseCommon Stock 3,400 $25.99 $88,366.00
Disclosure

SEC source: 0001231205-14-000070 · edgar.xml · nonDerivative · entry 2

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 6,400

Read SEC document
July 23, 2014 Filed Jul 23, 2014 15:33 UTC PurchaseCommon Stock 6,600 $26.02 $171,732.00
Disclosure

SEC source: 0001231205-14-000070 · edgar.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by holding company

Disclosed balance after: 42,351

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,796 $26.82 $74,988.72
Disclosure

SEC source: 0001231205-14-000054 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,196

Underlying: Common Stock · 2,796 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,262 $26.82 $87,486.84
Disclosure

SEC source: 0001231205-14-000055 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,963

Underlying: Common Stock · 3,262 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,538 $26.82 $41,249.16
Disclosure

SEC source: 0001231205-14-000056 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,762

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,538 $26.82 $41,249.16
Disclosure

SEC source: 0001231205-14-000057 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,522

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,330 $26.82 $62,490.60
Disclosure

SEC source: 0001231205-14-000058 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,842

Underlying: Common Stock · 2,330 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:05 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,398 $26.82 $37,494.36
Disclosure

SEC source: 0001231205-14-000059 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,470

Underlying: Common Stock · 1,398 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,398 $26.82 $37,494.36
Disclosure

SEC source: 0001231205-14-000060 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,382

Underlying: Common Stock · 1,398 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:06 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,538 $26.82 $41,249.16
Disclosure

SEC source: 0001231205-14-000061 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,911

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,538 $26.82 $41,249.16
Disclosure

SEC source: 0001231205-14-000062 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,790

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,330 $26.82 $62,490.60
Disclosure

SEC source: 0001231205-14-000063 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,038

Underlying: Common Stock · 2,330 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,563 $26.82 $68,739.66
Disclosure

SEC source: 0001231205-14-000064 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,743

Underlying: Common Stock · 2,563 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:08 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,491 $26.82 $39,988.62
Disclosure

SEC source: 0001231205-14-000065 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,343

Underlying: Common Stock · 1,491 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,538 $26.82 $41,249.16
Disclosure

SEC source: 0001231205-14-000066 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

Underlying: Common Stock · 1,538 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,948 $26.82 $52,245.36
Disclosure

SEC source: 0001231205-14-000067 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,166

Underlying: Common Stock · 1,948 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,563 $26.82 $68,739.66
Disclosure

SEC source: 0001231205-14-000068 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,093

Underlying: Common Stock · 2,563 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,678 $26.82 $45,003.96
Disclosure

SEC source: 0001231205-14-000069 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,337

Underlying: Common Stock · 1,678 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 05, 2014 Filed Feb 13, 2015 19:49 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-15-000018 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,180

Read SEC document
April 23, 2014 Filed Apr 25, 2014 19:09 UTC
Hauser JanVice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000053 · edgar.xml · derivative · entry 3

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2014-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
April 23, 2014 Filed Apr 25, 2014 19:09 UTC
Hauser JanVice President
Tax withholdingCommon Stock 1,490 $26.53 $39,529.70
Disclosure

SEC source: 0001231205-14-000053 · edgar.xml · nonDerivative · entry 2

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510

Read SEC document
April 23, 2014 Filed Apr 25, 2014 19:09 UTC
Hauser JanVice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000053 · edgar.xml · nonDerivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,922 $25.67 $75,007.74
Disclosure

SEC source: 0001231205-14-000031 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,797

Underlying: Common Stock · 2,922 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,678 $25.67 $68,744.26
Disclosure

SEC source: 0001231205-14-000032 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,561

Underlying: Common Stock · 2,678 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,607 $25.67 $41,251.69
Disclosure

SEC source: 0001231205-14-000033 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,350

Underlying: Common Stock · 1,607 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,607 $25.67 $41,251.69
Disclosure

SEC source: 0001231205-14-000034 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,899

Underlying: Common Stock · 1,607 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,435 $25.67 $62,506.45
Disclosure

SEC source: 0001231205-14-000035 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,437

Underlying: Common Stock · 2,435 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:59 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,461 $25.67 $37,503.87
Disclosure

SEC source: 0001231205-14-000036 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,075

Underlying: Common Stock · 1,461 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:59 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,461 $25.67 $37,503.87
Disclosure

SEC source: 0001231205-14-000037 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,495

Underlying: Common Stock · 1,461 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:00 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,607 $25.67 $41,251.69
Disclosure

SEC source: 0001231205-14-000038 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,457

Underlying: Common Stock · 1,607 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,753 $25.67 $44,999.51
Disclosure

SEC source: 0001231205-14-000039 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,362

Underlying: Common Stock · 1,753 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,678 $25.67 $68,744.26
Disclosure

SEC source: 0001231205-14-000040 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,040

Underlying: Common Stock · 2,678 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,435 $25.67 $62,506.45
Disclosure

SEC source: 0001231205-14-000041 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,394

Underlying: Common Stock · 2,435 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,678 $25.67 $68,744.26
Disclosure

SEC source: 0001231205-14-000042 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,413

Underlying: Common Stock · 2,678 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:03 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,461 $25.67 $37,503.87
Disclosure

SEC source: 0001231205-14-000043 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Underlying: Common Stock · 1,461 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,607 $25.67 $41,251.69
Disclosure

SEC source: 0001231205-14-000044 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,674

Underlying: Common Stock · 1,607 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,753 $25.67 $44,999.51
Disclosure

SEC source: 0001231205-14-000046 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,741

Underlying: Common Stock · 1,753 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 4, 2014 00:35 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,678 $25.67 $68,744.26
Disclosure

SEC source: 0001231205-14-000049 · edgar.xml · derivative · entry 1

FRASER ELIZA W · CIK 0001231205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,178

Underlying: Common Stock · 2,678 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 4, 2014 12:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,035 $25.67 $52,238.45
Disclosure

SEC source: 0001231205-14-000051 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,101

Underlying: Common Stock · 2,035 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2014 Filed Apr 4, 2014 19:43 UTC Amendment GrantDeferred Fee Phantom Stock Units · Derivative 2,678 $25.67 $68,744.26
Disclosure

SEC source: 0001231205-14-000052 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,178

Underlying: Common Stock · 2,678 shares

Expires not disclosed

F1 · security: Name was incorrectly reported in a filing made on April 3, 2014.

F2 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F4 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.