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GE

GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2016 Filed Apr 26, 2016 21:21 UTC
Hauser JanVice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000133 · edgar.xml · nonDerivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,440 $30.74 $75,005.60
Disclosure

SEC source: 0001231205-16-000116 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,872

Underlying: Common Stock · 2,440 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,050 $30.74 $93,757.00
Disclosure

SEC source: 0001231205-16-000117 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,631

Underlying: Common Stock · 3,050 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:26 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,342 $30.74 $41,253.08
Disclosure

SEC source: 0001231205-16-000118 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,403

Underlying: Common Stock · 1,342 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,236 $30.74 $68,734.64
Disclosure

SEC source: 0001231205-16-000119 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,346

Underlying: Common Stock · 2,236 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,220 $30.74 $37,502.80
Disclosure

SEC source: 0001231205-16-000120 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,120

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:30 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,342 $30.74 $41,253.08
Disclosure

SEC source: 0001231205-16-000121 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,869

Underlying: Common Stock · 1,342 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,464 $30.74 $45,003.36
Disclosure

SEC source: 0001231205-16-000122 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,245

Underlying: Common Stock · 1,464 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,033 $30.74 $62,494.42
Disclosure

SEC source: 0001231205-16-000123 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,689

Underlying: Common Stock · 2,033 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:32 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,236 $30.74 $68,734.64
Disclosure

SEC source: 0001231205-16-000124 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,970

Underlying: Common Stock · 2,236 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:33 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,586 $30.74 $48,753.64
Disclosure

SEC source: 0001231205-16-000125 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,185

Underlying: Common Stock · 1,586 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:33 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,049 $30.74 $62,986.26
Disclosure

SEC source: 0001231205-16-000126 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,848

Underlying: Common Stock · 2,049 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,342 $30.74 $41,253.08
Disclosure

SEC source: 0001231205-16-000127 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,008

Underlying: Common Stock · 1,342 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,464 $30.74 $45,003.36
Disclosure

SEC source: 0001231205-16-000128 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,311

Underlying: Common Stock · 1,464 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 21:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,033 $30.74 $62,494.42
Disclosure

SEC source: 0001231205-16-000130 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,553

Underlying: Common Stock · 2,033 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 5, 2016 15:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,342 $30.74 $41,253.08
Disclosure

SEC source: 0001231205-16-000132 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,247

Underlying: Common Stock · 1,342 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
February 12, 2016 Filed Feb 17, 2016 21:08 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Tax withholdingCommon Stock 56,489 $27.81 $1,570,959.09
Disclosure

SEC source: 0001231205-16-000115 · edgar.xml · nonDerivative · entry 2

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091,088

F1 · price: Settlement of performance rights granted on 06/10/2011.

Read SEC document
February 12, 2016 Filed Feb 17, 2016 21:08 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000115 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,147,577

Read SEC document
February 04, 2016 Filed Feb 5, 2016 21:07 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001231205-16-000111 · edgar.xml · derivative · entry 6

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 0 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2016 Filed Feb 5, 2016 21:07 UTC
Bornstein Jeffrey SSenior Vice President
SaleCommon Stock 78,313 $29.19 $2,285,956.47
Disclosure

SEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,355

Read SEC document
February 04, 2016 Filed Feb 5, 2016 21:07 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionCommon Stock 125,000 $9.57 $1,196,250.00
Disclosure

SEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 3

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2016 Filed Feb 5, 2016 21:07 UTC
Bornstein Jeffrey SSenior Vice President
SaleCommon Stock 40,000 $29.22 $1,168,800.00
Disclosure

SEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Read SEC document
February 03, 2016 Filed Feb 5, 2016 21:07 UTC
Bornstein Jeffrey SSenior Vice President
SaleCommon Stock 50,000 $28.21 $1,410,500.00
Disclosure

SEC source: 0001231205-16-000111 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,668

Read SEC document
February 01, 2016 Filed Feb 2, 2016 20:17 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 30,612 $29.00 $887,748.00
Disclosure

SEC source: 0001231205-16-000110 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,508

Read SEC document
January 25, 2016 Filed Jan 26, 2016 20:22 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 65,272 $28.04 $1,830,226.88
Disclosure

SEC source: 0001231205-16-000108 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 65,272

Read SEC document
January 22, 2016 Filed Jan 26, 2016 20:26 UTC GrantPreferred Stock, Series D 1,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001231205-16-000109 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

F1 · security: 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D

F2 · kind: 1,851 shares of General Electric Company 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with a liquidation preference of $1,000 per share, beneficially owned by the Reporting Person were converted pursuant to a voluntary exchange offer into 1,851shares of the Issuer's 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer.

F2 · price: 1,851 shares of General Electric Company 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with a liquidation preference of $1,000 per share, beneficially owned by the Reporting Person were converted pursuant to a voluntary exchange offer into 1,851shares of the Issuer's 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,451 $30.60 $75,000.60
Disclosure

SEC source: 0001231205-16-000091 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,626

Underlying: Common Stock · 2,451 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,064 $30.60 $93,758.40
Disclosure

SEC source: 0001231205-16-000092 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,235

Underlying: Common Stock · 3,064 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,348 $30.60 $41,248.80
Disclosure

SEC source: 0001231205-16-000093 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,046

Underlying: Common Stock · 1,348 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,348 $30.60 $41,248.80
Disclosure

SEC source: 0001231205-16-000094 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,722

Underlying: Common Stock · 1,348 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,225 $30.60 $37,485.00
Disclosure

SEC source: 0001231205-16-000096 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,300

Underlying: Common Stock · 1,225 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,247 $30.60 $68,758.20
Disclosure

SEC source: 0001231205-16-000095 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,883

Underlying: Common Stock · 2,247 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:47 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,348 $30.60 $41,248.80
Disclosure

SEC source: 0001231205-16-000097 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,468

Underlying: Common Stock · 1,348 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:47 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,471 $30.60 $45,012.60
Disclosure

SEC source: 0001231205-16-000098 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,745

Underlying: Common Stock · 1,471 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,042 $30.60 $62,485.20
Disclosure

SEC source: 0001231205-16-000099 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,130

Underlying: Common Stock · 2,042 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,247 $30.60 $68,758.20
Disclosure

SEC source: 0001231205-16-000100 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,769

Underlying: Common Stock · 2,247 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:49 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,593 $30.60 $48,745.80
Disclosure

SEC source: 0001231205-16-000101 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,485

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,059 $30.60 $63,005.40
Disclosure

SEC source: 0001231205-16-000102 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,654

Underlying: Common Stock · 2,059 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:50 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,348 $30.60 $41,248.80
Disclosure

SEC source: 0001231205-16-000103 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,378

Underlying: Common Stock · 1,348 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,471 $30.60 $45,012.60
Disclosure

SEC source: 0001231205-16-000105 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,778

Underlying: Common Stock · 1,471 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 02:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,042 $30.60 $62,485.20
Disclosure

SEC source: 0001231205-16-000107 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,003

Underlying: Common Stock · 2,042 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · derivative · entry 11

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2015-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · derivative · entry 10

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2015-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · derivative · entry 9

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2015-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Tax withholdingCommon Stock 9,420 $31.15 $293,433.00
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · nonDerivative · entry 6

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,415

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · nonDerivative · entry 5

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Tax withholdingCommon Stock 7,065 $31.15 $220,074.75
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · nonDerivative · entry 4

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,835

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · nonDerivative · entry 3

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Tax withholdingCommon Stock 2,944 $31.15 $91,705.60
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · nonDerivative · entry 2

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,900

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:04 UTC
Heintzelman danielVice Chairman
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000106 · edgar.xml · nonDerivative · entry 1

Heintzelman daniel · CIK 0001588536 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.