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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2016 Filed Aug 2, 2016 20:52 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 28,637 $31.15 $892,042.55
Disclosure

SEC source: 0001231205-16-000165 · edgar.xml · nonDerivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,420

Read SEC document
July 29, 2016 Filed Aug 2, 2016 20:52 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 44,000 $9.57 $421,080.00
Disclosure

SEC source: 0001231205-16-000165 · edgar.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2016 Filed Aug 1, 2016 18:48 UTC GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000164 · edgar.xml · derivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:43 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000159 · edgar.xml · derivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2016-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:43 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 4,944 $31.34 $154,944.96
Disclosure

SEC source: 0001231205-16-000159 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,397

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:43 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000159 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:43 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000160 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2016-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:43 UTC
Bornstein Jeffrey SSenior Vice President
Tax withholdingCommon Stock 3,060 $31.34 $95,900.40
Disclosure

SEC source: 0001231205-16-000160 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,757

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:43 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000160 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000161 · edgar.xml · derivative · entry 8

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2016-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000161 · edgar.xml · derivative · entry 7

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2016-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC Tax withholdingCommon Stock 5,470 $31.34 $171,429.80
Disclosure

SEC source: 0001231205-16-000161 · edgar.xml · nonDerivative · entry 4

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,275

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000161 · edgar.xml · nonDerivative · entry 3

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC Tax withholdingCommon Stock 3,421 $31.34 $107,214.14
Disclosure

SEC source: 0001231205-16-000161 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,745

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000161 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC
Peters SusanSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,967 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000162 · edgar.xml · derivative · entry 3

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,967 shares

Expires 2016-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 2,820 $31.34 $88,378.80
Disclosure

SEC source: 0001231205-16-000162 · edgar.xml · nonDerivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,057

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:44 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000162 · edgar.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2016 Filed Feb 6, 2017 22:00 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 39,872 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000020 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,312

Read SEC document
July 26, 2016 Filed Jul 28, 2016 20:45 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
PurchaseCommon Stock 50,000 $31.45 $1,572,500.00
Disclosure

SEC source: 0001231205-16-000163 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198,688

F1 · kind: All transactions reported on this Form 4 were conducted by a broker through a systematic internalizer.

Read SEC document
July 25, 2016 Filed Jul 26, 2016 20:28 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000157 · edgar.xml · derivative · entry 7

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2016-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 25, 2016 Filed Jul 26, 2016 20:28 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 4,944 $31.73 $156,873.12
Disclosure

SEC source: 0001231205-16-000157 · edgar.xml · nonDerivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,341

Read SEC document
July 25, 2016 Filed Jul 26, 2016 20:28 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000157 · edgar.xml · nonDerivative · entry 3

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2016 Filed Jul 26, 2016 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000158 · edgar.xml · derivative · entry 5

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2016-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 25, 2016 Filed Jul 26, 2016 20:29 UTC Tax withholdingCommon Stock 8,207 $31.73 $260,408.11
Disclosure

SEC source: 0001231205-16-000158 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,916

Read SEC document
July 25, 2016 Filed Jul 26, 2016 20:29 UTC Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000158 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2016 Filed Jul 26, 2016 20:28 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000156 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2016-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 24, 2016 Filed Jul 26, 2016 20:28 UTC
Bornstein Jeffrey SSenior Vice President
Tax withholdingCommon Stock 9,788 $31.89 $312,139.32
Disclosure

SEC source: 0001231205-16-000156 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,567

Read SEC document
July 24, 2016 Filed Jul 26, 2016 20:28 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000156 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2016 Filed Jul 26, 2016 20:28 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000157 · edgar.xml · derivative · entry 6

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2016-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
July 24, 2016 Filed Jul 26, 2016 20:28 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 2,473 $31.89 $78,863.97
Disclosure

SEC source: 0001231205-16-000157 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,285

Read SEC document
July 24, 2016 Filed Jul 26, 2016 20:28 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000157 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,131 $30.39 $34,371.09
Disclosure

SEC source: 0001231205-16-000141 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 1,131 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,468 $30.39 $75,002.52
Disclosure

SEC source: 0001231205-16-000142 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,100

Underlying: Common Stock · 2,468 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,085 $30.39 $93,753.15
Disclosure

SEC source: 0001231205-16-000143 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,058

Underlying: Common Stock · 3,085 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,357 $30.39 $41,239.23
Disclosure

SEC source: 0001231205-16-000144 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,784

Underlying: Common Stock · 1,357 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,262 $30.39 $68,742.18
Disclosure

SEC source: 0001231205-16-000145 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,834

Underlying: Common Stock · 2,262 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,234 $30.39 $37,501.26
Disclosure

SEC source: 0001231205-16-000146 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,915

Underlying: Common Stock · 1,234 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:08 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,357 $30.39 $41,239.23
Disclosure

SEC source: 0001231205-16-000147 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,212

Underlying: Common Stock · 1,357 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,481 $30.39 $45,007.59
Disclosure

SEC source: 0001231205-16-000148 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,691

Underlying: Common Stock · 1,481 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,262 $30.39 $68,742.18
Disclosure

SEC source: 0001231205-16-000149 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,373

Underlying: Common Stock · 2,262 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,028 $30.39 $31,240.92
Disclosure

SEC source: 0001231205-16-000150 · edgar.xml · derivative · entry 1

McAdam Lowell C · CIK 0001385260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028

Underlying: Common Stock · 1,028 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2016 Filed Jul 5, 2016 20:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,262 $30.39 $68,742.18
Disclosure

SEC source: 0001231205-16-000151 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,137

Underlying: Common Stock · 2,262 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2016 Filed Jul 5, 2016 20:11 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,604 $30.39 $48,745.56
Disclosure

SEC source: 0001231205-16-000152 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,906

Underlying: Common Stock · 1,604 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2016 Filed Jul 5, 2016 20:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,081 $30.39 $63,241.59
Disclosure

SEC source: 0001231205-16-000153 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,078

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2016 Filed Jul 5, 2016 20:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,057 $30.39 $62,512.23
Disclosure

SEC source: 0001231205-16-000154 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,101

Underlying: Common Stock · 2,057 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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May 20, 2016 Filed May 24, 2016 20:09 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
PurchaseCommon Stock 67,600 $29.59 $2,000,284.00
Disclosure

SEC source: 0001231205-16-000140 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,158,688

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April 26, 2016 Filed Feb 6, 2017 22:00 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 20,323 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000020 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,312

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April 25, 2016 Filed Apr 27, 2016 20:52 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 105 $30.51 $3,203.55
Disclosure

SEC source: 0001231205-16-000134 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,758

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April 23, 2016 Filed Apr 26, 2016 21:21 UTC
Hauser JanVice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000133 · edgar.xml · derivative · entry 3

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2016-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.