Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC |
Bornstein Jeffrey SSenior Vice President
|
Tax withholdingCommon Stock | 3,596 | $28.52 | $102,557.92 |
DisclosureSEC source: 0001231205-16-000200 · edgar.xml · nonDerivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,561 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:11 UTC |
Bornstein Jeffrey SSenior Vice President
|
Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000200 · edgar.xml · nonDerivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:12 UTC |
SHERIN KEITH SVice Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000201 · edgar.xml · derivative · entry 8 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 8,000 shares Expires 2016-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:12 UTC |
SHERIN KEITH SVice Chairman
|
Tax withholdingCommon Stock | 4,017 | $28.52 | $114,564.84 |
DisclosureSEC source: 0001231205-16-000201 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,133 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:12 UTC |
SHERIN KEITH SVice Chairman
|
Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000201 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2016 Filed Nov 17, 2016 21:05 UTC |
RICE JOHN GVice Chairman
|
Tax withholdingCommon Stock | 23,976 | $30.51 | $731,507.76 |
DisclosureSEC source: 0001231205-16-000211 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,626 Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:46 UTC |
IMMELT JEFFREY RChairman and CEO
|
GrantEmployee Stock Options (right to buy) · Derivative | 600,000 | $0.00 Strike: $28.28 | $0.00 |
DisclosureSEC source: 0001231205-16-000198 · edgar.xml · derivative · entry 1 IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2026-11-03 F1 · derivative.exercise_date: The stock options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date. F2 · derivative.exercise_date: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:11 UTC |
Bazin SebastienDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,577 | $30.07 | $77,490.39 |
DisclosureSEC source: 0001231205-16-000183 · edgar.xml · derivative · entry 1 Bazin Sebastien M · CIK 0001671730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,708 Underlying: Common Stock · 2,577 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:12 UTC |
Beattie William GDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,702 | $30.07 | $81,249.14 |
DisclosureSEC source: 0001231205-16-000184 · edgar.xml · derivative · entry 1 Beattie William G · CIK 0001466308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,563 Underlying: Common Stock · 2,702 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:12 UTC |
Brennan John JosephDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 3,409 | $30.07 | $102,508.63 |
DisclosureSEC source: 0001231205-16-000185 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,822 Underlying: Common Stock · 3,409 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:13 UTC |
DSOUZA FRANCISCODirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,660 | $30.07 | $79,986.20 |
DisclosureSEC source: 0001231205-16-000186 · edgar.xml · derivative · entry 1 DSOUZA FRANCISCO · CIK 0001231715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,732 Underlying: Common Stock · 2,660 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:13 UTC |
DEKKERS MARIJN EDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,577 | $30.07 | $77,490.39 |
DisclosureSEC source: 0001231205-16-000187 · edgar.xml · derivative · entry 1 DEKKERS MARIJN E · CIK 0001216068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,546 Underlying: Common Stock · 2,577 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:14 UTC |
Henry Peter B.Director
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,369 | $30.07 | $71,235.83 |
DisclosureSEC source: 0001231205-16-000188 · edgar.xml · derivative · entry 1 Henry Peter B. · CIK 0001513315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,369 Underlying: Common Stock · 2,369 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:15 UTC |
Hockfield SusanDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 1,472 | $30.07 | $44,263.04 |
DisclosureSEC source: 0001231205-16-000189 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,944 Underlying: Common Stock · 1,472 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:15 UTC |
JUNG ANDREADirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 1,546 | $30.07 | $46,488.22 |
DisclosureSEC source: 0001231205-16-000190 · edgar.xml · derivative · entry 1 JUNG ANDREA · CIK 0001051401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,732 Underlying: Common Stock · 1,546 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:16 UTC |
LANE ROBERT WDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 1,671 | $30.07 | $50,246.97 |
DisclosureSEC source: 0001231205-16-000191 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,316 Underlying: Common Stock · 1,671 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:16 UTC |
LAZARUS ROCHELLE BDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,577 | $30.07 | $77,490.39 |
DisclosureSEC source: 0001231205-16-000192 · edgar.xml · derivative · entry 1 LAZARUS ROCHELLE B · CIK 0001082206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,354 Underlying: Common Stock · 2,577 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:17 UTC |
McAdam Lowell CDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,369 | $30.07 | $71,235.83 |
DisclosureSEC source: 0001231205-16-000193 · edgar.xml · derivative · entry 1 McAdam Lowell C · CIK 0001385260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,398 Underlying: Common Stock · 2,369 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:17 UTC |
MULVA JAMES JDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,660 | $30.07 | $79,986.20 |
DisclosureSEC source: 0001231205-16-000194 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,698 Underlying: Common Stock · 2,660 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:18 UTC |
ROHR JAMES EDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 1,746 | $30.07 | $52,502.22 |
DisclosureSEC source: 0001231205-16-000195 · edgar.xml · derivative · entry 1 ROHR JAMES E · CIK 0001194846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,778 Underlying: Common Stock · 1,746 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:18 UTC |
SCHAPIRO MARY LDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,371 | $30.07 | $71,295.97 |
DisclosureSEC source: 0001231205-16-000196 · edgar.xml · derivative · entry 1 SCHAPIRO MARY L · CIK 0001192486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,609 Underlying: Common Stock · 2,371 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:19 UTC |
TISCH JAMES SDirector
|
GrantDeferred Fee Phantom Stock Units · Derivative | 2,369 | $30.07 | $71,235.83 |
DisclosureSEC source: 0001231205-16-000197 · edgar.xml · derivative · entry 1 TISCH JAMES S · CIK 0001010178 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,965 Underlying: Common Stock · 2,369 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:41 UTC |
Hauser JanVice President
|
GrantRestricted Stock Units · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000182 · edgar.xml · derivative · entry 2 Hauser Jan · CIK 0001574729 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:41 UTC |
Hauser JanVice President
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0001231205-16-000182 · edgar.xml · derivative · entry 1 Hauser Jan · CIK 0001574729 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-09-30 F1 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 11, 2016 Filed Sep 13, 2016 20:20 UTC |
Comstock Elizabeth JVice Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000167 · edgar.xml · derivative · entry 7 Comstock Elizabeth J · CIK 0001290186 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 5,400 shares Expires 2016-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| September 11, 2016 Filed Sep 13, 2016 20:20 UTC |
Comstock Elizabeth JVice Chairman
|
Tax withholdingCommon Stock | 2,958 | $30.46 | $90,100.68 |
DisclosureSEC source: 0001231205-16-000167 · edgar.xml · nonDerivative · entry 2 Comstock Elizabeth J · CIK 0001290186 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,717 Read SEC document |
| September 11, 2016 Filed Sep 13, 2016 20:20 UTC |
Comstock Elizabeth JVice Chairman
|
Exercise / conversionCommon Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000167 · edgar.xml · nonDerivative · entry 1 Comstock Elizabeth J · CIK 0001290186 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2016 Filed Sep 13, 2016 20:22 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000169 · edgar.xml · derivative · entry 5 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Underlying: Common Stock · 4,800 shares Expires 2016-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| September 11, 2016 Filed Sep 13, 2016 20:22 UTC |
Peters SusanSenior Vice President
|
Tax withholdingCommon Stock | 2,383 | $30.46 | $72,586.18 |
DisclosureSEC source: 0001231205-16-000169 · edgar.xml · nonDerivative · entry 2 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,964 Read SEC document |
| September 11, 2016 Filed Sep 13, 2016 20:22 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000169 · edgar.xml · nonDerivative · entry 1 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2016 Filed Dec 13, 2016 22:04 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 19,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000215 · edgar.xml · derivative · entry 4 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,200 shares Expires 2016-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_price: This RSU grant became eligible for exercise on September 11, 2016 but was processed on December 12, 2016 due to an administrative oversight. Read SEC document |
| September 11, 2016 Filed Dec 13, 2016 22:04 UTC |
Peters SusanSenior Vice President
|
Tax withholdingCommon Stock | 9,497 | $30.46 | $289,278.62 |
DisclosureSEC source: 0001231205-16-000215 · edgar.xml · nonDerivative · entry 2 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,667 Read SEC document |
| September 11, 2016 Filed Dec 13, 2016 22:04 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionCommon Stock | 19,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000215 · edgar.xml · nonDerivative · entry 1 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:17 UTC |
Bornstein Jeffrey SSenior Vice President
|
GrantRestricted Stock Units · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000166 · edgar.xml · derivative · entry 2 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:17 UTC |
Bornstein Jeffrey SSenior Vice President
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $30.11 | $0.00 |
DisclosureSEC source: 0001231205-16-000166 · edgar.xml · derivative · entry 1 Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-09-09 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:20 UTC |
Comstock Elizabeth JVice Chairman
|
GrantRestricted Stock Units · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000167 · edgar.xml · derivative · entry 6 Comstock Elizabeth J · CIK 0001290186 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:20 UTC |
Comstock Elizabeth JVice Chairman
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $30.11 | $0.00 |
DisclosureSEC source: 0001231205-16-000167 · edgar.xml · derivative · entry 5 Comstock Elizabeth J · CIK 0001290186 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-09-09 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:20 UTC |
DIMITRIEF ALEXANDERSenior Vice President
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GrantRestricted Stock Units · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000168 · edgar.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:20 UTC |
DIMITRIEF ALEXANDERSenior Vice President
|
GrantEmployee Stock Option (right to buy) · Derivative | 117,000 | $0.00 Strike: $30.11 | $0.00 |
DisclosureSEC source: 0001231205-16-000168 · edgar.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Common Stock · 117,000 shares Expires 2026-09-09 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:22 UTC |
Peters SusanSenior Vice President
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GrantRestricted Stock Units · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000169 · edgar.xml · derivative · entry 4 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:22 UTC |
Peters SusanSenior Vice President
|
GrantEmployee Stock Option (right to buy) · Derivative | 117,000 | $0.00 Strike: $30.11 | $0.00 |
DisclosureSEC source: 0001231205-16-000169 · edgar.xml · derivative · entry 3 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Common Stock · 117,000 shares Expires 2026-09-09 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:23 UTC |
RICE JOHN GVice Chairman
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GrantRestricted Stock Units · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000170 · edgar.xml · derivative · entry 2 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 20:23 UTC |
RICE JOHN GVice Chairman
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $30.11 | $0.00 |
DisclosureSEC source: 0001231205-16-000170 · edgar.xml · derivative · entry 1 RICE JOHN G · CIK 0001232377 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-09-09 F4 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 20:52 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001231205-16-000165 · edgar.xml · derivative · entry 9 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 150,000 shares Expires 2020-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 20:52 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $11.95 | $0.00 |
DisclosureSEC source: 0001231205-16-000165 · edgar.xml · derivative · entry 8 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2019-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 20:52 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,000 | $0.00 Strike: $9.57 | $0.00 |
DisclosureSEC source: 0001231205-16-000165 · edgar.xml · derivative · entry 7 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 20:52 UTC |
Peters SusanSenior Vice President
|
Tax withholdingCommon Stock | 112,455 | $31.15 | $3,502,973.25 |
DisclosureSEC source: 0001231205-16-000165 · edgar.xml · nonDerivative · entry 6 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,947 Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 20:52 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionCommon Stock | 150,000 | $15.68 | $2,352,000.00 |
DisclosureSEC source: 0001231205-16-000165 · edgar.xml · nonDerivative · entry 5 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 20:52 UTC |
Peters SusanSenior Vice President
|
Tax withholdingCommon Stock | 83,018 | $31.15 | $2,586,010.70 |
DisclosureSEC source: 0001231205-16-000165 · edgar.xml · nonDerivative · entry 4 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,402 Read SEC document |
| July 29, 2016 Filed Aug 2, 2016 20:52 UTC |
Peters SusanSenior Vice President
|
Exercise / conversionCommon Stock | 120,000 | $11.95 | $1,434,000.00 |
DisclosureSEC source: 0001231205-16-000165 · edgar.xml · nonDerivative · entry 3 Peters Susan · CIK 0001582683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.