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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2017 Filed Feb 13, 2017 21:25 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 1,927 $29.58 $57,000.66
Disclosure

SEC source: 0001231205-17-000025 · edgar.xml · nonDerivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,707

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:25 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000025 · edgar.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:16 UTC
Joyce David LeonVice Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001231205-17-000022 · edgar.xml · derivative · entry 8

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of July 23, 2009.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:16 UTC
Joyce David LeonVice Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001231205-17-000022 · edgar.xml · derivative · entry 7

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of March 12, 2009.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:16 UTC
Joyce David LeonVice Chairman
SaleCommon Stock 159,662 $29.56 $4,719,608.72
Disclosure

SEC source: 0001231205-17-000022 · edgar.xml · nonDerivative · entry 5

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,141

F2 · security: This transaction was conducted via an internal systemizer.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:16 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 346,209 $29.60 $10,247,786.40
Disclosure

SEC source: 0001231205-17-000022 · edgar.xml · nonDerivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,803

F1 · security: This transaction was conducted outside a trading venue.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:16 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000022 · edgar.xml · nonDerivative · entry 3

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was conducted outside a trading venue.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:16 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 254,895 $29.60 $7,544,892.00
Disclosure

SEC source: 0001231205-17-000022 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,012

F1 · security: This transaction was conducted outside a trading venue.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:16 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000022 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was conducted outside a trading venue.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:10 UTC
Bornstein Jeffrey SSenior Vice President
PurchaseCommon Stock 5,000 $29.63 $148,150.00
Disclosure

SEC source: 0001231205-17-000019 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,757

F1 · security: This transaction was conducted via an internal systemizer.

Read SEC document
January 23, 2017 Filed Jan 23, 2017 22:20 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 231 $30.50 $7,045.50
Disclosure

SEC source: 0001231205-17-000018 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,763

F1 · security: This transaction was conducted via an internal systematizer

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,525 $31.68 $79,992.00
Disclosure

SEC source: 0001231205-17-000002 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,538

Underlying: Common Stock · 2,525 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:19 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,705 $31.68 $54,014.40
Disclosure

SEC source: 0001231205-17-000003 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,635

Underlying: Common Stock · 1,705 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:20 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,446 $31.68 $77,489.28
Disclosure

SEC source: 0001231205-17-000004 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Common Stock · 2,446 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:20 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,841 $31.68 $90,002.88
Disclosure

SEC source: 0001231205-17-000005 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,269

Underlying: Common Stock · 2,841 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:21 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,397 $31.68 $44,256.96
Disclosure

SEC source: 0001231205-17-000006 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,971

Underlying: Common Stock · 1,397 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:21 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,525 $31.68 $79,992.00
Disclosure

SEC source: 0001231205-17-000007 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,243

Underlying: Common Stock · 2,525 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:21 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,085 $31.68 $34,372.80
Disclosure

SEC source: 0001231205-17-000008 · edgar.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Common Stock · 1,085 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:23 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,249 $31.68 $71,248.32
Disclosure

SEC source: 0001231205-17-000009 · edgar.xml · derivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock · 2,249 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:24 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,468 $31.68 $46,506.24
Disclosure

SEC source: 0001231205-17-000010 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,293

Underlying: Common Stock · 1,468 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,235 $31.68 $102,484.80
Disclosure

SEC source: 0001231205-17-000011 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,478

Underlying: Common Stock · 3,235 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,249 $31.68 $71,248.32
Disclosure

SEC source: 0001231205-17-000012 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,781

Underlying: Common Stock · 2,249 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:27 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,446 $31.68 $77,489.28
Disclosure

SEC source: 0001231205-17-000013 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,380

Underlying: Common Stock · 2,446 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,446 $31.68 $77,489.28
Disclosure

SEC source: 0001231205-17-000014 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,209

Underlying: Common Stock · 2,446 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,420 $31.68 $44,985.60
Disclosure

SEC source: 0001231205-17-000015 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,809

Underlying: Common Stock · 1,420 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:29 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,249 $31.68 $71,248.32
Disclosure

SEC source: 0001231205-17-000016 · edgar.xml · derivative · entry 1

McAdam Lowell C · CIK 0001385260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,655

Underlying: Common Stock · 2,249 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:30 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,251 $31.68 $71,311.68
Disclosure

SEC source: 0001231205-17-000017 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,054

Underlying: Common Stock · 2,251 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:18 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000001 · edgar.xml · derivative · entry 8

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2016-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:18 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 15,771 $31.66 $499,309.86
Disclosure

SEC source: 0001231205-17-000001 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,312

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:18 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000001 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Feb 6, 2017 22:01 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000021 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,934

Read SEC document
November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · derivative · entry 10

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,600 shares

Expires 2020-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · derivative · entry 9

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2019-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · derivative · entry 8

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 13,839 $30.71 $424,995.69
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · nonDerivative · entry 6

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,541

Read SEC document
November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · nonDerivative · entry 5

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 28,136 $30.71 $864,056.56
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · nonDerivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,780

Read SEC document
November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · nonDerivative · entry 3

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 4,685 $30.71 $143,876.35
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,916

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November 23, 2016 Filed Nov 28, 2016 22:22 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000214 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 21, 2016 21:27 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000212 · edgar.xml · derivative · entry 4

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

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November 18, 2016 Filed Nov 21, 2016 21:27 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 15,345 $30.51 $468,175.95
Disclosure

SEC source: 0001231205-16-000212 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,281

Read SEC document
November 18, 2016 Filed Nov 21, 2016 21:27 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000212 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:05 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000211 · edgar.xml · derivative · entry 4

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2016-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:05 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000211 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 9, 2016 21:12 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
PurchaseCommon Stock 50,000 $29.24 $1,462,000.00
Disclosure

SEC source: 0001231205-16-000202 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248,688

F1 · kind: All transactions reported on this Form 4 were conducted by a broker through a systematic internalizer.

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November 05, 2016 Filed Nov 8, 2016 21:11 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000199 · edgar.xml · derivative · entry 4

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 8,000 shares

Expires 2016-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
November 05, 2016 Filed Nov 8, 2016 21:11 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 3,837 $28.52 $109,431.24
Disclosure

SEC source: 0001231205-16-000199 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,602

Read SEC document
November 05, 2016 Filed Nov 8, 2016 21:11 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000199 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2016 Filed Nov 8, 2016 21:11 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000200 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 7,400 shares

Expires 2016-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.